- Truist (Winston Salem, NC)
- …+ Master's degree in finance or business, or equivalent education and related training. + FINRA Series 4 , 7, 24, 53, and 66 licenses ( Series 9 &10 can ... 3. Understanding of SOX and other industry-related regulatory requirements. 4 . Knowledge of operational and other non-financial risks. 5....be used in lieu of 53, Series 63 & 65 can be used in lieu… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... that an exemption or grandfathering cannot be applied. * Series 99, or ability to obtain within 120 days...qualified to register as an Operations Professional ( Series 99) without passing the examination. * Licensing may… more
- Truist (Atlanta, GA)
- …experience. + Strong knowledge in field of assigned business unit(s). + FINRA Series 4 . **General Description of Available Benefits for Eligible Employees of ... individuals with disabilities to perform the essential functions. + **FINRA Series 7, 24, 53, and 66 licenses ( Series 9&10 can be used in lieu of 53. Series… more
- Principal Financial Group (Des Moines, IA)
- …considered for the Broker Dealer III you will need the above qualifications + your Series 4 and Series 53. **Work Authorization/Sponsorship** At this time, ... + 2+ years of prior Broker Dealer experience preferred + FINRA Series 53 & 4 + Prior FINRA CAT experience helpful **Salary Range Information** Salary ranges… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... that an exemption or grandfathering cannot be applied. * Series 99, or ability to obtain within 120 days...qualified to register as an Operations Professional ( Series 99) without passing the examination.) **Job:** Accounting &… more
- Raymond James Financial, Inc. (Memphis, TN)
- …_(Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations: Series 4 , 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be ... that an exemption or grandfathering cannot be applied._ + ** Series 99** , _or ability to obtain within 120...qualified to register as an Operations Professional ( Series 99) without passing the examination.)_ **Job:** Operations **Primary… more
- Randstad US (Marietta, GA)
- mark andy p5 (p- series ) press operator. + marietta , georgia + posted 4 days ago **job details** summary + $52,000 - $62,400 per year + permanent + no ... - 1:30 pm. + Pay: $25-$30/hr. Requirements: + Minimum 4 years of experience operating flexographic presses ( 4...(2 years of experience is required) + Mark Andy P- Series + MA P5 Operation Qualifications + Years of… more
- MTA (New York, NY)
- …Authority Office of the Inspector General Job Title: Construction Auditor / Investigator Series Closing Date : December 15, 202 4 Agency: Office of ... Office of the MTA Inspector General: Construction Auditor/Investigator Series Job ID: 9194 Business Unit: MTA Inspector General Location: New York, NY, United States… more
- Citigroup (San Antonio, TX)
- …business applications preferred + US Registered FINRA Series 7, 9 & 10 (or Series 4 , 24, 53) and 66 (or Series 63 and 65) licenses required + ... **Education:** Bachelor's/University degree or equivalent experience, potentially Masters degree **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** San Antonio Texas United States… more
- Louisiana Department of State Civil Service (Morgan City, LA)
- …the candidate selected. This position provides the opportunity to advance within this job series . 4 vacancies may be filled with this posting The actual starting ... Professional Counselor 1- 4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4729202) Apply Professional Counselor 1- 4 Salary $3,186.00 -… more
- Equitable (Woodbridge, NJ)
- …roles **Preferred Qualifications** + CLU, ChFC and/or CFP a big plus + FINRA Series 4 registration is encouraged + Strong professional work history in the ... manage and work in the office a minimum of 4 days per week. This is not a remote...plan. **Qualifications** **Required Qualifications** + Bachelor's degree + FINRA Series 7, 24, 53, and 66 (or 63 &… more
- Citizens (Springfield, IL)
- …Restricted Stock Required. + Active Series 7, 63/66 + Additional licenses preferred Series 4 , 24 + 5+ years of previous experience working in the financial ... services industry, encompassing experience with complex investment products including options, margin and control/restricted stock support. + Proven customer service, client support and problem resolution skills. + Strong technological savvy and comfortable… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …as documented in the Fifth Third Securities Licensing Guidelines. Strongly encouraged to obtain Series 4 , 53 and 66. + Life and Health Insurance License ... Bachelors degree in Finance, Economics or related field preferred. + 2 years brokerage or related work experience. + Series 7, 63, and 24 are required to be obtained… more
- Bank of America (Houston, TX)
- …+ Has supervisory licenses of an 8 (or 9 and 10 combined) or possesses a Series 4 , 24 and 53, or is able to obtain any/all required licenses within a specified ... Management * Critical Thinking * Result Orientation **Required Qualifications:** + Has Series 7 and 66,or is able to obtain any/all required licenses within… more
- US Bank (Los Angeles, CA)
- … 7, 65/66, 24, and state insurance licenses or the ability to secure FINRA Series 4 , 53 or 9/10 (or combination of acceptable/interchangeable licenses based on ... FINRA waiver rules or grandfather provisions within 180 days of employment) Preferred Qualifications: + Good decision-making ability and attention to detail. + Conflict resolution skills. + Strong ability to partner with others. + Strong interpersonal, verbal,… more
- Truist (Coral Gables, FL)
- …institution with emphasis in operations, supervision and/or risk management 3. FINRA Series 24 4 . Knowledge of retail financial institutions with emphasis ... to discover root cause and further escalate as appropriate. 4 . Conduct and monitor negative news screening. 5. Assist...independently while juggling multiple priorities Preferred Qualifications: 1. FINRA Series 7 and/or 66 2. 7 to 9 years… more
- Insight Global (Tampa, FL)
- …personality with the ability to maintain positivity in the workplace -Familiarity with Ad Review - Series 53 & 4 registrations null We are a company committed to ... and Requirements -3 years of experience within compliance in a financial environment - Series 7 & 24 registrations -- must be currently active -Bachelor's degree or… more
- TEKsystems (New Orleans, LA)
- …up of 9300-9500 Cisco Series Switches, 2900 transitioning to 8300-8500 Cisco Series Routers, and 4 core Nexus Routers. -Monitor the infrastructure and ... Routing Protocol (EIGRP/OSPF) VLAN Configuration SD-WAN TACLANE Nexus 9K Series MPLS/JP/KEG Circuits / IPV6 4 Core Site NOLA, Camp Lejeune, Quantico, San Diego -… more
- Netflix (Los Angeles, CA)
- …services with 278 million paid memberships in over 190 countries enjoying TV series , films and games across a wide variety of genres and languages. Members ... a junior production executive to join our dynamic Animation Series Production Team. As part of the world's leading...experience preferred. + Must be able to work on-site 4 days per week in Hollywood, CA. + Experienced… more
- Netflix (Los Angeles, CA)
- …services with 278 million paid memberships in over 190 countries enjoying TV series , films and games across a wide variety of genres and languages. Members ... seeking a junior production executive on the Preschool/Kids Animation Series Production Team (audience of Preschool through 12 years...level preferred + Must be able to work on-site 4 days per week in Hollywood, CA. + Experienced… more