- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist. This role is critical for the setup, ongoing support, and expansion of ... Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management processes… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as a part of WIM Operations **In this role, you will:** + Participate in low ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- TEKsystems (Minneapolis, MN)
- …Type: 3 month contract with potential for growth! Description: Senior Securities Operations Representative - Property/Casualty Insurance - Specialty Asset ... Servicing Job Description Summary - Securities Operations : Covers jobs responsible for processing reconciling resolving and administering cash security or… more
- Randstad US (Minneapolis, MN)
- securities operations representative 3. + minneapolis , minnesota + posted 1 day ago **job details** summary + $22 - $23.44 per hour + temp to perm + no ... occupations + referenceAB_4619499 job details Randstad is currently looking for an Securities Operations Representative 3 in Minnepolis, MN.The role involves… more
- Charles Schwab (Lone Tree, CO)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Alternative ... to Tax, Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and problems and proactively… more
- System One (Tulsa, OK)
- …or Finance and 1-4 years of directly related experience in a high-volume securities operations environment or equivalent combination of education and experience. ... The Securities Services Operations Specialist I is primarily responsible for all transactional processing supporting Wealth Management accounts on the trust… more
- Citigroup (Getzville, NY)
- …within Cross Function Control & Projects will support transformation efforts for Cash Securities Operations Fixed Income and Equities securities settlements ... oriented. + Working knowledge of Microsoft Suite \#Markets **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Getzville, NY)
- …within Cross Function Control & Projects will support transformation efforts for Cash Securities Operations Fixed Income and Equities securities settlements ... oriented. + Working knowledge of Microsoft Suite \#Markets **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- JPMorgan Chase (Newark, DE)
- As a Securities Based Lending Team Manager, you will be part of a team that is the center of excellence designed to handle a high volume of lower risk credit ... transactions including Advised Lines of Credit secured by high quality marketable securities with standard loan documentation. In this role, you will ensure a short… more
- Citigroup (Tampa, FL)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
- Citigroup (Tampa, FL)
- … processing deliverables/initiatives + Manage daily performance related to securities post-settlement activities of operations processes + Coordinate ... as required. Net X 360 system experience a plus **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing… more
- US Bank (St. Paul, MN)
- …activities for assigned functional area(s)/regions(s). Ensures quality service and effective securities operations activities for all supported internal and ... affecting assigned units and coordinating system conversions from an operations perspective. REQUIRED - Seven or more years of...Seven or more years of experience in trust and securities operational functions - Five to seven years of… more
- Citigroup (Getzville, NY)
- …risk appetite. This role within In Business Risk and Control team for Cash Securities Settlements will support the Operations managers in ensuring inherent risks ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- SMBC (Charlotte, NC)
- …to global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. ... and Securities Settlements functions. Reporting directly to the Head of Securities Operations in New York, this will be an extension of the broader New… more
- Wells Fargo (Charlotte, NC)
- …performance management and all human resource related deliverables + Working with Securities Operations leadership team, Technology, and other support functions ... + 4+ years of Operations knowledge and experience within Securities Operations /Broker Dealer processes and/or applications and systems, specifically… more
- BlackRock (Princeton, NJ)
- …process/product development and/or project leadership * Experience in a variety of securities operations & products will be a differentiator, especially SMA ... new team dedicated to the execution of SMA Alternative Operations , and they are hiring for the role of...This experienced VP or Director will oversee the day-to-day operations to support SMA-style management of alternative investment portfolios.… more
- The Hartford (Hartford, CT)
- …Investments, Business) a plus. + Fundamental understanding of investment products and securities operations + Demonstrated record of problem solving and critical ... Sr Analyst, Business Operations - VKSAH4 We're determined to make a...value and results. This position is within HIMCO Business Operations , which is responsible for the comprehensive operational support… more
- Robert Half Finance & Accounting (Portland, ME)
- …of experience in a financial services firm focusing on day-to-day securities operations , technical Project management, strong communication and interpersonal ... Description Our client is looking for an Operations Manager, for their boutique office in Portland,...and reporting processes for the firm. Manage firm technology operations and technology coordination. And more Requirements Ideal candidate… more