- Ally (Tallahassee, FL)
- …* Proven experience in desktop trading tools. **The Skills You Bring** * Knowledge: FINRA Series 7 & 63 or 66 licenses required. * Ability to communicate ... opportunities be, too? **The Opportunity** The Ally Invest Trading and Client Service Representative is responsible for providing exceptional customer service to… more
- Bank of America (Lincoln, RI)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Lincoln, Rhode Island **Job Description:** At Bank of America, we are guided by a ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona **Job Description:** **Position Description** Financial Solutions Advisors ... (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that provide...markets and apply key principles appropriately to the individual client 's investment needs. Additionally, they align Merrill Lynch and… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **Job Description:** At Bank of America, we're creating real, ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Bank of America (New York, NY)
- Corporate Financial Solutions Advisor (CFSA) - Series 7 and 66 REQUIRED (Evergreen) New York, New York;Atlanta, Georgia **Job Description:** **What is my role as ... matters most to them. Corporate FSAs each have a client base where the FSA has primary responsibility to...skills are required to be a** **Corporate FSA?** + Series 7and66 Required + 2+ years' experience in a… more
- Raymond James Financial, Inc. (Memphis, TN)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 License required. 63 preferred, or ability to obtain within 120 ... * Determines best method to resolve issues to ensure client satisfaction and adherence to company policies. * Follows...Follows up, either verbally or in writing, to ensure client satisfaction. * Responds to incoming inquiries related to… more
- University of Colorado (Aurora, CO)
- …for Dependency, Addiction, and Rehabilitation (CeDAR) (Open Rank Professor Series )** **Description** **University of Colorado Anschutz Medical Campus** **School of ... Dependency, Addiction, and Rehabilitation** **(CeDAR)** **_(_** **Open Rank - Professor Series )** **Position #00826737 - Requisition #34694** **This position may be… more
- Morgan Stanley (Pepper Pike, OH)
- …of Financial Advisors * Prepare financial plans, client reports, and other materials for client meetings . Active Series 7 (GS), and Series 66 ... *POSITION SUMMARY:* Client Service Associates help shape the future of...plus * Currently hold or willingness to obtain SIE, Series 7 and 66 (or 63 and… more
- TD Bank (New York, NY)
- …+ Bachelor degree preferred + Internal candidates: 3+ years of experience working with TD's client platforms required + Series 7 , 63/65 or 66 registrations ... you more specific details for this role. **Job Description:** The Private Client Specialist I acts as sales and relationship support for Relationship Managers… more
- Bank of America (Bala Cynwyd, PA)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Philadelphia, Pennsylvania;Bala Cynwyd, Pennsylvania; Wayne,... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Pepper Pike, OH)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Pepper Pike, Ohio **Job Description:**... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Miamisburg, OH)
- …and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Merrill Market Client Relationship Manager Cincinnati, Ohio;Miamisburg, Ohio **Job Description:**...Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- TIAA (Phoenix, AZ)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Wealth Client Relationship Manager** The Wealth Client ...6IC **Required:** + 2+ years financial services experience + Series 7 , 63, and 65 (or 66)… more
- Bank of America (Los Angeles, CA)
- …and appropriately delegating team work. **Required skills:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Merrill Private Wealth Market Client Relationship Manager Los Angeles, California **Job Description:**... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses… more
- Morgan Stanley (Columbus, OH)
- …supported, client requirements, and ability to ensure control is not compromised to comply with client requests * Series 7 and 66 (or 63 & 65) licenses ... and customer service support to Morgan Stanley's Account Closure and Annuity Client Services team. In the Operations division, we partner with business units… more
- Morgan Stanley (Tampa, FL)
- …a Virtual Client Solutions Client Services Professional and gain your Series 7 and 66 licenses. *Position Overview*: As a*Registered Client Service ... in creative-problem solving? If so, the Morgan Stanley Virtual Client Solutions team is seeking a *Registered Client...and paid study time for incumbents to obtain their Series 7 and 66 post hire to… more
- Truist (Houston, TX)
- …and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates with only the ... assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES... Series 7 will be considered and can obtain the … more
- Truist (Wilmington, NC)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates that currently ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL...only have the Series 7 or Series 66...only have the Series 7 or Series 66 will be considered… more
- Citigroup (San Antonio, TX)
- …applications preferred + Required Securities Licensure (depending on role select from the following): + Series 7 license; and + Series 63 and Series ... The Client Workflow Supervision Supervisory Principal in Citi Global Wealth...65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series… more
- Morgan Stanley (Alpharetta, GA)
- …as well as on the job learning * Opportunity to launch your career and gain your Series 7 and Series 66 licenses * Benefit from a competitive base salary ... grow within a collaborative organization? The Morgan Stanley Virtual Client Solutions team is seeking a* Client Service...* Opportunity to launch your career and gain your Series 7 and Series 66… more