- MUFG (Irving, TX)
- … Advisory Regulatory Advisory team lead . This role will interface with MUFG's senior sanctions compliance managers in the United States and regional ... Sanctions Analyst will sit within the Global Sanctions Compliance Department, reporting to the Global...reporting including outreach to stakeholders and drafting of monthly senior management metrics reports + Support the preparation and… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for leading internal investigations into potential ... to sanctions risk assessments, and monitoring of sanctions related issues and escalations with senior ...senior leaders. + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls. +… more
- MUFG (Tempe, AZ)
- …and findings with supporting rationale. + Escalate suspicious cases and/or patterns to senior leadership within Americas Sanctions Compliance and other areas ... with an extensive network of operations spanning over 50 countries. The Americas Sanctions Compliance function protects this global network from dealings with… more
- Wells Fargo (Mclean, VA)
- …regulations, and regulatory expectations related to Office of Foreign Assets Control (OFAC) sanctions . The Senior Financial Crimes Specialist - OFAC Sanctions ... **About this role:** Wells Fargo is seeking a Senior Financial Crimes Specialist. As a part of...of defense and Independent Risk Management team, the Global Sanctions Office is responsible for implementing and maintaining an… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for providing regulatory guidance on Citi business ... sanctions lists. + Designing, developing, delivering, and maintaining best-in-class Sanctions Compliance practices, providing a mechanism for identifying key… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... to sanctions risk assessments, and monitoring of sanctions related issues and escalations with senior ...Sanctions regulations, risks and typologies + Expertise of Compliance laws, rules, regulations, risks and typologies + Excellent… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... a resilient operating model to support consistent and effective sanctions compliance in the face of future...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- PNC (DE)
- …programs for specific employees. Serves as a senior AML and Sanctions Program subject matter resource regarding compliance impact on overall business ... the Bank Secrecy Act, AML, USA PATRIOT ACT and Sanctions Program. Serves as a senior AML...Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk… more
- Citigroup (New York, NY)
- …clearly and succinctly to senior management in the business and in sanctions compliance . + Aptitude to independently determine what is material, relevant and ... The Global Sanctions Solutions Head is a senior ...or regulatory body. + 3+ years work experience in sanctions compliance , risk, or a control-related function… more
- US Bank (Columbus, OH)
- …skills are crucial, as this individual will represent the Enterprise Financial Crimes Compliance (EFCC) Economic Sanctions Data & Analytics team in various ... Business Line (BL) contacts to fully-understand US Bank product offerings, embedded BL compliance functions, and where the Economic Sanctions Data & Analytics… more
- PNC (Raleigh, NC)
- …business leaders, customers, regulators, and auditors. + Ensures that AML and Sanctions Compliance Manuals, Front Office Manuals, policies and procedures ... practices. Responsible for junior staff and talent management. May lead or oversee direct or indirect execution of activities...the business. Ensures the timely completion of AML and Sanctions compliance reports and customer risk profiles.… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... in scale and scope. Key responsibilities include developing BSA/AML and Sanctions audit plans, assessing issues for impact, assigning severity ratings, producing… more
- PNC (East Brunswick, NJ)
- …AML and Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles. Identifies issues, escalates ... illegal, unethical, or improper business practices. Provides AML and Sanctions advice and critical challenge to senior ...programs for specific employees. Serves as an AML and Sanctions Program subject matter resource regarding compliance … more
- Bank of America (Pennington, NJ)
- …the direction and drives the development of enterprise-wide money laundering, economic sanctions , and fraud compliance and operational risk practices consistent ... include Targeted Risk Assessments across all business units + Lead Enterprise AML & Sanctions Risk Assessments...data to optimize decision-making + Expertise in AML & Sanctions risk management and compliance + Deep… more
- Bank of America (Newark, DE)
- Senior Audit Manager - (BSA/AML including Sanctions ) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; Wilmington, ... retail, banking, capital markets, etc. + Plan, perform, and lead BSA/AML Compliance and Fraud audits at...financial crime regulations including the Bank Secrecy Act/Anti-Money Laundering, Sanctions (eg, OFAC) + Support the execution of the… more
- TD Bank (Washington, DC)
- …guidance, processes, regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience as well as ... **Line of Business:** Financial Crime Risk Management **Job Description:** The three Sanctions Advisory Managers will be aligned to specific lines of business to… more
- TD Bank (New York, NY)
- …and/or a control function related to specialized domains of TD's AML/ATF/ Sanctions /ABAC programs. This role provides specialized project support or services. ... / personal development objectives are achieved + Works with executive team, senior business management / partners to develop proactive strategies, tactics, policies… more
- TD Bank (Mount Laurel, NJ)
- …+ Contributes to the development and implementation of AML/ATF/ Sanctions /ABAC Compliance programs + Works with senior business unit management/partners to ... the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/ Sanctions /ABAC compliance programs for covered TD businesses and legal entities,… more
- Bank of America (Charlotte, NC)
- Senior Delivery Lead - Cloud Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; Jersey City, New Jersey ... planning, providing visibility of program health, and managing program risks, compliance and financials. Job expectations include ensuring delivery meets the… more
- RTX Corporation (Everett, WA)
- …and efficiently; ensuring compliant transfers of physical goods and intangible items; sanctions and embargo compliance and addressing regulatory and policy ... the following areas: Anti-boycott/Restrictive Trade Practices, Export Control Classification, Compliance training, Export Documentation, Tariff Classification (HTS), Sanctions… more