- Truist (Winston Salem, NC)
- …+ Master's degree in finance or business, or equivalent education and related training. + FINRA Series 4, 7 , 24, 53, and 66 licenses ( Series 9 &10 can ... and escalate complex matters to Team Lead, manager and/or Regional Sales Management. Review of Electronic Correspondence/Social Media Review to ensure compliance… more
- PNC (New York, NY)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... success. As a Capital Markets Managing Director I - Sales within PNC's Capital Markets organization, you will be...based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120… more
- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Morgan Stanley (Woodland Hills, CA)
- …demonstrated success managing a substantial branch office or equivalent. *L**icenses and Registrations* . Active Series 7 , 8 (or 9 and 10), 66 (or 63 and 65) and ... placed on the recruitment and retention of Financial Advisors. Non -producing Branch Managers must be responsible for fiscal management,...to provide resources and direction in order to drive sales . . Knows where the resources are; able to… more
- Bank of America (Paramus, NJ)
- …with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 &63(Must obtain SIE, series 7 & 63 license ... Sr. Relationship Manager - Global Commercial Banking/ Non -Bank Financial Institutions Iselin, New Jersey;Paramus, New Jersey **Job Description:** At Bank of America,… more
- The Hartford (Wayne, PA)
- Retail Sales Consultant - 87SX5E We're determined to make a...(or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63) + Must ... assets within an assigned territory. Advisor Consultants drive Hartford Funds' sales through building deep and long-term relationships with financial advisors,… more
- T. Rowe Price (Colorado Springs, CO)
- …education and relevant experience AND + 3+ years of total relevant work experience + Must obtain Series 7 , 66, and 24 within 180 days of hire. + Must obtain CRPC ... Position In this role, the individual will supervise a sales team and contribute to the identification of opportunities...Designation within 180 days of hire. Preferred: + Valid Series 7 , 66, and 24 upon hire.… more
- JPMorgan Chase (New York, NY)
- Securities Services Sales in the Americas is recruiting a Vice...thinking through complex scenarios to deliver simple solutions + Series 7 & Series 63 ... President within the Trading Services Specialist Sales team to be based in New York and...region + Work with internal product partners to solution non -standard opportunities + Produce and present education sessions for… more
- Vanguard (Charlotte, NC)
- …+ This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... for investment success. That starts with you. As a Sales Consultant, you'll be an advocate for our retail...based upon the uncovered client needs. + Identify investors' non -Vanguard assets, conduct advanced needs analysis of clients' financial… more
- Hoselton (East Rochester, NY)
- Toyota Sales Consultant - Automotive Summary **Title:** Toyota Sales Consultant - Automotive **ID:** 903 Description **Hoselton Toyota** **is looking for ... Sales Consultants for our busy dealership! Rare opportunity for...to ensure satisfaction and address any concerns or issues. 7 . **Market Analysis** : Stay informed about industry trends,… more
- Aegon Asset Management (Denver, CO)
- Job Family Internal Sales About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the ... Communications, Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated, diversified, international… more
- Morgan Stanley (Miami, FL)
- …quickly - Skill to effectively prioritize and make the appropriate trade-offs as needed - Series 7 , CFA helpful but not required - Must speak Spanish fluently ... be part of the Latin America and US Offshore Sales team at Morgan Stanley Investment Management. The individual...and institutional investors in Latin America and the US non -resident client (NRC). - Knowledge of financial markets and… more
- BMO Financial Group (New York, NY)
- …+ College Degree + Strong understanding of broader regulatory and financial concepts. + Series 7 , 63, and SIE licenses required. + Advanced deal execution and/or ... the world. #bmocapitalmarkets Provides a markets-based suite of Securitized Products sales and trading solutions to Institutional, clients. Offers a full spectrum… more
- Ferguson Enterprises, LLC. (Charlotte, NC)
- …Ferguson is North America's leading value-added distributor across residential, non -residential, new construction and repair, maintenance, and improvement (RMI) end ... projects simple, successful, and sustainable. Looking to start your sales career with one of the nation's largest and...+ Structured and robust 8-week training program through a series of virtual classroom and 1-on-1 sessions. The training… more
- TIAA (Phoenix, AZ)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 6IC **Required:** + 2+ years financial services experience + Series 7 , 63, and 65 (or 66)...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- TIAA (Bellevue, WA)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 3+ years of experience in financial services + FINRA Series 7 and Series 66...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- M&T Bank (Schenectady, NY)
- …of 3 years' previous sales , sales administration, or retail banking experience FINRA Series 6 or Series 7 and Series 63 licenses Pertinent state ... Life/Variable Insurance (LAH) licenses **Education and Experience Preferred:** FINRA Series 7 license FINRA Series 65 or 66 licenses as appropriate M&T Bank… more
- HSBC (San Francisco, CA)
- …7 -10 years proven Private Banking supervisory or related investment supervisory experience required + SIE, Series 7 , Series 9, Series 10, Series ... The role of the Wealth Supervisor works closely with sales management and with various WPB Wealth teams to...not limited to the Compliance Manual, Written Supervisory Procedures, Non Deposit Investment Products (NDIP) Manual, and Cross Border… more
- Truist (Houston, TX)
- …and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates with only the ... identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to... Series 7 will be considered and can obtain the … more
- Truist (Wilmington, NC)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates that currently ... identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to...only have the Series 7 or Series 66… more