- Ventura County (Ventura, CA)
- Senior Code Compliance Officer Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4739213) Apply Senior Code Compliance Officer ... elected-by-district Board of Supervisors. The Supervisors appoint a County Executive Officer (CEO) to oversee the County budget, day-to-day operations, and to… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, ... evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with... Committee by monitoring and reporting results of FCA's compliance /ethics efforts and providing guidance to the senior… more
- Stephen F. Austin State University (Nacogdoches, TX)
- Chief Compliance Officer Bookmark this Posting Print Preview | Apply for this Job Posting Details Position Information Job Title Chief Compliance Officer ... 11. Reports on compliance activities to The University of Texas System compliance officer as requested. 12. Monitors developments and changes in statutes and… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Deputy Chief Compliance Officer ** **Job Class: State Program Administrator, Manager Senior ** **Agency: Children Youth & Families Dept** + ... hours options are available_ _. _ As the Deputy Chief Compliance Officer , you will provide leadership, coordination, consultation, and technical assistance for… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- General Dynamics Information Technology (Falls Church, VA)
- …meaningful part of improving how agencies operate. Our work depends on a Cyber Compliance Officer joining our team to support Guard Enterprise Cyber Operations ... GDIT, we foster a people-centric environment. As a Cyber Compliance Officer , you will support compliance...role. You will be interfacing with the client and senior staff. Therefore, you should be articulate in your… more
- Honeywell (Aguadilla, PR)
- Engineering Export Compliance Officer + You must have experience as an engineer - preferred avionics or electronics Location USA - This is not a remote position ... Aguadilla, PR, Moca, PR #Hybrid As an Engineering Export Compliance Officer here at Honeywell, you will...regulations. You will provide legal guidance and facilitate export compliance matters to business units and senior … more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** to join the **Regulatory Change & Inventory Management (RCIM)** team within Wells Fargo ... . As part of the RCIM team, the Lead Compliance Officer will lead several critical tasks...N Beaumont Street, Saint Louis, MO 1150 W Washington Sr , Tempe, AZ **Pay Range** Reflected is the base… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- City of New York (New York, NY)
- …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & ... policies, and procedures. The CCO will also work with senior management to identify potential compliance and...and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Treasury, Departmental Offices (Washington, DC)
- …Intelligence - Office of Foreign Assets Control. As a Supervisory Sanctions Compliance Officer , you will coordinate and facilitate through subordinates the ... with sanctions administered by OFAC. Responsibilities As a Supervisory Sanctions Compliance Officer , you will: - Identify technical and practical issues… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to lead _Audit Response and SWAT efforts_ as part of Corporate Compliance ... partners on risk related topics. + Interpret policies, procedures, and compliance requirements. + Interface with Internal Audit, Legal, external agencies, and… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Nov 22, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... are defined as deficient practices that result in the actual or potential non- compliance with any law or regulation that addresses consumer protection, that are… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Wells Fargo (Dallas, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Operational Excellence, Governance & Controls (OEGC) team as part of ... Corporate Compliance Regulatory Change Management (CRCM). Learn more about the...+ Execute RCM standards and program maintenance to drive compliance with federal, state, agency, legal and regulatory and… more