- nrg (Princeton, NJ)
- … Support - Provide assistance with public company related matters, including:Ensure compliance with federal and state securities laws, with particular focus ... Summary: We are looking for a talented and experienced attorney to join our team and provide leadership on...and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly… more
- Jackson National Life Insurance Company (Lansing, MI)
- …on general and complex legal issues with a focus on regulatory changes within securities laws. The Sr. Attorney is responsible for developing and implementing ... regulatory change items, coordinating legal and compliance efforts as requested, and supporting the Associate General...variety of topics, including but not limited to federal securities laws, state insurance, and the financial industry regulatory… more
- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple ... and clean power source for future generations. Overview: The Securities Attorney will be part of the...with our executive leadership and cross-functional teams to ensure compliance with securities laws and regulations Responsibilities:… more
- JPMorgan Chase (Chicago, IL)
- …law firm (or equivalent in-house experience). + JD or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing ... on complex ERISA, trust, and fiduciary matters within the Securities Services business. This position is ideal for those...a Vice President - Assistant General Counsel on the Securities Services team, you will provide legal support to… more
- Chemours (Wilmington, DE)
- …tax. This position is lead attorney for the purposes of ensuring compliance with securities laws and related corporate governance issues, with significant ... practices, templates, tools, and associated policies, and training to ensure compliance with securities laws and related regulations. + Guide business leaders on… more
- Capital One (Mclean, VA)
- …including ESG reporting. Additionally, you will provide support for a range of securities compliance and disclosure matters, manage the administration of certain ... - Governance and Securities The Governance & Securities team is seeking an experienced attorney ...relationships with business clients, attorneys, project managers, and corporate compliance professionals at all levels of the company **Basic… more
- Comerica (Dallas, TX)
- The Deputy General Counsel - Securities , Corporate and Human Resources The Deputy General Counsel - Securities , Corporate and Human Resources, provides primary ... support for securities and corporate law, advises in areas of corporate...in developing and maintaining policies and procedures to ensure compliance with Sarbanes-Oxley, NYSE regulations, SEC regulations (eg, Regulation… more
- DuPont (Wilmington, DE)
- …transactions and assisting with other banking and investment matters. + Ensure compliance with applicable securities regulations; partner with the External ... de Nemours, Inc. seeks to recruit an outstanding senior attorney to fill this highly visible and influential role...highly visible and influential role as Senior Corporate Counsel, Securities and M&A. The Senior Corporate Counsel will be… more
- NRG Energy, Inc. (Princeton, NJ)
- …Support_** - Provide assistance with public company related matters, including: + Ensure compliance with federal and state securities laws, with particular focus ... Summary:** We are looking for a talented and experienced attorney to join our team and provide leadership on...and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly… more
- CalSTRS (Sacramento, CA)
- …the less complex laws, regulations, standards, and guidelines associated with ethics and compliance . The Attorney works in partnership with the Attorney ... Job Posting: Legal Ethics & Accountability Attorney State Teachers' Retirement System JC-448171 - Legal...of Legal Ethics & Accountability (OLEA) monitors and maintains compliance functions at CalSTRS in accordance with applicable laws… more
- State of Montana (Helena, MT)
- The Montana State Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for an Attorney in our Legal Services Bureau. *Why Work with Us?* ... here_._ *Does this job match your strengths?* We are looking for an entry-level attorney who loves to learn and is interested in staying abreast of, and matching… more
- New York Times (New York, NY)
- …Description** **About the Role** The New York Times Company has an opening for an attorney with 4 + years of broad corporate and securities experience, with a ... role in drafting and advising on filings with the Securities and Exchange Commission + Advise senior management on...including reviewing contracts, as the need arises, and support compliance efforts, including the development and ongoing review of… more
- Comerica (Dallas, TX)
- Securities Paralegal The Securities Paralegal is responsible for compiling, analyzing and presenting information, drafting and reviewing disclosures, and ... otherwise assisting in-house securities counsel regarding public... counsel regarding public communications and regulatory filings in compliance with SEC rules, NYSE rules, state requirements, and… more
- TXNM Energy (Albuquerque, NM)
- …areas of general corporate law, commercial and financial transactions, procurement, securities law compliance , bankruptcy matters, general contracting and/or ... Regulatory Attorney III or IV Location: Albuquerque, NM, United...+ Litigation experience + Transactional law experience + Regulatory compliance experience + Experience with environmental, social, and governance… more
- State of Massachusetts (Boston, MA)
- …of the Commonwealth of Massachusetts is seeking candidates for a Staff Attorney position in the Public Records Division (Division). The Division (Division) ... training to government employees and their agents throughout Massachusetts. The Staff Attorney will work in fast-paced, deadline driven environment and will be… more
- Bank of America (New York, NY)
- Attorney - Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... rule-making. + Interprets rulings, laws, and regulations surrounding debt securities offerings and liability management transactions and products + Communicates… more
- Morgan Stanley (New York, NY)
- Investment Management Coverage Attorney - Vice President Primary Responsibilities >Providing primary legal support for MS, EV, & Calvert 1940 Act registered equity, ... well as with colleagues in other groups such as Compliance , Litigation, and Global Financial Crimes/AML Skills required (essential)...1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, Regulation D, ERISA, AIFMD, and… more
- JPMorgan Chase (New York, NY)
- …regulatory insight. As a Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel within our Wealth Management ... on the US Wealth Management and Product Legal teams and collaborate with Compliance , Risk and Controls functions to ensure comprehensive and effective support. The… more
- NextEra Energy (Juno Beach, FL)
- **Principal Tax Attorney ** **Date:** Aug 21, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 82192 is the world's ... **Position Specific Description** We are seeking a Principal Tax Attorney to work on NextEra's Federal Tax Planning &...and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and… more
- Robert Half Legal (Chicago, IL)
- …companies, founders, and venture capital firms, and the ability to act as lead attorney on a range of EC/VC transactions. + Having a deep familiarity with ... issuers, including the Investment Advisers Act of 1940, The Securities Act of 1933, Reg D safe-harbors and state...1933, Reg D safe-harbors and state blue sky law compliance . + Having a solid understanding of the forms… more
