- Truist (Winston Salem, NC)
- …Sales Management. Review of Electronic Correspondence/Social Media Review to ensure compliance with Regulatory requirements as well as current firm policy. + ... use with the public and clients. + Implement and enforce internal compliance related procedures, training and identification of potential harmful trends, sales… more
- City of Missoula, MT (Missoula, MT)
- Engineer Series Print (https://www.governmentjobs.com/careers/missoulacity/jobs/newprint/4717886) Apply Engineer Series Salary Depends on Qualifications ... Department. Under the mentorship of experienced professionals, you will ensure compliance with City, State, and Federal standards while collaborating on innovative… more
- Capital One (New York, NY)
- … 7 or 79 **Preferred Qualifications** + Master's degree or Juris Doctor + 8 + years of experience working in compliance , legal, audit, operations or finance ... (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor...within financial services OR 8 + years of experience with a regulator overseeing broker… more
- State of Colorado (Denver, CO)
- ADA & Civil Rights Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4710348) Apply ADA & Civil Rights Compliance Officer ... backgrounds and abilities. We are looking for aADA & Civil Rights Compliance Officer to join ourLegal Divisionin thePolicy, Communications, and Administration Office… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Bachelor's degree preferred + FINRA Series 7, 24, 63, 65 or/66 preferred. Series 8 or 9/10 a plus + Some knowledge of consumer banking regulations a ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- MetroLink (Los Angeles, CA)
- …immediately. DISTINGUSUING CHARATCHERICS This is the senior level of the Contract & Compliance Administrator series . At this level, work may be performed under ... Senior Contract & Compliance Administrator Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4642379) Apply Senior Contract...10-day work period, you work eight 9-hour days, one 8 -hour day and have one day off. Your day… more
- Internal Revenue Service (Andover, MA)
- …filled in the following specialty areas: TS - RICS-Return Integrity and Compliance Services; Refundable Credits Examination Operations (RCEO). The following are the ... support and training as a coordinator of programs between compliance and other departments within the Internal Revenue Service....have previously held, a position in the same job series with the IRS, there is no need to… more
- State of Colorado (Denver, CO)
- RN Health Compliance Inspector, Nursing Facilities HFEMS - FAA00166 Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4728296) Apply RN Health ... Compliance Inspector, Nursing Facilities HFEMS - FAA00166 Salary $72,336.00...(2) weeks after a second dose in a two-dose series of the COVID-19 vaccine, such as the Pfizer… more
- State of Colorado (Grand Junction, CO)
- *GRAND JUNCTION* RN Health Compliance Inspector, Acute Care & Nursing Facilities HFEMS CDPHE Print ... (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4722374) Apply *GRAND JUNCTION* RN Health Compliance Inspector, Acute Care & Nursing Facilities HFEMS CDPHE… more
- State of Colorado (Lakewood, CO)
- COMPLIANCE INVESTIGATOR II - Natural Medicine Division Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4705374) Apply COMPLIANCE ... business licenses, engages in outreach and education initiatives, and enforces compliance mandates using a range of intervention strategies necessary to maintain… more
- Citizens (Tarrytown, NY)
- …position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for creating and ... executing a strategic plan to address evolving compliance and regulatory requirements related to brokerage, investment advisory...in Business, Finance or equivalent Desired Qualifications: + FINRA Series 7, 24 + JD preferred + Certified Regulatory… more
- Edward Jones (St. Louis, MO)
- …talk. **Job Overview** **Position Schedule:** Full-Time Capital Markets and Operations Compliance is responsible for providing regulatory and compliance guidance ... a qualified individual to serve as a Senior HQ Compliance Advisor, located in the St. Louis office, to...**Skills/Requirements** Position Requirements : + Bachelor's degree preferred + Series 7, 66, 24 and 52 must be obtained… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Bachelor's Degree (BA/BS) in a related discipline and a minimum of eight ( 8 ) years of experience in Compliance and/or the financial services industry. * ... uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state laws, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Bachelor's Degree (BA/BS) in a related discipline and a minimum of eight ( 8 ) years of experience in Compliance and/or the financial services industry. * ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Peace Corps (Washington, DC)
- Summary This position is located in the Compliance and Risk Office, within the Office of Director, Peace Corps HQ, Washington DC. The incumbent of this position ... serves as the Compliance Accountability Officer and works under the direction and...is eligible for additional reappointments, per 22 USC |2506 (a)( 8 ). The initial appointment is a term of five… more
- State of Colorado (Lakewood, CO)
- Compliance Specialist I - Interlock Unit Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4727451) Apply Compliance Specialist I - ... duties, including but not limited, to: + Learn to determine compliance with applicable program statutes, regulations, contract requirements, policies and procedures… more
- Broadcom (San Jose, CA)
- …before you apply.** **Job Description:** **Primary responsibilities:** **Trade Compliance Operations Analyst** **Primary responsibilities:** + Perform day-to-day ... Obtaining necessary documents such as Military end user certificate, Export Compliance Certification, or other supplemental assurance letters and certificates. +… more
- PNC (Madison, NY)
- …will work closely with trading desk and public finance partners. Licensing requirements: Finra SIE, Series 52 and 63 (or Series 7, if taken prior to 11/7/2011, ... is acceptable in lieu of Series 52). **Job Description** + Responsible for a team...developing select client relationships. Provides superior client experience. Ensures compliance with risk and regulatory requirements. May assist Senior… more
- Ventura County (Ventura, CA)
- …Biweekly DISTINGUISHING CHARACTERISTICS: Each successive level in the Finance Analyst series is distinguished by scope of independence and responsibility. The level ... of the position within the series is commensurate with the complexity of the assigned...Evaluates and reviews accounting policies and reporting systems for compliance with regulations and reporting requirements; and + Performs… more
- Ventura County (Ventura, CA)
- …functional areas of responsibility include, but are not limited to, compliance review, budgeting, grant accounting, cost accounting and financial analysis/reporting ... clerical staff. DISTINGUISHING CHARACTERISTICS: Each successive level in the Accountant series is distinguished by scope of independence and responsibility. The… more