- Securities and Exchange Commission (Boston, MA)
- Summary The Division of Examinations is hiring a Supervisory Securities Compliance Examiner in the Boston Regional Office. Responsibilities At the ... for entities over which the Commission has regulatory authority. As a Supervisory Securities Compliance Examiner , you will: Direct employees responsible… more
- Securities and Exchange Commission (Atlanta, GA)
- …Division of Examinations - Atlanta Regional Office is filling one position for a Supervisory Securities Compliance Examiner , SK-1831-15 in Atlanta, GA. ... for entities over which the Commission has regulatory authority. As a Supervisory Securities Compliance Examiner , you will: Direct employees responsible… more
- Office of the Comptroller of the Currency (Minneapolis, MN)
- …/Bank Examiner (Large Bank Field Examiner ) with emphasis in Compliance , you will: Oversee ongoing supervisory efforts of compliance activities. ... Examiner /Bank Examiner (Large Bank Field Examiner ) with emphasis in Compliance , you will...Plan, coordinate, and monitor compliance supervisory activities, including identifying and communicating risk issues,… more
- Office of the Comptroller of the Currency (Marlton, NJ)
- …) with emphasis in Compliance , you will: Plan, organize, and control compliance supervisory activities in large banks. Identify systemic risks and trends ... Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis in Compliance , you will...evaluation of compliance activities and operations. Develop compliance supervisory strategies, including plans to effect… more
- Federal Reserve Bank (Salt Lake City, UT)
- …an examiner commission, enrollment in the Federal Reserve System's Consumer Compliance Examiner Commissioning Program will be required and candidate will be ... banking organizations in the country. Right now, our team is looking for an ** Examiner - Consumer Compliance ** . These individuals help promote market efficiency… more
- Office of the Comptroller of the Currency (Tulsa, OK)
- …are accurately and timely uploaded and/or recorded. May periodically serve as examiner -in-charge in community banks/thrifts or assist in supervisory activities ... Summary As a National Bank Examiner (Analyst to MBS Examiner -in-Charge), you...supervision of the assigned institution and operation of the supervisory team. Provide input and expertise on a full… more
- Office of the Comptroller of the Currency (Mclean, VA)
- Summary As a National Bank Examiner /Bank Examiner (Large Bank Field Examiner ) with emphasis in Safety and Soundness, you will plan and conduct risk ... Bank Supervision McLean, VA Responsibilities As a National Bank Examiner /Bank Examiner (Large Bank Field Examiner...with emphasis in Safety and Soundness, you will: Conduct supervisory activities that assess the condition of the financial… more
- Office of the Comptroller of the Currency (Mclean, VA)
- Summary As a National Bank Examiner /Bank Examiner (Large Bank Field Examiner ) with emphasis in Safety and Soundness, you will conduct and assist in the ... objectives. Large Bank Supervision McLean, VA Responsibilities As a National Bank Examiner /Bank Examiner (Large Bank Field Examiner ) with emphasis… more
- Office of the Comptroller of the Currency (New York, NY)
- Summary As a National Bank Examiner /Bank Examiner (Asset Management), you will serve as the functional lead examiner for the supervision of asset management ... activities at the assigned institution. You may also participate in supervisory activities within other NTB, MCBS and/or LBS institutions. Midsize Bank Supervision… more
- Office of the Comptroller of the Currency (Chicago, IL)
- Summary CLOSING DATE HAS BEEN EXTENDED TO 11/20/2024. As a National Bank Examiner /Bank Examiner (Asset Management), you will serve as an examiner in large, ... location - See "Additional Information" below. Responsibilities As a National Bank Examiner /Bank Examiner (Asset Management), you will Evaluate the effectiveness… more
- Federal Reserve Bank (Cleveland, OH)
- …channel - Cleveland Fed This position requires access to confidential supervisory information and/or FOMC information, which is limited to "Protected Individuals" ... and problem CBO and RBO institutions. Identifies risks through on- and off-site supervisory activities that ensure financial institutions are operating in a safe and… more
- Federal Reserve Bank (Cleveland, OH)
- …supports the Federal Reserve's mission of financial system stability. Executes the supervisory program for firms with total consolidated assets of $100 billion or ... a range of conditions. Evaluates control environment adequacy and ensures compliance across the major business lines, independent risk management, and internal… more
- Federal Reserve Bank (Chicago, IL)
- …The Community, Regional, & Specialty Bank (CRSB) Supervision family provides supervisory oversight for financial institutions of varying complexities that have a ... and Enforcement actions for all firms across the Seventh District. The Senior Examiner uses in-depth knowledge and/or expertise to lead and serve as Examiner… more
- Federal Reserve Bank (Chicago, IL)
- …The Community, Regional & Specialty Bank (CRSB) Supervision family provides supervisory oversight for financial institutions of varying complexities that have a ... and through interaction with institution executives with broad responsibilities. The CRSB Examiner uses knowledge to lead and serve as Examiner -In-Charge (EIC)… more
- Federal Reserve Bank (Cleveland, OH)
- …problem CBO and RBO institutions. Identifies risks through on- and off-site supervisory activities that ensure financial institutions are operating in a safe and ... sound manner and in compliance with banking laws and regulations. Provides coaching and mentoring to lesser- experienced examiners and contributes to strategic… more
- Federal Reserve Bank (Chicago, IL)
- …of their functional or risk area. LFBO is seeking a Senior Large Bank Examiner to work within a dedicated supervisory team responsible for supervising the ... 7th District. Members of the Large Bank Supervision job family provide supervisory oversight through continuous monitoring and examination activity by engaging with… more
- Morgan Stanley (Miami, FL)
- … compliance , money movement, and assessing the effectiveness of supervisory processes and procedures. *-*Perform pre-exam testing by analyzing risk assessments, ... financial services firm providing a wide range of investment banking, securities ,investment management and wealth management services. The Firm's employees serve… more
- Office of the Comptroller of the Currency (New York, NY)
- Summary As a Supervisory National Bank Examiner /Bank Examiner (Large Bank Team Lead) with emphasis in Asset Management you will serve as an expert advisor to ... NY - Relocation Incentive or Alternate location option available Responsibilities As a Supervisory National Bank Examiner /Bank Examiner (Large Bank Team… more
- Office of the Comptroller of the Currency (Charlotte, NC)
- Summary As a Supervisory National Bank Examiner /Bank Examiner (Large Bank Technical Team Lead) with emphasis in Compliance , you will serve as an expert ... advanced technical leadership, advice and support for highly challenging and complex supervisory functions in compliance to include Bank Secrecy Act/Anti-Money… more
- Federal Reserve Bank (San Francisco, CA)
- …of supervisory strategies for the oversight of significant and emerging compliance risks. + Contribute to preparation of supervisory plans for relevant ... + Lead ongoing monitoring reviews and assessments of the remediation of supervisory issues and compliance failures underlying enforcement actions. + Synthesize… more