- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple ... and clean power source for future generations. Overview: The Securities Attorney will be part of the...with our executive leadership and cross-functional teams to ensure compliance with securities laws and regulations Responsibilities:… more
- Morgan Stanley (Purchase, NY)
- …coverage of the Firm's Syndicate, Trading and Executive Financial Services businesses. The attorney will also work closely with Compliance , Risk and the business ... *Wealth Management Capital Markets Attorney VP/ED* *Company Profile:* Morgan Stanley is a...services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's… more
- Capital One (Mclean, VA)
- …including ESG reporting. Additionally, you will provide support for a range of securities compliance and disclosure matters, manage the administration of certain ... - Governance and Securities The Governance & Securities team is seeking an experienced attorney ...relationships with business clients, attorneys, project managers, and corporate compliance professionals at all levels of the company **Basic… more
- Securities and Exchange Commission (Boston, MA)
- … Attorney -Adviser, you will: Direct employees responsible for conducting securities compliance examinations, and participate in planning and conducting ... to the GS/SK-13 level. Specialized experience includes: Providing legal advice on federal securities laws and compliance issues as they relate to securities… more
- DuPont (Wilmington, DE)
- …transactions and assisting with other banking and investment matters. + Ensure compliance with applicable securities regulations; partner with the External ... de Nemours, Inc. seeks to recruit an outstanding senior attorney to fill this highly visible and influential role...highly visible and influential role as Senior Corporate Counsel, Securities and M&A. The Senior Corporate Counsel will be… more
- Robert Half Legal (Phoenix, AZ)
- …or as an attorney in private practice with a focus on securities law and investment management * Possess exceptional knowledge and experience in commercial ... Description We are offering an opportunity for a seasoned General Counsel level attorney to join our client's team in Central Phoenix. This role is within the… more
- Morgan Stanley (San Francisco, CA)
- *Wealth Management Litigation Attorney * *Company Profile * Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, ... securities , investment management and wealth management services. The Firm's...of our culture. *Department Profile* Professionals within Legal and Compliance provide a wide range of services to our… more
- NRG Energy, Inc. (Princeton, NJ)
- …4-5 times per year **Responsibilities:** **_Securities and Corporate Governance_** + Ensure compliance with federal and state securities laws, with focus on ... **Purpose:** We are looking for a talented and experienced attorney to join our team and provide leadership on...and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly… more
- Securities and Exchange Commission (Los Angeles, CA)
- …Supervisory Attorney -Adviser in Los Angeles, CA. Responsibilities At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, ... to the GS/SK-13 level. Specialized experience includes: Providing legal advice on federal securities laws and compliance issues as they relate to securities… more
- TD Bank (New York, NY)
- …Markets and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you ... offerings for domestic and international issuers. + Advise on compliance matters related to securities laws and...+ Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders,… more
- Morgan Stanley (New York, NY)
- *Executive Compensation Attorney * Morgan Stanley is a global financial services firm and a market leader in investment banking, securities , investment management ... compensation design and documentation, disclosure and legal, regulatory and tax compliance * Responsibility for corporate governance matters relating to executive… more
- Allegion (Carmel, IN)
- …engaged workplace cultures in the world._ **Senior Legal Manager-Corporate & Securities -Carmel, IN (Hybrid)** Reporting directly to the Deputy General Counsel Labor ... & Employment, Chief Compliance Officer, Assistant Corporate Secretary, the Senior Legal Manager...Corporate Secretary, the Senior Legal Manager - Corporate & Securities will play a key role in supporting the… more
- TXNM Energy (Albuquerque, NM)
- …areas of general corporate law, commercial and financial transactions, procurement, securities law compliance , bankruptcy matters, general contracting and/or ... Regulatory Attorney III or IV Location: Albuquerque, NM, United...+ Litigation experience + Transactional law experience + Regulatory compliance experience + Experience with environmental, social, and governance… more
- Morgan Stanley (New York, NY)
- *Investment Management Attorney - Vice President* *Primary Responsibilities* The candidate will be responsible for legal coverage within the Morgan Stanley ... well as with colleagues in other groups such as Compliance , Litigation, and Global Financial Crimes/AML * Advising on...1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, Regulation D, ERISA, AIFMD, and… more
- Securities and Exchange Commission (Washington, DC)
- …Review and Accounting Office #2 is seeking to fill one temporary Attorney -Adviser - Sr. Special Counsel position in Washington, DC. Responsibilities At the ... Securities and Exchange Commission (SEC), we are committed to...within 30 calendar days of the date of alleged non- compliance by contacting the Legal and Policy Office in… more
- Morgan Stanley (New York, NY)
- *Employee Benefits Attorney * Morgan Stanley is a global financial services firm and a market leader in investment banking, securities , investment management and ... plan claims and appeals * Advise on the design, administration, and compliance of qualified pension, profit-sharing, 401(k), and welfare benefit plans * Prepare… more
- BlackRock (New York, NY)
- …debt, infrastructure and equity. **L&C Distressed Credit Transactions Group Attorney ** We are searching for an experienced distressed credit/restructuring ... transactional attorney who will provide legal coverage of transactions and...Coordinate and work with business teams, fund lawyers, litigation, compliance , tax, risk, financial crime and operations teams regarding… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** US Bank is seeking an attorney to join the Law Division's Wealth Management & Investment Services legal team to ... property owners, to fund their environmental monitoring and remediation, (4) securities -intermediary services, for customers who pledge their custody accounts as… more
- NextEra Energy (Juno Beach, FL)
- **Principal Tax Attorney ** **Date:** Nov 12, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 83282 is the world's ... **Position Specific Description** We are seeking a Principal Tax Attorney to work on NextEra's Federal Tax Planning &...and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and… more
- Securities and Exchange Commission (Washington, DC)
- …procedures to encourage persons to present questions to the Investor Advocate regarding compliance with the securities laws. Establish systems and safeguards to ... a demonstrated history of promoting investor protection. Responsibilities At the Securities and Exchange Commission (SEC), we are committed to diversity, equity,… more