- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona;Hunt Valley, Maryland **Job Description:** **Position Description** ... Financial Solutions Advisors (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that provide clients with holistic financial advice and guidance… more
- Randstad US (Charlotte, NC)
- series 7 - customer service specialist 2. +...to client personnel in Customer Service. Skills + series 7 + Brokerage Qualifications + Years of ... the Big Four Banks in the United States? Our client is a Fortune 500 Financial Services Company and...at least 2 years of experience with your ACTIVE Series 7 license. Series … more
- Randstad US (Salt Lake City, UT)
- series 7 - customer service specialist 2. +...of the Big Four Banks in the United States? Our client is a Fortune 500 Financial Services Company and they ... Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license. Series 7 is required! For further information on the… more
- Bank of America (Pennington, NJ)
- National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 Required) Pennington, New Jersey **Job Description:** At Bank of America, we're creating real, ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Morgan Stanley (Potomac, MD)
- …of Financial Advisors * Prepare financial plans, client reports, and other materials for client meetings . Active Series 7 (GS), and Series 66 ... *POSITION SUMMARY:* Client Service Associates help shape the future of...plus * Currently hold or willingness to obtain SIE, Series 7 and 66 (or 63 and… more
- University of Colorado (Aurora, CO)
- …for Dependency, Addiction, and Rehabilitation (CeDAR) (Open Rank - Professor Series ) - 34694 Faculty **Description** **University of Colorado Anschutz Medical ... Dependency, Addiction, and Rehabilitation** **(CeDAR)** **_(_** **Open Rank - Professor Series )** **Position #00826737 - Requisition #34694** **This position may be… more
- Bank of America (Frisco, TX)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Frisco, Texas **Job Description:** Merrill... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Miamisburg, OH)
- …and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Merrill Market Client Relationship Manager Cincinnati, Ohio;Miamisburg, Ohio **Job Description:**...Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Florham Park, NJ)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Florham Park, New Jersey **Job... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Albuquerque, NM)
- … client centric individual who has or is able to obtain the following in a specified timeframe: Series 7 (SIE, 7 Top-Off) AND Series 66 (or Series ... Merrill Associate Client Relationship Manager Albuquerque, New Mexico **Job Description:**... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Chicago, IL)
- …and appropriately delegating team work. **Required skills:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Private Wealth Market Client Relationship Manager Chicago, Illinois **Job Description:** Merrill... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses… more
- Morgan Stanley (Columbus, OH)
- …supported, client requirements, and ability to ensure control is not compromised to comply with client requests * Series 7 and 66 (or 63 & 65) licenses ... and customer service support to Morgan Stanley's Account Closure and Annuity Client Services team. In the Operations division, we partner with business units… more
- Morgan Stanley (Tampa, FL)
- …a Virtual Client Solutions Client Services Professional and gain your Series 7 and 66 licenses. *Position Overview*: As a*Registered Client Service ... in creative-problem solving? If so, the Morgan Stanley Virtual Client Solutions team is seeking a *Registered Client...and paid study time for incumbents to obtain their Series 7 and 66 post hire to… more
- Truist (Houston, TX)
- …and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates with only the ... assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES... Series 7 will be considered and can obtain the … more
- Truist (Pensacola, FL)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates that have only ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL...the Series 66 or Series 7 will be considered and can… more
- Morgan Stanley (Tampa, FL)
- …as well as on the job learning * Opportunity to launch your career and gain your Series 7 and Series 66 licenses * Benefit from a competitive base salary ... grow within a collaborative organization? The Morgan Stanley Virtual Client Solutions team is seeking a * Client ...* Opportunity to launch your career and gain your Series 7 and Series 66… more
- JPMorgan Chase (Plano, TX)
- …opportunities arise for licensed individuals. **Required Qualifications, Capabilities and Skills:** + FINRA Series 7 and 24 licenses required. Series 7 ... Interested in a new career opportunity? Join our Account Maintenance Group as a Client Data Analyst in Chase Wealth Management (CWM). In joining our Asset & Wealth… more
- Truist (Columbia, MD)
- …such as Microsoft 10. Ability to obtain FINRA registrations within 365 days - SIE, Series 7 and Series 66. Preferred Qualifications: 1. One to three ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. JOB...outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7 , 66 licenses or actively pursuing… more
- Morgan Stanley (Tempe, AZ)
- …daily business activities, the Client Relationship Specialist is required to have active Series 7 and 66 (or 63 and 65) Licenses. *_Role Responsibilities_* . ... Fund Services infrastructure, an outsourced Wealth Management OCIO, the client 's MS Financial Advisor, and WM Operations. IIS specifically...or more years of industry experience preferred . Active Series 7 , 63 and 65 (or … more