- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- T. Rowe Price (Baltimore, MD)
- …join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services to the Marex Solutions Business units.… more
- Deloitte (Columbus, OH)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory ...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade Advisory… more
- Deloitte (Columbus, OH)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Consultant on our Global Trade Advisory ...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade Advisory… more
- Wells Fargo (Denver, CO)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Advisory Specialist (LO) - Special Needs Trusts Working at ... as a subject matter expert. The Special Needs Trust Advisory Specialist is responsible for growing the credibility and...special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and… more
- Truist (Atlanta, GA)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in...area or process under the oversight of a more senior team member and may cover an area or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... work environment. **What You'll Bring** + A minimum of 5-7 years of compliance experience, including experience providing advisory support to a broker-dealer… more
- Truist (Richmond, VA)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit or regulators. Following is ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to ... the Chief Information Officer ("CIO") providing decision support through financial forecasting and...for the Enterprise Technology Finance team. Provides strategic finance advisory to drive business performance inclusive of serving as… more
- University of Delaware (Newark, DE)
- Senior Business Officer , College of Arts and Sciences Job no: 501416 College / VP Area:College of Arts & Sciences Work type: Staff Location: Newark Categories: ... and generous body of alumni, including an active Dean's Advisory Council. Under the limited direction of the Dean,...Council. Under the limited direction of the Dean, the Senior Business Officer (SBO) serves as the… more
- Battelle Memorial Institute (Crystal City, VA)
- …clients. The Cyber Architecture & Advisory Services is seeking a ** Senior Information System Security Officer (ISSO)** to lead the Security Architecture ... The Cyber Business Line, Cyber Solutions Division, Cyber Architecture & Advisory Services Practice specializes in providing advanced Cybersecurity and Information… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Bank of America (Denver, CO)
- Senior Third Party Information Security Officer Washington, District of Columbia;Chicago, Illinois; Denver, Colorado **Job Description:** At Bank of America, we ... impact, along with the power to make a difference. Join us! **Job Description:** The Senior Third Party Information Security Officer will be a member of the… more
- Bank of America (Atlanta, GA)
- Senior Trust Officer Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... to their unique goals, while delivering a high-quality experience + Ensures compliance with regulatory and legal requirements related to client accounts and… more
- Santander US (Odessa, FL)
- …and compliance advisory support to FLoD. The **Sr. FLoD Compliance Risk Officer ** will partner with key stakeholders in: (1) understanding business ... Sr. FLoD Compliance Risk Officer Odessa, United States...to new developments/changing circumstances. + Ability to interact with senior level management, experience interfacing with multiple levels of… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- Citigroup (New York, NY)
- …coverage of internal control functions (eg Internal or External Audit, Independent Compliance Risk Management testing, Global Risk Review etc.) where oversight, ... advisory contribution or independent challenge are needed. Oversee and...Design, execute and report to issue owners and Client senior management on the effectiveness of control remediations prior… more
- Amazon (New York, NY)
- …Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have proven ... risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In this role, you… more