- Morgan Stanley (New York, NY)
- …Institutional Equity Division (IED) responsible for managing the risks associated with electronic trading of equities and listed derivatives in the ... * Electronic Trading Business Controls * ...* Electronic Trading Business Controls * Electronic ...or related industry . Direct professional experience in a securities trading business in some functional capacity,… more
- Bank of America (New York, NY)
- …and Research. Products include cash equities (high touch and low touch electronic trading ), derivatives, prime brokerage, stock loan and other structured ... Audit Manager - Global Markets Equities New York, New York **Job Description:** At Bank...equity financing products. Familiarity with US equity market… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo Securities "Markets" COO Group that will support the Electronic Trading and Product Management organization. The individual will collaborate with ... groups. **In this role, you will:** + Develop strategic vision across all Electronic Trading and Product Business Frameworks to ensure consistency and efficiency… more
- Wells Fargo (Hudson, NY)
- …Wells Fargo Securities "Markets" COO Group that will support the Electronic Trading and Product Management organization. The individual will collaborate with ... work experience, training, military experience, education **Desired Qualifications:** + 5+ years Electronic Trading and Capital Markets + In-depth knowledge of… more
- HSBC (New York, NY)
- …the following is an advantage: + Zero GC architectures + Low latency systems + Cash equities trading + Algorithmic trading , FIX, etcFor this role, H For this ... best developers to take our capability forward. The Cash Equities Algorithmic Trading Technology team runs the...GC architectures and Low latency systems + Experience with OMS/ Electronic Trading Stack + Communication skills +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... in Memphis, TN._ **Job Summary** You will be a member of the AMS Freedom Trading team. As the Portfolio Reviewer I, you will use the knowledge and skills gained… more
- TD Bank (New York, NY)
- …about American Depositary Receipt trading , cash equities sales & trading , corporate access, equity options, Exchange-Traded Fund trading , global ... early-career students with the unique opportunity to visit TD Securities ' New York City office, where they will experience...at the heart the organization between banking, sales and trading , and equity research, providing the greatest… more
- PNC (Philadelphia, PA)
- …will work with investment team portfolio managers and interface with various external trading partners including electronic trading platforms to source ... liquidity in fixed income markets *Exposure to or experience with fixed income electronic trading platforms *Strong verbal and electronic communication… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Market trading practices ... or Saint Petersburg, FL._ **Job Summary** You will be a member of the AMS Trading team. As the Overlay Portfolio Reviewer, you will use the knowledge and skills… more
- Raymond James Financial, Inc. (New York, NY)
- …in equities /options. * Fundamental concepts, practices, and procedures of equity trading including reconciliation experience. * Principles of banking and ... finance and securities industry operations. * Financial markets and products. **Skill... **Primary Location:** US-NY-New York-New York City **Organization** Institutional Equity Trading **Schedule** Full-time **Job Shift** Day… more
- Morgan Stanley (New York, NY)
- …a global leader in the origination, distribution and trading of equity , equity -linked and equity -derivative securities . The Firm's equity Sales & ... level trading agreements, including, but not limited to equity derivatives, prime brokerage, securities lending, confidentiality agreements, Futures… more
- S&P Global (NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (New York, NY)
- …benefits we provide to our employees, visit spgbenefits.com _._ _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (Princeton, NJ)
- …Github and open source initiatives or in research projects _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $160,000 - $220,000 USD TD is...enhancing the surveillance program for the market abuse and electronic communications for their respective regional lines of TD… more
- S&P Global (New York, NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (Englewood, CO)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- Wells Fargo (St. Louis, MO)
- …Management Team, and Compliance subject matter expert for the Fixed Income Electronic Trading , Non-Financial Regulatory Reporting (eg TRACE, SDR), and 3rd ... aligned compliance functions on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting one...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- S&P Global (New York, NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (Boulder, CO)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more