- Randstad US (St. Louis, MO)
- …, along with good problem-solving and communication skills, is essential. Position: Securities Operations Representative 3 Location: St. Louis, MO ... securities operations support specialist. + st louis , missouri + posted 1 day ago **job details** summary + $23.50 - $25 per hour + temp to perm + no… more
- Randstad US (Miami, FL)
- …growth with the possibility of permanent placement based on job performance. Position: Securities Operations Representative 3 Location: Miami FL 33178 Pay: ... temp to perm + no requirements + category business and financial operations occupations + referenceAB_4656569 job details Randstad is seeking reliable professionals… more
- Citigroup (New York, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... The Securities & Derivatives Rep is an entry level...trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of… more
- Mizuho Corporate Bank (New York, NY)
- …Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of Mizuho Bank, Ltd. in the Americas, and ... and consulting function, designed to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York… more
- S&P Global (New York, NY)
- …and managing sales fulfilment processes in an exciting environment. Sales Operations Representatives demonstrate deep proficiency in data and systems management, to ... develop deep understanding of sales operations practices, and working knowledge of business products, enabling...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Randstad US (Columbus, OH)
- client services representative . + columbus , ohio + posted 9 days ago **job details** summary + $18.99 - $19 per hour + temp to perm + associate degree + category ... business and financial operations occupations + referenceAB_4650761 job details Ready to join...occupations + referenceAB_4650761 job details Ready to join the Securities Industry? Do you enjoy collaborating with members, answering… more
- Citigroup (Getzville, NY)
- …analytic and administrative support to Front Office Sales and Trading on securities transactions + Supporting institutional clients in post execution services when ... Bachelor's degree/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Transaction Capture Services… more
- Principal Financial Group (Des Moines, IA)
- …Principal is seeking highly motivated individuals for a **Broker Dealer Operations Associate I** position. You will provide service and administrative assistance ... Respond quickly and accurately to assist our clients. + Build and maintain securities transfers for ACATs, Non-ACATs, and mutual funds. This may include review,… more
- SolomonEdwards (Washington, DC)
- …The Finance and Accounting Professional will work closely with the Financial Operations Team Lead on Debt Securities portfolio program, investment project ... required. * 3-5 years of work experience in debt securities and custody operations is required. *...discretion. Physical Requirements: The physical demands described here are representative of those that must be met by an… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Truist (Charlotte, NC)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- HSBC (Aventura, FL)
- …contact with clients regarding their accounts, under the direction of a registered securities representative + Enter orders for clients and opens new client ... strong understanding of the brokerage and banking industry, trading operations , banking products and HSI's (HSBC Securities ...accounts at the direction of the registered representative For this role, HSBC targets a pay range… more
- Thrivent Financial (Cranford, NJ)
- …for achieving leverage of the advisor's time. This position supports daily operations of the practice including providing licensed support, responding to client ... client accounts + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities)...submit. + Note CANNOT be listed as the servicing representative AND need to note their FA is selling… more
- Thrivent Financial (Helena, MT)
- …leverage of Autumn Keller's, the advisor, time. This position supports daily operations of the practice including providing licensed support, responding to client ... management system + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities).... + Note CANNOT be listed as the servicing representative AND need to note their FA is selling… more
- Federal Reserve Bank (Atlanta, GA)
- …to financial institutions via FedLine(R) Solutions, Fedwire(R) Funds and Securities , the National Settlement Service (NSS), FedCash(R)1, FedACH(R), Check Services, ... operates as a fully integrated organization with groups dedicated to operations , technology, product and industry engagement, enterprise services, and one focused… more
- The Hershey Company (Hershey, PA)
- …& M&A. This position will be responsible for ensuring compliance with securities laws, rules and regulations, including preparation and filing of Forms 8-K, ... filings related to M&A activities and for serving as the legal representative to the Company's integration team, responsible for helping ensure new acquisition… more
- Kestra Financial (Columbia, MD)
- The Investment Operations person has responsibility for the efficient and effective operations . This includes the managing of client relations, investment ... operations and general office responsibilities. Essential Duties & Responsibilities:...monthly Periodic Investment Plans (PIP) for clients. + Submit " Securities -Based Line of Credit" (SBLOC) applications. + Assist with… more
- Guardian Life (Pittsfield, MA)
- The RIA Operations Specialist will serve as the expert on all aspects of our managed account model management and trading platform, as well as all associated ... custody, clearance, and order execution processing. The Operations Specialist will intimately understand how our Portfolio Administration Technologies, Envestnet,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...as alternate reviewer of daily cash reconciliations. Work with Operations Group to clear the cash rec items as… more
- DA Davidson Companies (Missoula, MT)
- …punctual, and predictable attendance.* Willingness to successfully complete the FINRA General Securities Representative (Series 7) Exam and Uniform Securities ... branch and company information. Required Experience: Qualifications:* Working knowledge of the securities industry, its operations and its products to include… more