- Beacon Hill Staffing Group, LLC (Greenwich, CT)
- …and filing (paper and electronic)Database and document management (SharePoint, Compliance Science)Personal trading review and account maintenanceEditing ... Investment Firm, is seeking an Administrative Assistant to support the Legal & Compliance Team in their Greenwich, CT office from 8:30am - 5:30pm, Monday-Wednesday… more
- Russell Tobin & Associates (New York, NY)
- …for Trading Voice Recording Operations and Senior Management teams. Compliance and Litigation Team support with data search, extraction, and delivery as/when ... product monitoring, health checks delivery, technical support and testing of the Trading Voice and Voice Recording infrastructure. Scope: Regional support of North… more
- Russell Tobin & Associates (New York, NY)
- …across multiple industries, it continues to expand the breadth of Sales, Trading , and Investment Banking services offered to better assist institutional and ... providing advice on equity market developments and key issues that may affect their trading strategies for the US market Execute client orders for the US market;… more
- WSFS Bank (Wilmington, DE)
- …of accounts, onboarding new transactions, closing new transactions while ensuring compliance with all Bank and Corporate Trust policies and proceduresThis position ... group also handles various securities custodian and will be responsible for trading activity with the clients account with settlement procedures through DTC and… more
- Careerbuilder-US (Chesapeake, VA)
- …partners.5Accountable to provide support on all CTPAT, Trusted Trader and social compliance initiatives.aCollaborate with Tar Heel Trading and Yusen Logistics to ... General Summary: Serve as the front line compliance expert for all import purchases to ensure...being a part of an environment that emphasizes regulatory compliance , continuous training and process improvementPrincipal Duties & Responsibilities:… more
- US Tech Solutions, Inc. (South Jordan, UT)
- …the Firms Wealth Management and Institutional clients and is responsible for ensuring compliance with the IRS regulations. The team is primarily located in Utah with ... Spot, Forwards, Options, Vanilla and Exotic Trades . Previous Middle Office / Trading Assistant experience Skills: . Bachelor's Degree in a Business field and/or… more
- TradeStation (New York, NY)
- …through unwavering professionalism, courtesy, and a steadfast commitment to compliance and surpassing client expectationsSkills and Training: The successful ... with client inquiries In depth knowledge of multiple institutional trading platforms and the competition in our industry An...- 10 years of Institutional financial services sales and trading experience Prior client facing experience in sales and… more
- Russell Tobin & Associates (Jersey City, NJ)
- …the ability to persuade and influence stakeholders at the team level.* Compliance Culture and Conducto Takes full responsibility for personal actions and ... includes documenting all issues and working to escalate as needed.* Agency trading business knowledge is preferred.* Experience working on projects involving Fidessa… more
- WSFS Bank (Wayne, PA)
- … trading team with internal and/or external counterpartiesEnsure all compliance requirements are addressed and documented (eg, sanction screening)Identify and ... report all suspicious and/or fraudulent activityInitiate cross-border payments in SwiftInitiate domestic payments to dealing counterparties within the bank's domestic portalPrepare manual journal entriesFacilitate foreign check clearing through bank external… more
- WSFS Bank (Wilmington, DE)
- …personal trust accounts and relationships, including those of high-net worth individuals; Compliance and legal projects as required; Support other duties that may ... include seasoned experience with trust & accounting recordkeeping systems; trading systems; technical expertise in accessing trade and confirm information… more
- EDI Staffing (Lynbrook, NY)
- …submission/ recovery. 3. Keeps current with industry trends and state/federal compliance initiatives 4. Supports clients and coworkers 5. Communicates internally and ... 12. Manages the technical efforts associated with implementing complex EDI trading partners. 13. Participates in implementation meetings with clients and vendors… more
- nrg (Princeton, NJ)
- …position also has responsibility for ASC 815 (FAS 133) compliance including commodities, foreign exchange, and interest rate transactions.Essential ... NRG's SEC filings.Monitor the internal control environment and ensure compliance with Sarbanes Oxley Sec. 404 legislation as it...system is a plus. Knowledge of Aligne/Zai*net or similar trading system is a plus.Prior experience in the energy… more
- Nucor Harris Rebar (Cincinnati, OH)
- …Senior Accountant position. DJJ is a world leader in scrap metal recycling, trading , and transportation. We have relationships with scrap metal businesses around the ... work papers for internal and external auditors Assists in ensuring Sarbanes-Oxley compliance Assists with the implementation and testing of new ERP systems Performs… more
- Nucor Harris Rebar (Fort Myers, FL)
- …role. Trademark Metals is a world leader in scrap metal recycling, trading , and transportation. We have relationships with scrap metal businesses around the ... developing and coaching staff Serve as a role model; support and ensure compliance with all safety and environmental policies and practices Support manager in… more
- ConsultNet (Mclean, VA)
- …team supporting the development and enhancements of applications that ensure fair trading on the stock market. Responsibilities: Participate in and lead design ... and support a multi-tier origination Java solution Assure quality security and compliance requirements are met for supported area Requirements: Bachelor's degree in… more
- Nucor Harris Rebar (Cincinnati, OH)
- …Resources Manager position. DJJ is a world leader in scrap metal recycling, trading , and transportation. We have relationships with scrap metal businesses around the ... functions such as recruiting, training and development, wage/benefit administration, compliance with statutory requirements, teammate engagement, performance evaluations, workers… more
- NextEra Energy (Juno Beach, FL)
- ** Trading Compliance Analyst** **Date:** Jun 19, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 77639 is one of ... renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives and other… more
- JPMorgan Chase (New York, NY)
- …for JPM Wealth Management clients. Your role will focus on fixed income trading Compliance , including taxable and municipal bonds. **Job Responsibilities** + ... Compliance team you will support JPM Wealth Management trading desks inclusive of executing client orders in primary...standards which set forth the requirements for fixed income trading regarding the management and oversight over compliance… more
- Citigroup (New York, NY)
- Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance related guidance across Electronic Trading (ET) businesses and… more
- Scotiabank (New York, NY)
- …in day-to-day activities and decisions. + Manage trading inventories and generate trading revenues in compliance with limits and the bank's risk profile. + ... Managing Director, New York Loan Trading **Requisition ID:** 202005 **Salary Range:** 400,000.00 -...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a high… more
