- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... for new issue distribution of a wide range of securities products; fixed income, equity, options, OTC derivatives, FX,...coverage of the Firm's Syndicate, Trading and Executive Financial Services businesses. The attorney will also work… more
- Spire Energy (St. Louis, MO)
- …lead attorney for the purposes of ensuring compliance with securities laws and related corporate governance issues, with significant interactions with members ... Director, Associate General Counsel, Corporate Governance and Securities Apply now " Date: Jan 7, 2025...Because we believe that offering our customers the best service means bringing together the best people. And we… more
- Morgan Stanley (New York, NY)
- …the Investment Company Act of 1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, Regulation D, ERISA , AIFMD, and FINRA Rules * Excellent ... *Investment Management Attorney - Vice President* *Primary Responsibilities* The candidate...materials * Reviewing and negotiating investment advisory and other service agreements * Advising the business on regulatory developments… more
- BlackRock (New York, NY)
- …premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. ... and conducting training. **L&C Credit & Lending Transactions Group Attorney ** BlackRock is searching for an experienced credit and...able to coordinate internal advice to deal teams on ERISA , tax and other NPA considerations. + Review, draft… more
- Novo Nordisk (Clayton, NC)
- …restructures); employee benefits (design, implementation, compliance, and governance of ERISA health and welfare plans, pension plans, 401(k) plans, non-qualified ... retirement plans, severance plans, as well as compliance with applicable securities laws relating to benefits plans involving company stock); compensation (design,… more