- Bank OZK (Dallas, TX)
- …and testing documentation to support internal and external reviews. + Stays current on regulatory expectations (eg, OCC, FRB, FDIC ) related to model risk and UAT ... Comprehensive knowledge of user acceptance practices and methodologies. + General knowledge of regulatory expectations (eg, OCC, FRB, FDIC ) related to model risk… more
- Truist (Charlotte, NC)
- …version of management responses submitted to the SEC or banking regulators. 5. Provide expert advice on the accounting for highly complex transactions and GAAP ... plans, classification of expenses, specialized industry accounting , including accounting for broker-dealers, and the determination of regulatory capital.… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Technical accounting subject matter expert responsible for effectively communicating and ... programs. Provide expert advice on a broad range of complex accounting and financial reporting issues to the Finance organization and other senior leaders.… more
- Truist (Charlotte, NC)
- …building expertise related to assigned area of responsibility. 9. Subject matter expert on accounting reporting requirements, and reporting processes for ... and implementation of process changes and internal controls for new accounting and regulatory reporting requirements. 11. Initiate process improvements… more
- Truist (Charlotte, NC)
- …the production and filing of complex regulatory reports with various bank regulatory bodies including the Federal Reserve and FDIC . This individual will work ... parties for regulatory reports. Ensure a thorough understanding of the regulatory reporting requirements and interpretations. 2. Provide expert counsel and… more
- Robert Half Finance & Accounting (Bordentown, NJ)
- …will collaborate with senior management to ensure effective governance and regulatory compliance while supporting the organization's strategic goals. Salary is ... significant modifications to existing offerings. * Serve as a subject matter expert to guide departmental leaders in implementing effective governance and risk… more
- Banco Popular Puerto Rico (New York, NY)
- …& FCRA. Lending specific compliance experience required. + Prior experience working with regulatory agencies, including FRB, OCC, FDIC , or CFPB. + Ability to ... Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are...Serve as a compliance resource and SME (subject matter expert ) to business units, internal team members, and management… more
- Berkshire Bank (Boston, MA)
- …conflicts of interest. + Comprehensive understanding of operational risk, investment risk, and regulatory risk. + Experience working with the FDIC , SEC and/or ... Officer Asset Management will develop, strengthen, and maintain the compliance and regulatory processes for the Asset Management division. This position will provide… more
- Truist (Charlotte, NC)
- …controls to effectively and accurately submit FR Y-14A (Federal Reserve) and DFAST-14A ( FDIC ) reports to regulatory agencies and address inquiries from ... from managed to 14A view. Own the relationship with regulatory agencies (FRB, FDIC , NCCOB), external data...key stakeholders regarding changes. Represent Truist as subject matter expert in industry discussions (eg, BPI) regarding FR Y-14A… more
- JPMorgan Chase (Newark, DE)
- …accurate and timely risk metrics to US regulators, including the FRB, OCC, and FDIC , and work closely with stakeholders in Regulatory Strategy, Credit Risk ... by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our...and resilience. You'll be at the forefront of our regulatory efforts, delivering accurate risk metrics to US regulators… more
- First National Bank of Omaha (Omaha, NE)
- …business stakeholders **Risk Management & Compliance** + Ensure all systems meet regulatory requirements including SEC, FINRA, and OCC standards + Implement robust ... systems, and financial market data infrastructure **Technical Knowledge** + Expert understanding of wealth management and capital markets technology ecosystems… more
- TD Bank (New York, NY)
- …based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US ... management and audit staff + Is a subject matter expert in at least one area of discipline +...**Preferred Qualifications:** + Experience as a former OCC, CFPB, FDIC , FRB, or NCUA compliance examiner + Banking industry… more
