- JPMorgan Chase (Jersey City, NJ)
- …multiple Lines of Business, including Consumer and Community Banking, Asset & Wealth Management , and Strategic Growth Organization, and their senior executives. ... influence our organization's control environment. As a Senior Associate within the Issue Validation Team, you will own the end-to-end lifecycle of issue … more
- Regions Bank (Hoover, AL)
- …skills **Job Description Specifics** The Business Unit Operational Risk Analyst will work within Wealth Management Risk Control to help ensure that new ... per the organization's policy. The strategic and innovative-driven analyst will support Wealth Management Risk Control with new initiatives driven… more
- KeyBank (Brooklyn, OH)
- …The Wealth Systems Administrator Team Lead role within Key Wealth Management is primarily responsible for overseeing system administrators assigned ... to a group of systems used by Key Wealth Management employees to run the business....in and around the GRC system, including risk and controls , oversight, administration + Responsible for business continuity planning… more
- JPMorgan Chase (New York, NY)
- …roadmap, and delivery plan + Drive rigorous program governance, including risk and issue management , change control , and executive reporting + Proactively ... dynamic environments and are passionate about shaping the future of wealth management , this is the role for you. **Key Responsibilities:** + Establish… more
- KeyBank (Brooklyn, OH)
- …44144-2302 **Job Summary** The Wealth Systems Administrator role within Key Wealth Management is accountable for ensuring that in-scope systems are running ... The Wealth Systems Administrator role within Key Wealth Management is primarily responsible for ensuring...in and around the GRC system, including risk and controls , oversight, administration + Responsible for business continuity planning… more
- M&T Bank (Boston, MA)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Understand and… more
- M&T Bank (Paramus, NJ)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Utilize knowledge… more
- Zions Bancorporation (Salt Lake City, UT)
- …Quality Control reviews on Regulatory Change, Industry Enforcement Actions, Issue Management monitoring programs.Also, develop the expertise to execute these ... Bank Dealer, Broker/Dealer, Trust Divisions, Municipal Advisors and Finance, Wealth Management Activities, Registered Investment Advisors, Insurance Agency,… more
- Citigroup (Charlotte, NC)
- …**Most Relevant Skills** Control Monitoring, Data Analysis, Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk ... and back-office operations. + Basic understanding of fiduciary principles and wealth management industry regulations (ie OCC Regulation 9, Investment… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolution, including after-hours support on a rotational basis. + Apply risk management , change control , and issue tracking best practices throughout ... the future._** **Responsibilities:** + Lead the elicitation, documentation, and management of business and functional requirements for complex technology… more
- Citigroup (Charlotte, NC)
- …**Most Relevant Skills** Control Monitoring, Data Analysis, Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk ... responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Wealth and Fiduciary Audit… more
- Citigroup (Jacksonville, FL)
- …Relevant Skills** Analytical Thinking, Constructive Debate, Controls Design, Escalation Management , Issue Management , Operational Risk, Policy and ... lasting solutions for minimizing losses from failed internal processes, inadequate controls , and emerging risks. + Independently assess' risks and drive actions… more
- Scotiabank (Dallas, TX)
- …for the development, implementation and management of a formal Internal Controls Framework and Fraud Control Repository in collaboration with Risk Owners ... range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
- Edward Jones (St. Louis, MO)
- …risk and control lifecycle programs including risk identification and assessment, controls documentation and assessment, and issue and incident management ... Controls capacity as part of the Enterprise Risk Management framework. This position collaborates with ERM as needed...best practices. + Knowledge of the financial services and wealth management industries. Preferred Knowledge + Basic… more
- First Horizon Bank (Charlotte, NC)
- …and Control Self-Assessment (RCSA), key risk indicators (KRIs), Enterprise Risk Report, issue management and operational loss management + Coordinate and ... or Miami, FL** **Job Summary:** The Business Risk and Controls Advisor sits in the first line of defense...its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital… more
- First Horizon Bank (Charlotte, NC)
- …Raleigh, NC, Birmingham, AL or Charlotte, NC. **Summary** : The Manager - Data Issue Management leads and oversees a high-performing team of Business Analysts ... remediation. * Set strategic objectives and operational standards for data issue management , ensuring effective monitoring, tracking, and escalation processes.… more
- JPMorgan Chase (Boston, MA)
- **Job Description** Join Us at 55ip & Help the Wealth Management Industry Move Forward Working at 55ip means standing at the intersection of finance and ... technology-and at the cutting- edge of wealth management . We've been making rapid progress...models, and assist in documentation of policies, procedures and controls + Partner with Control , Risk, Compliance,… more
- Scotiabank (New York, NY)
- …and overall trading management oversight. + Review effectiveness of risk management controls and measurement technique, limit design and monitoring, risk ... over the design and operations of the Bank's internal controls , risk management and governance processes. We...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- US Bank (Milwaukee, WI)
- …and Operations team. This role will support audit coverage of the Wealth Management , Investment Advisory Services and Trust Products Operations business ... multiple business lines, including Consumer and Business Banking, Payment Services, and Wealth Management and Investment Services, as well as centralized support… more
- JPMorgan Chase (Jersey City, NJ)
- …for Asset Management across all businesses and functions. JP Morgan Asset & Wealth Management Finance and Business Management has an exciting new ... to report directly to the Head of Asset & Wealth Management Planning and Analysis, with a...Includes ownership of the budget and forecasting processes, revenue control , expense management (including assisting with enforcement… more