- Capgemini (New York, NY)
- …build a more sustainable, more inclusive world. **Job Description** **Job Title :** Sr. Securities practice Manager **Location :** NYC **Job Description** : ... business analysis of securities change initiatives is also critical. A Securities Practice Manager will initiate, plan, manage and drive initiatives that… more
- American Express (New York, NY)
- …Corporate Securities Group of the General Counsel's Organization is seeking a Manager & Counsel to advise on corporate securities and transactional matters. ... governance documents + Manage processes for regulatory filings and securities law compliance + Monitor securities law...enterprise **Skills and Qualifications:** + JD with admission to practice law in New York + 3 years' work… more
- Citigroup (Tampa, FL)
- …broad-based advice on various issues and projects, for the Cash, Trade and Securities Services businesses. This role is responsible for managing a variety of ... the business. The role requires regular interaction with Cash, Trade and Securities Services Legal and other functional colleagues (and external counsel as required)… more
- Citigroup (Jersey City, NJ)
- …results oriented. + Strong awareness of both external and internal best practice perspectives, maintaining a balanced and fresh viewpoint. + Demonstrated ability to ... goals. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- TD Bank (New York, NY)
- …and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you will play ... international issuers. + Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders,...of the position, the incumbent must be qualified to practice law in NY State with a minimum of… more
- Wolters Kluwer (Columbus, OH)
- …inquiries. This is an individual contributor role reporting to the Manager , Content Management - Legal and Regulatory. **RESPONSIBILITITES** + Track regulations ... **QUALIFICATIONS** **Education:** + Law degree with 8+ years of practice or research experience OR, + Master's degree with...+ Media or publishing industry experience. + Experience in securities , banking, or antitrust law. **TRAVEL:** up to 5%… more
- Carnival Cruise Line (Miami, FL)
- …(JD) from accredited US law school, with a strong academic background. + License to practice law. + 3-5 years of in house or law firm experience as a corporate ... at the employee's discretion. + Vacation Time - All full-time employees at the manager and below level start with 14 days/year; director and above level start with… more
- Raymond James Financial, Inc. (Greenville, SC)
- …supervision, manages the overall growth of the Branch or Financial Advisor's practice . Uses extensive knowledge and skills obtained through education and experience ... complex issues, provide client service and manage projects. Directs the practice 's day-to-day operational functions, ensuring compliance with firm and regulatory… more
- Thrivent Financial (Loveland, CO)
- …inquiries regarding their accounts and supports the daily operations of the practice , including, but not limited to: answering the phones, meeting/greeting members, ... handling/distributing postal mail and practice email, ordering supplies, utilizing Thrivent Financial computer systems and programs in support of client relations,… more
- S&P Global (Boulder, CO)
- …12 **The** **Role:** Associate Director, US Public Finance - **Cross Analytic Practice Expertise (CAPE)** **The Location:** (flexible) Chicago, IL / Dallas, TX / ... related to credits, as assigned by a more senior manager . CAPE is a unique team, given its cross...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Capital One (New York, NY)
- …Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the ... as necessary. The broker dealers being supported include Capital One Securities , Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers"… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (Denver, CO)
- …solutions to meet their generational wealth management needs. As a Supervisory Manager in Chase Wealth Management, you will exhibit leadership and operational ... to team members + Develop subject matter expertise of securities rules and regulations through knowledge, research and training...matters requiring further action + Work with the Sales Practice Review team to escalate potential issues to the… more
- Deloitte (New York, NY)
- Financial Services Investment Operations Senior Manager Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... to the success of our clients. As a Senior Manager , you will have opportunities to: + Learn how...services industry. + Deloitte's Banking and Capital Markets Advisory Practice : Our Banking and Capital Markets Advisory Practice… more
- JPMorgan Chase (Plano, TX)
- If you are a project manager with operations, testing, and indirect tax- Value Added Tax (VAT) and VAT-like taxes- experience, join our team of Project Managers. You ... practices for support of indirect tax application against invoiced fees for Securities Services clients globally. With highly supportive leadership and programs to… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- KPMG (Chicago, IL)
- **Business Title:** Manager , Asset Managment Technology **Requisition Number:** 118541 - 32 **Function:** Tax Services **Area of Interest:** **State:** IL **City:** ... are, join our team. KPMG is currently seeking a Manager , Asset Management to join our Business Tax Services...delivery for a platform module to enable the tax practice 's products and services + Provide input to product… more
- The Brattle Group (Chicago, IL)
- …the firm's Securities & Finance practices. Reporting to the Senior Manager of Marketing and Business Development, this individual will work closely with key ... firm, is looking for a **Marketing and Business Development Manager ** to join our **Boston, Chicago, New York, or...implementing marketing and business development strategies at the individual, practice , and management group level + Serving as a… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more