- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture ...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (Tampa, FL)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- HUB International (Columbus, OH)
- …visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively ... will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk ...and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... various internal assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... required standards; Directing technology solutions that enable effective and efficient compliance risk management solutions. + Coordinating efforts within ICRM… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... required standards; Directing technology solutions that enable effective and efficient compliance risk management solutions. + Supporting investigations and… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for leading internal investigations into ... required standards; Directing technology solutions that enable effective and efficient compliance risk management solutions. + Supporting investigations and… more
- Citigroup (Wilmington, DE)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for **Citi ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Staying abreast of relevant changes to… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking Compliance .** ... areas and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you...complex business units, rules and regulations on moderate to high- risk compliance matters + Monitor and independently… more
- Truist (Charlotte, NC)
- …operational, compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk ... and issues; use judgment to escalate significant issues and emerging risks; serve as senior risk advisor on technology strategy. Partner with the Enterprise Tech… more
- M&T Bank (Clanton, AL)
- … Manager Director, Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance Risk Management Department and ... State and Federal Regulatory Agencies and directly interact with senior and executive risk management committees, lines...compliance risk issues to the Chief Compliance Officer (CCO), Chief Risk … more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer / Securitization Risk is a senior -level position responsible for leading activities including credit review, credit ... in-depth credit analysis by monitoring a transaction's financial performance, risk metrics and compliance with financial covenants...+ Sound risk and credit judgement + Senior Credit Officer designation (SCO) preferred Qualifications:… more
- Wells Fargo (Minneapolis, MN)
- …lines of business at wellsfargojobs.com . **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer who will lead credit policy efforts ... management (IRM) risk pod partners comprised of Business Aligned Compliance Officer (BACO) and Operational Risk Business Oversight (ORBO) to document… more