- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Reporting and Cost Basis team within Wealth and Investment ... of any securities held or transacted for Wells Fargo customers. The Associate will update securities going through corporate action or change tax exempt… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... + Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to Securities … more
- JPMorgan Chase (Plano, TX)
- As a Securities Services Technology Business Manager - Senior Associate within the Business Management team, you will be responsible for optimizing business ... business risks. You will manage all financial matters within the Securities Services Technology team, including financial reporting , workforce management,… more
- Commerce Bank (Kansas City, MO)
- …Collateral Pricing requirements Complete all Asset Compliance Requirements such as Regulatory ASC820 Reporting , Stale Pricing Requirements, Quarterly IRA Pricing ... asset types + Complete set-up requirements, including the assignment of asset reporting and processing types, as well as market capitalization and investment style,… more
- Carnival Cruise Line (Miami, FL)
- …Description** To provide high quality, experienced legal advice in governance and regulatory matters to support the Company's compliance with applicable reporting ... handling of shareholder proposals; response to SEC comment letters and other regulatory inquiries; legal review and negotiation of various bank account related… more
- SMBC (Jersey City, NJ)
- …diligent professional for the associate position within the Controllers - Regulatory Reporting Analysis Group. The primary responsibility and role will ... reports + Assist in maintaining proper controls and documentation associated with regulatory reporting + Perform reconciliation of reported balances against the… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Associate About the Team The Regulatory Reporting Unit files regulatory reports for Mizuho Bank, Ltd. - New York Branch, ... You have an in-depth knowledge of financial accounting and regulatory reporting , as well as understanding of...of US GAAP in financial products (eg loans, deposits, securities , derivatives, money market products, repos and etc.) +… more
- SMBC (Jersey City, NJ)
- …and performing corrective adjustments to ensure the data is fit for purpose for regulatory reporting . The role will also support the Regulatory Control ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...ensure the data is fit for consumption by the regulatory reporting team. + Diligently work with… more
- SMBC (Jersey City, NJ)
- …implementation of an effective exception management process for SMBC Americas Holding's Regulatory Reporting . The role will interact with various business areas, ... **Qualifications and Skills** + Min 3-5 years knowledge and experience in regulatory reporting and/or financial industry control environment through monitoring… more
- SMBC (Jersey City, NJ)
- … regulatory reporting requirements. Reporting to the Vice President, Regulatory Reporting Controller, the Associate is responsible for ensuring a ... of benefits to its employees. **Role Description** Responsible for effective financial regulatory reporting operations for the US Branch & BHC, including… more
- Principal Financial Group (Chicago, IL)
- …SEC Yields for assigned funds, prepare/review data required for various regulatory reporting requirements, provide internal/external business partners with data ... provider including semi-annual/annual financial statements preparation, tailored shareholder reports, reporting related to regulatory requirements, survey company… more
- JPMorgan Chase (Newark, DE)
- …always maximizing delivery value against the firm's & FRRA goals. The Firmwide Regulatory Reporting & Analysis (FRRA) team resides within Corporate Finance. The ... group is responsible for the execution and delivery against the Firm's regulatory reporting requirements to its US regulators. The team has end-to-end… more
- MUFG (Tempe, AZ)
- …banking products & financial statements and/or strong knowledge of accounting principles. Regulatory reporting experience is a plus. + Proficient in Microsoft ... and credit analysis is a plus + Experience with regulatory reporting software (eg Adenza's Axiom, Vermeg's...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Tempe, AZ)
- …responsibilities may include assisting with the research and analysis of reporting requirements, regulatory pronouncements and other accounting documents. ... A member of our recruitment team will provide more details. **Job Summary:** The Reporting & Analytics (RSS) Assistant Vice President reports to the Reporting … more
- MUFG (Tempe, AZ)
- …member of our recruitment team will provide more details. Support Oversight & Reporting for ACH and EDI Operational Processes. This individual will leverage their ... and enhance the ACH/EDI Operations department through metric development, analysis and reporting at various levels. This role would support multiple related projects… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing markets. As the… more
- Edward Jones (St. Louis, MO)
- …handling a variety of assigned legal projects, including corporate governance, securities law and reporting /disclosure, risk management, and general corporate ... be a key source of influence; leveraging their prior securities law and reporting /disclosure, corporate governance and...and be a thought leader within the Firm. **The Associate General Counsel III - Securities and… more
- M&T Bank (Wilmington, DE)
- …processes; research solutions that enhance the control environment. + Ensure regulatory deadlines and department guidelines are met for operational processing to ... customer relationships. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- Morgan Stanley (New York, NY)
- …* Setting of trading limits and defining appropriate limit structure governance * Regulatory reporting governance * Conducting risk reviews of sales and trading ... the front-office processes is also preferred, particularly: o Electronic Trading Governance o Regulatory requirements o Regulatory Reporting * Experience in… more
- Morgan Stanley (Baltimore, MD)
- …will give you the experience and exposure with financial products, financial statements, and regulatory reporting to fulfil your own ambitions. Reach out to our ... Revenue substantiation, Profit & Loss (P&L) calculation, P&L Attribution (Greeks), Regulatory Reporting , CCAR, Reconciliations, Financial Products such as… more