- JPMorgan Chase (New York, NY)
- …an expanded, integrated and best-in-class suite of end-to end capabilities for our clients. As an Analyst in Securities Services Sales , you will serve as a ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office, Data & Analytics, Collateral Management, Liquidity and Agency Lending under a… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $110,000 - $125,000 USD TD is committed to providing fair ... debt capital markets, FX and rates solutions, transaction banking/cash management, sales and trading, and third party asset management. + Self-starter that… more
- Guardian Life (Columbus, OH)
- …to be part of a collaborative Legal Compliance Team? As a Lead Compliance Analyst , Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct ... 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch office… more
- Carnival Cruise Line (Miami, FL)
- …Independence Questionnaires and UK Emolument Forms; review and respond to proxy analyst reports; support Investor Relations by preparing responses to investors and ... package is much more than your base salary. All non- sales roles participate in an annual cash bonus program,...roles participate in an annual cash bonus program, while sales roles have an incentive plan. Director and above… more
- Greenbacker Capital (New York, NY)
- …adopted into High New Worth asset allocations. Our firm is searching for a Sales Analyst with experience and interest in alternative investment asset management ... to aid in our continued development. Our team of sales professionals raises capital for multiple offerings at any...+ Skills in Microsoft office suite and Salesforce. + Securities licensed preferred (Series 7 & 63, etc.) +… more
- JPMorgan Chase (Los Angeles, CA)
- …that manage risk, enhance yield and solve complex financial problems. As an FX Sales Analyst , you will be responsible for maintaining and developing key client ... a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions… more
- Morgan Stanley (New York, NY)
- …Banking/ Sales /Trading/Research* **Title:** *FID, Electronic Trading Risk Manager - Analyst /Associate* **Location:** *New York-New York* **Requisition ID:** ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
- MUFG (New York, NY)
- …including: FX and FX Options, Interest Rate Derivatives, and secondary market securities Sales and Trading (ie, equities, credit, fixed income, securitized ... recruitment team will provide more details. **Position Summary:** The Operational Risk Analyst supports the Business Unit Risk Management (BURM) team in the "first… more
- First Horizon Bank (Memphis, TN)
- …Perform detailed oriented tasks and provide specialized support for our sales force and customer base. Excellent communication skills are essential. Develop ... with trading and operations departments promoting smooth execution and delivery of securities . + Strong ability to multi-task and manage issues arising on a… more
- S&P Global (Chicago, IL)
- **About the Role:** **Grade Level (for internal use):** 11 **Senior Analyst - US Structured Credit - CLO Ratings** **The Team:** The US Structured Credit - CLO team ... not eligible for additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive additional S&P Global benefits.… more
- MUFG (Los Angeles, CA)
- …of the Buy-side Analyst is to understand the criteria (products, markets, sales channel, etc.) that desirable target companies for a given strategy will have and ... Intrepid Investment Bankers is seeking to hire a Buy-side Analyst to augment its buy-side efforts and Buy-side advisory...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Mizuho Corporate Bank (New York, NY)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... and investment opportunities. Job Overview The Fund Finance Analyst will be directly involved in designing, originating, structuring and executing fund finance… more
- T. Rowe Price (Baltimore, MD)
- …the securitized products universe. 2. Analyze and recommend potential purchases and sales of securitized products securities to enhance portfolio performance. ... of credit ratings, and trade recommendations that benefit T. Rowe Price portfolios. The analyst will be an integral part of the Securitized Products team at T. Rowe… more
- Citizens (Johnston, RI)
- …details Required Qualifications: + 3 or more years of experience in investment securities sales , sales supervision, operations, or compliance + Minimum ... Description The Principal Control Analyst , is responsible for conducting supervisory reviews of...make decisions independently + In depth knowledge of the securities industry, rules, regulations, and sales practices… more
- TEKsystems (St. Petersburg, FL)
- …as they apply to transitioning financial advisors and other staff. -Interface with sales management associates to inform them of supervisory concerns that may arise ... may arise -Monitor and keep up to date with securities /advisory regulations and apply them accordingly Daily/Weekly Work Items:...violations of the Trading Rules in PTA (eg, Restricted Securities - 24 Hour Trading Restriction Rule) * Send email… more
- Randstad US (Baltimore, MD)
- business analyst ii. + baltimore , maryland + posted october 22, 2024 **job details** summary + $21.33 - $21.34 per hour + temporary + bachelor degree + category ... coverage to the trading, underwriting and structuring of Fixed Income securities . This includes the trade capture, reconciliation, documentation and settlement of… more
- JPMorgan Chase (Columbus, OH)
- …improvements and driving change through collaboration across all businesses from Sales , Investments, Technology, Legal, and Operations. A Client Service role is ... and an improved client experience. As a Shareholder Services Analyst , you will be responsible for delivering high quality...Work towards and obtain a Series 6 & 63 securities licenses and pass the SIE exam **Required qualifications,… more
- BMO Financial Group (Chicago, IL)
- **Global Markets Corporate Banking Full Time Analyst ** **BMO Capital Markets** BMO Capital Markets is a leading, full-service North American-based financial services ... treasury management, market risk management, debt and equity research and institutional sales and trading. BMO Capital Markets has over 2,800 professionals in 35… more
- Siebert Williams Shank (Chicago, IL)
- …("SWS" or the "Firm") is conducting a search for an experienced Investment Banking Analyst and Associate to join its Infrastructure and Public team and work hybrid ... and successful share repurchase agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a… more
- Robert Half Finance & Accounting (Miami, FL)
- Description We are offering an exciting opportunity for a Financial Sales Analyst in the Banking industry for a hybrid role located in Brickell in Miami, ... (MUST) and potentially a 66 / 63 Licenses and Securities License in relevant tasks. QUALIFIED APPLICANTS AND SERIES...processes. * Hold a Series 7 License and a Securities License. * Strong understanding of financial principles and… more