- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide ... + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports...solve complex issues and make decisions + Strong customer service skills + Ability to think with a growth… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... The successful candidate will act as the primary contact for operational service -related escalations and in conjunction with the Client Executive (CE), will be… more
- TD Bank (New York, NY)
- …of reconciliation management and development in a capital markets environment. The Operations Specialist TDS administers and oversees daily check processing, ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $80,000 - $95,000 USD TD is committed to providing fair… more
- Wells Fargo (Charlotte, NC)
- …for trade flow functions including client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement ... **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within its Client Maintenance team as a part of Corporate… more
- Office of the Comptroller of the Currency (Washington, DC)
- …Talent Acquisitions headquartered in Washington, DC. Responsibilities As a Supervisory HR Specialist (Manager, HR Operations ), you will: Manage the OCC's ... Summary As a Manager in HR Operations , you will serve as a Human Resources...candidate will also be enrolled into FBI's Rap Back service , which will allow Treasury to receive notification from… more
- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... and potential clients. This allows us to provide full service offerings to our customers who are often clients...large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …implements and maintains data management systems, as required. * Act as closing specialist for succession cases, such as setting up split FA numbers, moving ... relationship between the field and home office. * Stays current with securities industry trends and regulations. * Performs other duties and responsibilities as… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- Guardian Life (Pittsfield, MA)
- The RIA Operations Specialist will serve as the expert on all aspects of our managed account model management and trading platform, as well as all associated ... custody, clearance, and order execution processing. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
- Deloitte (Columbus, OH)
- Manager/ Specialist Master, Operations & Technology Transformation, Insurance, Guidewire Integration & Configuration What we do Operations and Technology ... in the world, serving over 90% of Fortune 500 banking, insurance, securities , investment management, and real estate companies. Candidate profile The ideal candidate… more
- Morgan Stanley (Minneapolis, MN)
- …of client service and mitigating firm and operational risk. The Operations Associate - Institutional Documentation Specialist is responsible for a variety ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Asset/Investment Management* **Title:** * Operations Associate, Documentation Specialist - Parametric* **Location:**… more
- JPMorgan Chase (Columbus, OH)
- The Chase Wealth Management Lending Product Specialist (LPS) Vice President serves as a regionally aligned point of contact for all securities -based lending ... providing seamless execution of all new lending requests. The Lending Product Specialist is responsible for driving broader awareness of our lending capabilities and… more
- Charles Schwab (Orlando, FL)
- …mentor your peers. **What you have** + 2+ years' experience in client service or operations with brokerage/financial industry preferred. + Bachelor's degree or ... **Your opportunity** Charles Schwab's CS&S OST Specialist is responsible for risk prevention, processing of...partners and external clients, and provide "best in class" service by: + Effectively managing and evaluating risk when… more
- Federal Reserve Bank (Cincinnati, OH)
- …first shift hours Monday-Friday 7am-3:30pm** **Organizational Expectations** : As a cash operations specialist as part of the paying and receiving team ... in the cash operations area, you will ensure the appropriate circulation of...to handle sensitive information with confidentiality + Comprehensive customer service , communication, and interpersonal skills + Proficient computer skills… more
- Broadridge Financial Solutions (Newark, NJ)
- …come join the Broadridge team. Broadridge is hiring! Were seeking a Corporate Actions Operations Specialist to join our dynamic team for a contract opportunity. ... events, Mandatory events, Fixed Income, Class Actions, Bankruptcy, Proxy and physical securities processing + Provide exceptional client service to our… more
- US Bank (St. Paul, MN)
- …**Take your skills to the next level** We are looking for a _Custody Operations Specialist_ to join our US & Non-U.S. Manual Trade Entry team within Custody ... Operations . This individual will be part of team from...processing of client accounts. + Accountable for setting up securities , general account and asset level maintenance with some… more
- Federal Reserve Bank (Chicago, IL)
- …to strengthen and protect our economic, financial and payments systems. The risk management specialist will be part of a team that examines business operations , ... management, information technology, cyber security and audit program of regional service providers that provide services and products to financial institutions and… more
- Guardian Life (Bethlehem, PA)
- …we do business and continuously raise the bar. **Reporting Relationships:** As our Customer Service Specialist , Park Avenue Securities , you will report to ... team. **You have:** + 3+ years in a high-touch, service or operations environment preferred. + Strong...preferred. + College degree, or relevant work experience. + Securities license preferred (Series 7 or 63), but not… more
- Office of the Comptroller of the Currency (Washington, DC)
- Summary As a Conference Management Specialist , you will serve as a program specialist while providing specialized conference, and event planning for the OCC ... district and field offices. This position is located in Administrative Operations located in Washington, DC Responsibilities As a Conference Manafement … more
- Federal Reserve Bank (Cleveland, OH)
- …+ Basic math and problem solving + Basic knowledge of cash operations and the prescribed operating procedures, safety, security, and compliance and/or production ... to handle sensitive information with confidentiality + Comprehensive customer service , communication, and interpersonal skills + Proficient computer skills including… more