- Citigroup (Irving, TX)
- …Principal role in Citi Global Wealth is a seasoned FINRA-licensed securities professional role responsible for executing day-to-day supervisory activities ... may include but is not limited to: review and principal approval of insurance and annuity transactions. This review...work closely with a diverse group of support and control functions including Business Risk, Compliance, Operational Risk, Legal… more
- Citigroup (San Antonio, TX)
- … Principal in Citi Global Wealth is a seasoned FINRA-licensed securities professional role responsible for executing day-to-day supervisory activities across ... be expected to work closely with a diverse group of support and control functions including Business Risk, Compliance, Operational Risk, Legal and Internal Audit.… more
- Treasury, Departmental Offices (Washington, DC)
- …Finance - Office of Financial Research. As a/an Research Principal -Interdisciplinary, you will responsible for planning, leading, and coordinating economic ... methods to support OFR research. Responsibilities As a Research Principal -Interdisciplinary, you will: Provide authoritative advice and analytical support to… more
- Morgan Stanley (Tampa, FL)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... diversity and inclusion. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve, and grow. The… more
- Morgan Stanley (Tampa, FL)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... diversity and inclusion. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve, and grow. The… more
- Morgan Stanley (Purchase, NY)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... and inclusion. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve, and grow. *Department… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Morgan Stanley provides a superior foundation for building a professional career, and a place for people to learn,...Marketing team. Responsibilities: -Lead and manage the Risk and Control Self-Assessment program (RCSA), an integral part of the… more
- Principal Financial Group (Chicago, IL)
- …activities performed are completed in compliance with established regulatory and internal control procedures and guideline and also involved in fund actions to aid ... and business needs. Assist in providing oversight of data and input into control environment for financial reporting. + Oversight of 3rd party service provider -… more
- Morgan Stanley (New York, NY)
- …a global financial services firm that conducts its business through three principal business segments Institutional Securities , Wealth Management, and Asset ... Stanley can provide a superior foundation for building a professional career and a place for people to learn,...Operational support of the CDD Program. Strong knowledge of control frameworks and the ability to design and evaluate… more
- Morgan Stanley (Purchase, NY)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... Stanley can provide a superior foundation for building a professional career - a place for people to learn,...Banking & Lending client relationships. * Actively identify, measure, control and remediate money laundering and reputational risk issues… more
- Morgan Stanley (Miami, FL)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... Stanley can provide a superior foundation for building a professional career - a place for people to learn,...Banking & Lending client relationships. * Actively identify, measure, control and remediate money laundering and reputational risk issues… more
- Morgan Stanley (Miami, FL)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... Stanley can provide a superior foundation for building a professional career - a place for people to learn,...Banking & Lending client relationships. . Actively identify, measure, control and remediate money laundering and reputational risk issues… more
- Morgan Stanley (Houston, TX)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... Stanley can provide a superior foundation for building a professional career - a place for people to learn,...of wealth * Reviewing and responding to monthly quality control findings related to the source of wealth review… more
- MUFG (New York, NY)
- …and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, independently owning ... industry best practices, applicable regulations, and internal and external professional practice expectations. + Effectively manage executive relationships (internally… more
- MUFG (Tempe, AZ)
- …assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, execution of ... industry best practices, applicable regulations, and internal and external professional practice expectations. + Act as a leader and...choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an… more
- Morgan Stanley (Miami, FL)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... Stanley can provide a superior foundation for building a professional career - a place for people to learn,...of target operation models. . Responsible for establishing in-business control programs and overseeing the execution and health of… more
- Morgan Stanley (Miami, FL)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... Stanley can provide a superior foundation for building a professional career - a place for people to learn,...and appropriately to stakeholders. * Document and track change control milestones and tasks for multiple projects and programs.… more
- MUFG (Tampa, FL)
- …and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, supporting execution ... within industry best practices, applicable regulations, and internal and external professional practice expectations. + Build relationships with peers and clients… more
- Citigroup (New York, NY)
- …The role involves working closely with Trading, Sales, Structuring, and Risk and Control Functions. The principal responsibility is the development of pricing ... The Quantitative Analyst is a strategic professional who stays abreast of developments within their...Structurers, and technology professionals. Work in close partnership with control functions such as Legal, Compliance, Market and Credit… more
- Morgan Stanley (Tampa, FL)
- …a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset ... diversity and inclusion. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve, and grow. The… more