- Citigroup (Tampa, FL)
- …thereof; experience in area of focus; Advanced degree a plus The Global KYC Policy team, within Citi's Independent Compliance Risk Management (ICRM) function, ... pivotal part in assessing and driving forward strategic initiatives to modernize our KYC policy framework, ensuring alignment with Citi's long-term goals and… more
- Morgan Stanley (Tampa, FL)
- …Management* **Title:** * KYC Office: WM and US Banks Risk and Control Lead - Vice President * **Location:** *Florida-Tampa* **Requisition ID:** *3259589* ... to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes,...compliance with applicable laws, rules and regulations, adhering to Policy , and escalating, managing and reporting control issues with… more
- JPMorgan Chase (Charlotte, NC)
- …American and APAC KYC QA leads, and business line partners. As a Vice President Global Quality Assurance and Specialized Review within the Global Know Your ... records to identify risks and provide recommendations for compliance with corporate KYC policy requirements. This role involves developing and managing a… more
- Morgan Stanley (Baltimore, MD)
- …**Job:** **Other* **Title:** *Global Financial Crimes: Screening Project Manager ( Vice President )* **Location:** *Maryland-Baltimore* **Requisition ID:** ... governance of technology controls that support the Firm's AML, KYC and Sanctions obligations. The remit of the team...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Morgan Stanley (New York, NY)
- …/Expected base pay rate for the role will be between $145,000 and $250,000 for Vice President , at the commencement of employment. However, base pay if hired will ... *ISG Management, Financial Crimes Head of Policies, Procedures and Training - Vice President * **Location:** *New York-New York* **Requisition ID:** *3259662* more
- Morgan Stanley (Tampa, FL)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Vice President , WM and US Banks Capacity Planning and ... to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes,...compliance with applicable laws, rules and regulations, adhering to Policy , and escalating, managing and reporting control issues with… more
- Morgan Stanley (Miami, FL)
- …*Financial Crimes Program Design: Oversight, Emerging Risk & Transformation - Vice President * **Location:** *Florida-Miami* **Requisition ID:** *3258085* ... financial crimes activities including defining risk mitigant strategies, adherence to policy and setting risk tolerance and expectations as well as championing… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President - Financial Crimes Governance - Training* **Location:** ... training gaps and conduct needs assessment**to determine the specific KYC training needs of different stakeholder groups * Coordinate...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Morgan Stanley (Miami, FL)
- …*Financial Crimes Program Design: Architecture Implementation & Independent Testing - Vice President * **Location:** *Florida-Miami* **Requisition ID:** *3257873* ... financial crimes activities including defining risk mitigant strategies, adherence to policy and setting risk tolerance and expectations as well as championing… more
- Affinius Capital (San Antonio, TX)
- …characteristics. For more information, visit affiniuscapital.com. **Job Description** The Treasury Vice President has responsibility for and oversight of various ... balances. + Manage bank account opening process to include Know Your Client " KYC " compliance and periodic bank review requirements. + Work closely with Capital… more
- Citigroup (Miami, FL)
- …client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- SMBC (Jersey City, NJ)
- …the Compliance Control Room. It administers the SMBC Employee Investment Policy , arranges for the registration of broker-dealer personnel, and conducts compliance ... US operations. Additionally, AML oversees key processes and risks of the KYC Department. The CPAD Market Surveillance team performs centralized trade surveillance… more
- Mizuho Corporate Bank (New York, NY)
- …reviews and other periodic internal reporting requirements in accordance with credit policy and procedures + Provide prompt reporting to Management of any adverse ... legal documents and other relevant information + Collect Know Your Customer ( KYC ) due diligence and Customer onboarding requirements + Follow-up with pending items… more
- MUFG (Tempe, AZ)
- …databases. Ensure ongoing reviews of assigned portfolio are conducted according to Bank policy . Will work with line officers, line management and their clients to ... multiple areas simultaneously + Strong working knowledge of various bank systems preferred ( KYC -R, CDL, SAS, CMT, etc.) + Knowledge of BSA/AML laws and regulations… more
- Mizuho Corporate Bank (New York, NY)
- …and procedures to align with evolving regulations and best practices. Reporting to the Vice President of FCC Advisory, this role is responsible for executing ... their role is the team's active involvement in the Know Your Customer ( KYC ) program, ensuring thorough customer due diligence and ongoing monitoring to support the… more
- SMBC (Phoenix, AZ)
- …to deliver an exciting concept of evolved banking. **JOB SUMMARY:** As the Vice President , Fraud Investigations and Support, you are responsible for building ... working with other financial institutions to recover funds. The Vice President , Fraud Investigations and Support will...movement, disputes, chargebacks, AML, and compliance frameworks such as KYC /CIP + A proven record of timely and quality… more
- Morgan Stanley (New York, NY)
- …pay rates for the role will be between $145,000 and $250,000 per year for Vice President , and between $225,000 to $300,000 per year for Executive Director, at ... and the development of employees across departments. Primary Responsibilities Policy and Procedure Development * Develop, update, and maintain comprehensive… more