- Citigroup (Jersey City, NJ)
- The AML Compliance Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money ... risk management policy and strategic direction + Maintain AML compliance program for the business including...related to AML risk assessments + Monitor AML related issues and escalations with senior … more
- JPMorgan Chase (Columbus, OH)
- …emphasizes innovative thinking, challenging the status quo, and striving to be best-in-class. As an AML /KYC Officer II, Senior Associate in the AML /KYC ... Join JPMorgan Chase and bring your expertise to our Anti-Money Laundering ( AML ) / Know-Your-Customer (KYC) Governance and Oversight team. You'll play a crucial role… more
- Citigroup (Tampa, FL)
- …sub-function/job family. **Responsibilities:** + Evaluate, enhance and implement best -in-class AML Compliance policies and practices. + Provide expert advice ... The Compl AML Core Officer is a strategic...on AML Compliance policies to the AML...escalated matters; further escalate unusual activity as needed. Advise senior management on next steps. + Create, develop and… more
- Citigroup (Miami, FL)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent ... AML related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards and policies + Appropriately assess risk when… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... firm-wide AML Global Fund Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well as maintain the … more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Execution **Time… more
- Citigroup (Fort Lauderdale, FL)
- The Compliance AML Intel Officer is...summary on the findings of the investigation to advise senior management on next steps. + Make recommendations to ... senior management on next course of action - either...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Intelligence… more
- JPMorgan Chase (Columbus, OH)
- …you are at the center of maintaining a strong Anti-Money Laundering ( AML ) Program at JPMorgan Chase. The Client Escalations team is primarily responsible ... impacting the firm and its customers. As an Anti-Money Laundering/Know Your Customer Officer III within the Consumer & Community Banking Client Escalations team, you… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance ...and procedures. **What You'll Do** + Acts primarily as Officer in Charge (OIC) and leads the planning, execution… more
- NBT Bank (Lakeville, CT)
- Pay Range: $26.81 - $35.79 The Senior Fraud/ AML Investigator will work fraud and money laundering cases as assigned by the BSA Officer and Security ... Manager. + 5% Other duties as assigned. + 5% Review and verify OFAC compliance reports from FiServ transaction, time, loan, safe deposit and iCIF systems shareholder… more
- JPMorgan Chase (Tampa, FL)
- …quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Understanding/experience of Know Your Customer (KYC), Anti-money Laundering ( AML ), OFAC and Sanctions preferred but not required +… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champion a high-performance… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing, BSA/ AML...Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Morgan Stanley (Miami, FL)
- The Financial Crimes Policy & Strategic Initiatives Officer (Vice President) is part of the First Line Financial Crimes Risk Office Team responsible for the ... & E*TRADE including supporting US Banks, and Investment Management business. The Officer will engagement with business, CMO, technology, second line of defense, and… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) GFC Sanctions responsible for establishing internal ... large integration projects from start to finish from a compliance oversight perspective, identify and escalate potential risks and...risks and issues, and participate in resolution, and provide senior reporting. The resource will also act as an… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Tradeweb (New York, NY)
- …of written supervisory procedures, policies, training, annual testing, transaction monitoring and AML compliance + Manage the Firms' FINRA Gateway filings (ie, ... as necessary + Manage all aspects of the Firm's AML compliance program, as outlined in FINRA...firm in the role of a CCO or similar senior role supporting a broker dealer. + Strong understanding… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... risk management policy as well as the strategic ICRM direction; maintaining the AML compliance program for the businesses (assessment of risks, development of… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department ... Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will...respective legal entities. Note: the CRA excludes financial crimes ( AML , Sanctions, Fraud, and Bribery) risks as those risks… more
- Morgan Stanley (Baltimore, MD)
- …( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking ... integrations to completion *Your Key Responsibilities:* As an experienced Change Management Officer in GFC, you will: * Implement complex, strategic initiatives for… more