• IED - Electronic Trading Business…

    Morgan Stanley (New York, NY)
    …Institutional Equity Division (IED) responsible for managing the risks associated with electronic trading of equities and listed derivatives in the ... * Electronic Trading Business Controls * ...* Electronic Trading Business Controls * Electronic ...or related industry . Direct professional experience in a securities trading business in some functional capacity,… more
    Morgan Stanley (10/10/24)
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  • Audit Manager - Global Markets Equities

    Bank of America (New York, NY)
    …and Research. Products include cash equities (high touch and low touch electronic trading ), derivatives, prime brokerage, stock loan and other structured ... Audit Manager - Global Markets Equities New York, New York **Job Description:** At Bank...equity financing products. Familiarity with US equity market… more
    Bank of America (09/12/24)
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  • Electronic Trading and Product…

    Wells Fargo (Charlotte, NC)
    …Wells Fargo Securities "Markets" COO Group that will support the Electronic Trading and Product Management organization. The individual will collaborate with ... groups. **In this role, you will:** + Develop strategic vision across all Electronic Trading and Product Business Frameworks to ensure consistency and efficiency… more
    Wells Fargo (11/06/24)
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  • Electronic Trading and Product…

    Wells Fargo (Hudson, NY)
    …Wells Fargo Securities "Markets" COO Group that will support the Electronic Trading and Product Management organization. The individual will collaborate with ... work experience, training, military experience, education **Desired Qualifications:** + 5+ years Electronic Trading and Capital Markets + In-depth knowledge of… more
    Wells Fargo (11/06/24)
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  • Senior Electronic Developer ( Markets…

    HSBC (New York, NY)
    …the following is an advantage: + Zero GC architectures + Low latency systems + Cash equities trading + Algorithmic trading , FIX, etcFor this role, H For this ... best developers to take our capability forward. The Cash Equities Algorithmic Trading Technology team runs the...GC architectures and Low latency systems + Experience with OMS/ Electronic Trading Stack + Communication skills +… more
    HSBC (10/31/24)
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  • Portfolio Reviewer I - AMS Freedom Trading

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... in Memphis, TN._ **Job Summary** You will be a member of the AMS Freedom Trading team. As the Portfolio Reviewer I, you will use the knowledge and skills gained… more
    Raymond James Financial, Inc. (10/26/24)
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  • Invest in Success Program (New York)

    TD Bank (New York, NY)
    …about American Depositary Receipt trading , cash equities sales & trading , corporate access, equity options, Exchange-Traded Fund trading , global ... early-career students with the unique opportunity to visit TD Securities ' New York City office, where they will experience...at the heart the organization between banking, sales and trading , and equity research, providing the greatest… more
    TD Bank (10/29/24)
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  • Fixed Income Trader

    PNC (Philadelphia, PA)
    …will work with investment team portfolio managers and interface with various external trading partners including electronic trading platforms to source ... liquidity in fixed income markets *Exposure to or experience with fixed income electronic trading platforms *Strong verbal and electronic communication… more
    PNC (09/21/24)
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  • AMS Overlay Portfolio Reviewer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Market trading practices ... or Saint Petersburg, FL._ **Job Summary** You will be a member of the AMS Trading team. As the Overlay Portfolio Reviewer, you will use the knowledge and skills… more
    Raymond James Financial, Inc. (10/15/24)
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  • Institutional Trade Administrator, GEIB

    Raymond James Financial, Inc. (New York, NY)
    …in equities /options. * Fundamental concepts, practices, and procedures of equity trading including reconciliation experience. * Principles of banking and ... finance and securities industry operations. * Financial markets and products. **Skill... **Primary Location:** US-NY-New York-New York City **Organization** Institutional Equity Trading **Schedule** Full-time **Job Shift** Day… more
    Raymond James Financial, Inc. (10/10/24)
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  • IED Negotiator - Associate/Vice President

    Morgan Stanley (New York, NY)
    …a global leader in the origination, distribution and trading of equity , equity -linked and equity -derivative securities . The Firm's equity Sales & ... level trading agreements, including, but not limited to equity derivatives, prime brokerage, securities lending, confidentiality agreements, Futures… more
    Morgan Stanley (11/02/24)
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  • APMO Business Intelligence Analytics Engineer

    S&P Global (NY)
    …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (09/20/24)
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  • Lead Engineer - Hybrid

    S&P Global (New York, NY)
    …benefits we provide to our employees, visit spgbenefits.com _._ _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (09/24/24)
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  • Director of Data Science - NLP, LLM and GenAI

    S&P Global (Princeton, NJ)
    …Github and open source initiatives or in research projects _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (08/15/24)
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  • Head of Compliance, Trade Surveillance…

    TD Bank (New York, NY)
    …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $160,000 - $220,000 USD TD is...enhancing the surveillance program for the market abuse and electronic communications for their respective regional lines of TD… more
    TD Bank (10/22/24)
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  • Senior Analyst - Structured Finance, Americas…

    S&P Global (New York, NY)
    …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (10/24/24)
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  • Rating Analyst, US RMBS

    S&P Global (Englewood, CO)
    …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (10/29/24)
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  • Lead Compliance Officer - Fixed Income

    Wells Fargo (St. Louis, MO)
    …Management Team, and Compliance subject matter expert for the Fixed Income Electronic Trading , Non-Financial Regulatory Reporting (eg TRACE, SDR), and 3rd ... aligned compliance functions on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting one...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (11/06/24)
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  • Director, Sales - Structured Finance

    S&P Global (New York, NY)
    …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (09/19/24)
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  • Associate Director - Structured Finance, Esoteric…

    S&P Global (Boulder, CO)
    …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (08/12/24)
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