- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary ... together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant… more
- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... clearly understood and followed. * Generate detailed reports of audit results and present findings to senior ...financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager Group Risk leads, develops and oversees a broad, highly ... + Responsible for requests from regulators, internal and external audit related to AML models and the...and share knowledge with internal teams, business partners and senior management. Act as a subject matter expert on… more
- M&T Bank (Clanton, AL)
- …Leads and manages a technology and data solutions team within BSA/ AML and Sanctions Compliance to support Agile technology development, data integration ... and validation, and associated testing across BSA/ AML technology platforms including Customer Risk Rating, Transaction Monitoring, Sanctions Screening and other… more
- Citigroup (Florence, KY)
- …Crimes Policy Adherence AML Transaction Monitoring/Currency Transaction Reporting Group Manager is a senior -level position responsible for leading a team ... with multiple functions such as Compliance, Operations, Technology, Risk, Audit , and multiple stakeholders at all levels of management.... AML Execution job code. The Execution Group Manager is a senior professional responsible for… more
- Ally (Raleigh, NC)
- …across the Ally Enterprise and Business Lines. The Data Science Manager of AML Monitoring will be working with senior leaders, AML Investigations, and ... policies and standard practices * Builds vital documentation for regulatory agencies, internal audit , and testing teams * Collaborates with senior management to… more
- Amazon (Arlington, VA)
- …and customer experience initiatives while maintaining an optimal SX as we grow. The AML and Account Compliance Program Manager will be responsible for overseeing ... also emphasizing on best in class customer experience. The manager will work closely with compliance, risk, operations, and...on the performance, initiatives, and ongoing enhancements of the AML program to senior management and the… more
- TD Bank (Jacksonville, FL)
- …the policy and training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees) + Prepares summaries, ... in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance **Employee/Team Accountabilities:**… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight… more
- M&T Bank (Buffalo, NY)
- …projects as assigned by the department manager or Leadership Development Manager -MDP. Department Description: The BSA/ AML Sanctions Model & Strategy team ... in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on...provides quantitative support for BSA/ AML models used by Compliance Risk that help to… more
- Citigroup (Tampa, FL)
- The Operational Risk Grp Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. ... required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable...plus - credit, and market. + Experience in Internal Audit or Financial Control would be desirable. + Expertise… more
- Bank of America (Charlotte, NC)
- Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status… more
- TD Bank (Mount Laurel, NJ)
- …Testing team, is responsible for management, oversight and support of internal audit examinations conducted across the Financial Crimes Risk Management Program. + ... units to support cross functional exams + Provides reporting/status updates to senior leaders on assessment progress + Promptly escalates significant risks and… more
- TD Bank (Mount Laurel, NJ)
- …concerns. + Assist management in self-identifying, escalating and reporting issues to senior management and the Board + Monitor, measure, evaluate and report the ... + Position requires an in-depth understanding of financial crimes, operational risk, audit , legal and business process management Note - one position will be… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Operations Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are guided by a common ... Business Job Description:** The Global Banking & Markets Anti-Money Laundering (GBGM AML ) organization is a central control function which governs, facilitates, and… more
- Capital One (Plano, TX)
- …Experienced Sr . Auditor, FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... the candidate will focus on engagements involving Corporate Compliance, BSA/ AML , Sanctions, and Fraud Compliance related audit ...audit projects that provide input to the annual audit plan. The Senior Auditor will be… more
- Truist (Atlanta, GA)
- …prosecution of money laundering, terrorist financing and other criminal activity. A Senior Investigator in the FIU performs critical functions in the enterprise-wide ... and reporting process and is a critical touch point within the entire BSA/ AML function of the FIU. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a summary… more
- Needham Bank (Wellesley, MA)
- Job Descriptions: The Operational Assurance Sr . Analyst will play a critical role in executing quality assurance reviews to provide oversight and monitoring of ... to due diligence for high-risk customers, Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ), and cannabis banking. The position reports to the Operational Assurance… more
- US Bank (Atlanta, GA)
- …what you excel at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible for facilitating the identification, ... help the business line understand and implement the policies. Examples include AML practices and operational loss data collection. + Ensuring the implementation of… more