- TradeStation (Chicago, IL)
- …For:We are looking for a Account Services Manager who will help support the Senior Director of Account Services in managing the Accounts Services Team. The ... Account Services during inter-departmental meetings, audits, and projects as needed Assist Senior Director with projects and help support strategic initiatives… more
- Santander US (New York, NY)
- Senior Director , AML Compliance Model Validation New York, United States of America The Senior Director , Model Validation for Santander US ... be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and… more
- Vanguard (Malvern, PA)
- …and consults on the design, implementation, execution, and maintenance of new AML compliance standards, policies and procedures. + Provides strategic Financial ... financial crimes governance, risk and strategy, and technology oversight. Senior leader will manage AML oversight process,...market, regulatory and industry relevant news. Serves as the senior expert and consultant related to compliance … more
- CIBC (Chicago, IL)
- …controls, and implementation of process and initiatives to ensure compliance . The Senior Director , US AML Governance & Advisory, is also responsible ... Chief AML Officer & Global Sanctions, the Senior Director , US AML Governance...procedures, internal controls, and training to support a US AML Compliance Program commensurate with the risks… more
- Citigroup (New York, NY)
- …regulatory and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US ... matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the...in the development of all team members.** **Serve as AML Representative to Senior Governance meetings for… more
- Citigroup (Jersey City, NJ)
- …activities. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism ... Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This individual understands...training is provided to the Business lines and other AML Compliance employees, and, as needed, participate… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Senior Director , Complex Investigations Capital One is a leading banking and technology company ... risk management priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and...is a core risk function within Capital One's Corporate Compliance Department. This Group serves as a second line… more
- Ankura (NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... preparation; + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as an Enhanced Due Diligence Director in Operations to oversee processes related to the Enhanced Due Diligence program. The ... Director will support the execution of the Firm's EDD...the implementation of internal policies, provide periodic reporting to senior stakeholders, and make recommendations to improve procedures governing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …more years' experience supporting technical teams in Anti-Money Laundering ( AML ) compliance , Cyber Investigations/Fraud, enterprise technology and/or analytics ... autonomy, lead the development of enterprise-wide fraud analytics capabilities. The Director , Fraud Analytics, will support the creation, refinement, and continued… more
- M&T Bank (Sanford, NC)
- …activities throughout the enterprise for their assigned area of responsibility. The Senior Compliance Manager will help develop, implement, and execute strategy ... and escalate compliance risk issues to the Compliance Director and/or the Lines of Business...W, the Volcker Rule, Reg O, etc - - BSA/ AML & OFAC: Laws and rules that apply to… more
- Mastercard (Atlanta, GA)
- …This role is based in the US. All About You * Extensive experience in AML , Sanctions, Fraud, and Export Controls compliance in a global financial institution, ... innovation and delivers better business results. **Title and Summary** Director , Open Banking, Financial Crime Risk Management Director...the highest standards of ethics and integrity. Ethics and Compliance are at the core of our company values… more
- Morgan Stanley (Baltimore, MD)
- …( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking ... right team for you. Your Key Responsibilities: As an experienced Investigations Director /Vice President in GFC, you will: * Lead suspicious activity investigations,… more
- Scotiabank (Houston, TX)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate Director , Mortgage Capital Markets, Global Capital Markets **Requisition...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …with stakeholders, preparation of credit presentation recommendations and presentation at Senior Credit Committee. The Director oversees the Securitizations ... Director , Financial Institutions - Securitizations, Global Risk Management...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk.… more
- Morgan Stanley (New York, NY)
- …10 yearsof experience inproject management * 5 years of experience in financial crimes/ AML * Have a bachelor's degree in Business, Finance, or another related field ... * Experience managing compliance projects and/or exams *Ability to:* * Take initiative, analyze, summarize, and communicate effectively * Multitask effectively and… more
- Banc of California (Santa Ana, CA)
- …job training, small business support, affordable housing, and more. **JOB SUMMARY:** The Senior Vice President, Credit Review Director is responsible for leading ... Credit Review function of the Bank. The Credit Review Director ensures the team's compliance with the...in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- JPMorgan Chase (Columbus, OH)
- Join JP Morgan as a Regulatory Change Management Governance & Controls Product Executive Director and be part of a team that ensures strong and consistent controls ... the security and success of the firm. As a Control Manager Executive Director within the Regulatory Change Management Governance & Control Program Product Control… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions, and conduct risk **What You'll Bring** * 5+ ... Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:**...will be to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Citigroup (New York, NY)
- …with functions that cover Information Security, Continuity of Business, Fraud, Data, Compliance , AML , and Records Management, along with the Operations and ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This… more