- The Medicus Firm (Eagle River, AK)
- Non-Invasive Cardiologist - Alaska's Outdoor Paradise Swap call nights for northern lights. Join a respected, team-oriented practice in coastal Alaska with a ... clinic-first schedule and room to breathe-outside and in. Why You'll Love It 100% outpatient, non-invasive focus (invasive optional if you prefer) No call. No weekends. No nights. more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's ... surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. This individual will oversee day-to-day surveillance… more
- Conduent (Newark, NJ)
- …a culture where individuality is noticed and valued every day. **Transaction Processor-Tag Swap Clerk** **Onsite in Newark, NJ** Hourly rate $16.50/hr, which may be ... 7:30am-4:30pm; 2 Saturday's a Month based on company needs **Summary:** As a Tag Swap Processor you will be supporting our client's tag distribution. In this role,… more
- Conduent (Newark, NJ)
- …where individuality is noticed and valued every day. **(Team Lead) Transaction Processor-Tag Swap Clerk** **Newark, NJ** **What you get:** + Full Time Employment + ... Hourly rate of$18.00/hour which may be below your state's minimum wage. Please take this into consideration when applying + Career Growth Opportunities + Full Benefit Options + Great Work Environment + Work Schedule: Monday-Friday 7:30a-4:30p; 2 Saturday's a… more
- PNC (Atlanta, GA)
- …success. As a Capital Markets Associate Director - Foreign Exchange Sales (F) SWAP within PNC's Capital Markets organization, you will be based in Atlanta, GA. ... Requirements for licensing - SIE, Series 7 & 63, or able to obtain within 120 days of employment. PNC will not provide sponsorship for employment visas or participate in STEM OPT for this position. **Job Description** + Contributes to more complex sales… more
- ManpowerGroup (New York, NY)
- …financial services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit team supporting the swap ... and a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New York (Remote) **Pay Range:** $80/HR… more
- SMBC (New York, NY)
- …issue management across Combined US Operations (CUSO), the SMBC Capital Markets Swap Dealer, and Nikko Securities America's Broker-Dealer entity. This role provides ... Risk Governance: - Support all market risk governance obligations under CFTC Swap Dealer rules, including Risk Management Program (23.600), Supervision (23.602), and… more
- Citizens (Stamford, CT)
- Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firm's registered swap ... role for maintaining Citizens' strong compliance culture and supporting the Swap Dealer business. Key Responsibilities + Conduct trade and communications… more
- MUFG (Irving, TX)
- …senior management and regulatory expectations. Reviews will include assessment of the Swap Dealer program, Volcker Rule program, Market Conduct, Market Access, Desk, ... Title VII as it pertains to the obligations of Swap Dealers and Security-Based Swap Dealers, Volcker...the obligations of Swap Dealers and Security-Based Swap Dealers, Volcker Rule and Market Conduct regulations. **Major… more
- SMBC (New York, NY)
- …Coordination Team across Combined US Operations (CUSO), the SMBC Capital Markets Swap Dealer, and Nikko Securities America's Broker-Dealer entity. This role will ... support market risk issue management process for the Bank, swap dealer, and broker-dealer entities. This is an excellent...quality materials for Risk Committees (Tier 1 and 2), Swap Dealer and Broker Dealer oversight forums - Help… more
- Teledyne (Mountain View, CA)
- …Responsibilities:** + Lead the creation of new mechanical concepts for improved SWaP (size, weight, and power), automation, reliability, and design cycle time. + ... technology trends to enhance industry competitiveness, particularly focusing on SWaP improvements, time-to-market acceleration, and meeting evolving customer expectations.… more
- Citizens (Boston, MA)
- …to clients are managed by the Client Onboarding team. As a registered Swap Dealer, the Onboarding function is heavily monitored for accuracy and completeness, and ... Calypso. Beyond this, a working knowledge of Dodd Frank requirements related to Swap Dealer business will be essential to colleague success. Direct and frequent… more
- State of Georgia (Gwinnett County, GA)
- …Office with registration lab assistance, processing routine forms such as add/drop/ swap , no shows, reinstatements, withdrawals, and grade changes as directed, ... 3. Assists with processing routine Registrar forms and tasks, including add/drop/ swap forms, no shows, reinstatements, withdrawals, and grade changes as directed;… more
- MTA (New York, NY)
- …including a large underwriting syndicate, multiple bond counsel firms, financial and swap advisory firms and other market participants. + Design and progress ... accountable for overseeing and evaluating consultants' performance, including Municipal Advisors, Swap Advisors and Independent Engineer for MTA Bridges & Tunnels: +… more
- Capital One (Mclean, VA)
- …a risk mindset and has experience in Capital Markets Operations, Swap Dealer Requirements, Compliance or Audit. **Responsibilities** + Manage the calculation, ... initial margin threshold with each counterparty to ensure we establish swap documentation timely + Identifies margin discrepancies, manages valuation dispute process… more
- ECOLAB (St. Paul, MN)
- …banks to resolve FX settlement issues. Analyze net investment hedges opportunities, execute swap trades to improve interest income, and manage the swap ... accounting and payments. Provide ad hoc analysis and decision support for various strategic initiatives and special projects, eg FX hedging strategies and recommendations, Internal Finance Committee (IFC) cross-functional workstreams, process improvement and… more
- Scotiabank (Dallas, TX)
- …all of Scotiabank's US broker-dealer (including internal inspections), banking, swap dealer, futures commission merchant, investment management activities, corporate ... institutional trading & sales, investment banking, futures commission merchant, swap dealer activities, commercial banking, investment management, and corporate… more
- Ricoh Americas Corporation (Simi Valley, CA)
- …access knowledge and document complete trouble shooting information. �. Assist in hot swap tasks needed to ensure users experience stays intact. �. Responsible for ... �. Manages printer procurement as required by the customer. �. Manages hot swap inventory. �. Support inventory and implementation efforts �. Completes all required… more
- MIT Lincoln Laboratory (Lexington, MA)
- …systems, electro-optical and infrared sensors, electronics, image processing, and low- SWaP (size, weight, and power) optical communications. By combining hardware ... software development + Knowledge of satellite systems, optical communication, or low- SWaP technologies + Ability to work across disciplines + End-to-end hardware… more
- TD Bank (New York, NY)
- …processes to streamline and standardize annual reporting to regulators across broker-dealers and swap dealers and draft relevant content + Act as a Compliance lead ... required. + 7-10 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm… more
