- JPMorgan Chase (Brooklyn, NY)
- …Partners and various Policy groups. **Job Summary** As an External Reporting Controller, Vice President within the Consolidated Regulatory Reporting team, ... The Firmwide Regulatory Reporting & Analysis (FRRA) team resides within...responsible for the execution and delivery against the Firm's regulatory reporting requirements to its US regulators and has… more
- TD Bank (New York, NY)
- …**Education:** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... specific details for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Citigroup (Queens, NY)
- The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial ... responsibilities include preparation and analysis of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Citigroup and Citibank… more
- Citigroup (Tampa, FL)
- The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high-profile function, providing financial information to the ... responsibilities include preparation and analysis of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Citigroup and Citibank… more
- Citigroup (Queens, NY)
- …brokerage, trade and securities services and wealth management. Join Citi's Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory ... Basel III Endgame, Banking Book Equities, and Capital. The Regulatory Capital Policy Group: + Forms the First Line...First Line of Defense for the US Basel III regulatory capital treatment of exposures. + Partners closely with… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Vera Therapeutics (Brisbane, CA)
- …for patients suffering from immunological diseases. Position Summary: Reporting into the Senior Vice President , Regulatory and Quality, the Vice ... Title: Vice President , Quality Location: Brisbane, CA...operational policies, processes, procedures, and training to meet global regulatory , medical/health, and legislative standards. This role requires experience,… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our ... regulations. This role requires excellent analytical skills, an understanding of regulatory frameworks, and the ability to navigate complex legal environments. This… more
- Mizuho Corporate Bank (New York, NY)
- Summary: The Liquidity Regulatory Reporting is a team responsible for the daily and monthly reporting and submission of FR2052A report for multiple entities under ... this role, you will be responsible for leading and managing the Liquidity Regulatory Reporting Change team, partnering with the Reporting Production Teams to ensure… more
- Citigroup (Washington, DC)
- …procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing related sanctions risk ... Subpoena responses, Voluntary Self-Disclosures, license applications, and other relevant regulatory correspondence. + Providing timely and accurate regulatory … more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... your expertise to JPMorgan Chase. As part of the Regulatory Strategy Chief Data & Analytics Office (including AI)...Team, you will play a pivotal role in overseeing regulatory examinations and engagements related to areas of coverage… more
- JPMorgan Chase (New York, NY)
- …products, improve productivity, and enhance risk management effectively and responsibly. As a Vice President in the Regulatory Engagement and Projects ... management practices across the firm. **Job Responsibilities:** + Coordinate responses to regulatory examinations and audits. + Partner with Lines of Business and… more
- Catalent Pharma Solutions (Harmans, MD)
- …way, for SQDC and strategic growth plans. This position reports directly to the Senior Vice President of Quality & Regulatory Affairs and will have strong ... ** Vice President , Quality - Maryland** **Position...accountable for ensuring the successful delivery of quality and regulatory strategy and operational performance for the Maryland campus.… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Reporting Governance Vice President ) role is critical in ... ensuring the compliance with regulatory standards, maintaining data integrity, data accuracy and completeness...standards, maintaining data integrity, data accuracy and completeness for regulatory reports filed by SMBC. The VP will stay… more
- Raymond James Financial, Inc. (Memphis, TN)
- …obtained through education and experience to manage and oversee the non-financial regulatory reporting function for Raymond James. The leader will regularly interact ... and technology to identify and implement solutions. + Stays informed of regulatory developments and industry best practices to ensure the non-financial regulatory… more
- Citigroup (New York, NY)
- …+ Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions + Draft audit reports and ... present issues to the business while discussing practical cross-functional solutions + Complete assigned audits within budgeted timeframes, and budgeted costs + Monitor, assess, and recommend solutions to emerging risks + Contribute to the development of audit… more
- JPMorgan Chase (Brooklyn, NY)
- …in determining the Firm's capital adequacy. As a CCAR Y-14 Reporting & Analysis - Vice President within the Firmwide Regulatory Reporting & Analysis team, ... The CCAR and Capital team, within Firmwide Regulatory Reporting & Analysis, is responsible for the...Y-14Q, FRY-14A, as well as a few other capital regulatory filings. Our team works closely with other JPMorgan… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Management Lead- Vice President within the Asset & Wealth ... Regulatory Management Team, you will be responsible for managing regulatory examinations and other engagements conducted by various banking and securities… more
- JPMorgan Chase (Plano, TX)
- …business, in line with the priorities of the different lines of business. As a Regulatory Business Manager, Vice President in Private Bank, you will partner ... team. Job Responsibilities + Lead preparation and oversee deliverables for audit/ regulatory exams and compliance/controls testing + Oversee remediation of issues by… more