- Citigroup (New York, NY)
- …the TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM ... & International Technology Regulatory Exam Management Senior Lead and will be a member of the team which is responsible for maintaining and maturing our… more
- Citigroup (Tampa, FL)
- …TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Senior Analyst (C12) will report ... to the NAM & International Technology Regulatory Exam Management Senior Lead. This role will be a member of the team which is responsible for maintaining… more
- JPMorgan Chase (New York, NY)
- … management . **Preferred qualifications, capabilities, and skills** + Knowledge of regulatory requirements and technology risk management processes and ... you will expertly navigate the dynamic landscape of cyber threats, technology advancements, and regulatory requirements. Leading proactive identification and… more
- JPMorgan Chase (New York, NY)
- … management . **Preferred qualifications, capabilities, and skills** + Knowledge of regulatory requirements and technology risk management processes and ... risk management practices. Help position JPMorgan Chase as a leader in technology risk management by engaging with stakeholders and clients and ensuring… more
- Citigroup (Tampa, FL)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... remit. Qualifications + 10+ years of business experience in audit, control, compliance or regulatory management in the banking or wealth management industry.… more
- Citigroup (New York, NY)
- …focus; Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... Serves as a risk officer for Client's Regulatory Management responsible for the promotion,...to respond to potential issues identified during the examination, pre- exam sessions and post exam sessions. +… more
- Capital One (Mclean, VA)
- …centralized management of audit and exams; facilitate internal audit and regulatory interactions such as development of management responses and additional ... McLean, Virginia Principal Associate, Risk Manager - Audit & Exam Engagement As a Principal Associate, Risk Manager on...and process improvements; including reporting on risk topics to management + Stay current on the changing regulatory… more
- M&T Bank (Buffalo, NY)
- …including preparing materials, coordinating responses from various individuals, aiding in exam management (template folders, collection of first day letter ... standard for all risk analysts within the team. + Recommend enhancements to Technology and Cybersecurity risk management training programs to increase … more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... or Legal Assistant preferred_ **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time… more
- Citigroup (New York, NY)
- …Oversight Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management . In this role, you will ... activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements,...and followed related to the management of regulatory interactions, including exam management ,… more
- Citigroup (New York, NY)
- … Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United ... and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management , regulatory meetings and… more
- Citigroup (New York, NY)
- …& Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and exam management . In this role, you ... activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements,...and followed related to the management of regulatory interactions, including exam management ,… more
- Citigroup (New York, NY)
- Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and ... and continually enhancing the framework to identify, assess, control, and monitor regulatory communication. + Providing regular updates to management (including… more
- PNC (Philadelphia, PA)
- …Control Specialist Senior, you will be responsible for managing and coordinating the regulatory exam lifecycle, which includes pre- exam work, coordinating ... and at times creating responses for information requests, creating presentations for regulatory meetings, preparing management for regulatory meetings,… more
- JPMorgan Chase (New York, NY)
- …fielding and coordinating responses to ad-hoc regulatory inquiries; chairing regulatory meetings; and developing reports for senior management . **Job ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the...regulatory examinations impacting the CDAO through the entire exam lifecycle, as well as ongoing monitoring engagements +… more
- Citigroup (Tampa, FL)
- …Prepares communications and reports, and develops associated presentations for senior management , stakeholders, and regulatory engagements. + Contributes to the ... The Technology and Cyber Compliance and Operational Risk Office...issues with transparency. **Qualifications:** + Proven experience in the Regulatory Interaction space (ie, Exam coordination, Meeting… more
- Citigroup (New York, NY)
- … Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... matters and enhance the control environment. + Partner with Business/Function Regulatory Management Teams to share best practices, identify themes and… more
- Bank of America (Charlotte, NC)
- … Relations (GRR) engagement model. + Managing and directing all aspects of regulatory exams to ensure consistent exam practices, successful execution, and ... + Influence + Problem Solving + Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United… more
- American Express (New York, NY)
- …colleagues from USRR who directly support regulatory engagements, as well as the Regulatory Exam Lifecycle Management (RELM) team within Global Risk & ... (AXP) and American Express National Bank (AENB), a high volume of management representatives who support regulatory engagements, and supervisory personnel. +… more
- JPMorgan Chase (New York, NY)
- …+ Ability to apply critical thinking to program development. + Experience with regulatory exam processes. + Proven experience delivering data-related projects. + ... learning technologies to develop new products, improve productivity, and enhance risk management effectively and responsibly. As a Vice President in the … more