- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,...experience in audit procedures and compliance and AML , OFAC, Sanctions and BSA regulations * Possess relevant… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Charles Schwab (Westlake, TX)
- …+ ** Audit Execution:** Participate in the planning and execution of internal audit AML assignments, ensuring work is performed in accordance with IIA ... a Senior Auditor (Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud audits. The Bank Internal Audit... audit observations for review by the Internal Audit Manager /Senior Manager (and above… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisor Manager , Anti-Money Laundering ( AML ) **The Advisory Manager performs a ... AML requirements and monitor compliance with regulatory standards. The Advisory Manager will implement initiatives that continuously improve AML soundness… more
- Amazon (Arlington, VA)
- …and customer experience initiatives while maintaining an optimal SX as we grow. The AML and Account Compliance Program Manager will be responsible for overseeing ... the expansion and enhancement of the organization's anti-money laundering ( AML ) program and compliance program as the business grows and evolves. The role also… more
- TD Bank (Charlotte, NC)
- … models and validations. + Responsible for requests from regulators, internal and external audit related to AML models and the associated validation process and ... for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager Group Risk leads, develops and oversees a broad, highly specialized and… more
- M&T Bank (Clanton, AL)
- …Leads and manages a technology and data solutions team within BSA/ AML and Sanctions Compliance to support Agile technology development, data integration ... and validation, and associated testing across BSA/ AML technology platforms including Customer Risk Rating, Transaction Monitoring, Sanctions Screening and other… more
- M&T Bank (Buffalo, NY)
- …projects as assigned by the department manager or Leadership Development Manager -MDP. Department Description: The BSA/ AML Sanctions Model & Strategy team ... provides quantitative support for BSA/ AML models used by Compliance Risk that help to...Future management/leadership roles could be that of Compliance Risk Manager . **Primary Responsibilities:** + Participate in and complete a… more
- Bank of America (Fort Worth, TX)
- Data Manager - Global Credit, AML & Onboarding Operations Plano, Texas;Chandler, Arizona; Fort Worth, Texas; Pennington, New Jersey; Charlotte, North Carolina ... **Responsibilities:** + Works with Line of Business partners, including Compliance, Audit , and Risk tounderstand needsand produce data solutions, often times in… more
- Citigroup (Tampa, FL)
- …reviewing anomalous activity alerts/cases that are closed by Anti-Money Laundering ( AML ) Americas Operations Unit Investigation Analysts, Junior Analysts, and Senior ... to ensure accuracy, completeness and compliance with regulatory, internal/external audit requirements and policy/procedural requirements. **Critical skills required for… more
- TD Bank (Vienna, VA)
- …+ 15+ years of relevant industry experience and proven leadership roles in AML , model management, or risk management + Significant exposure to common Transaction ... Deep knowledge of financial crime typologies, red flags, and AML regulations in the US + Knowledge and appreciation...levels + Experience creating documentation that meets regulatory and audit standards **Who We Are:** TD is one of… more
- TD Bank (New York, NY)
- …The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk Management/Information Security ... Capital Markets (Familiarity with Asset Classes and Products) + Compliance ( AML , Trade Surveillance and Supervision) **Technical knowledge and hands-on experience:**… more
- US Bank (Columbus, OH)
- …to support our EFCC partners' daily operations. SAT is seeking an RCA Manager with expertise in compliance/risk management, big data analytics, and data management. ... with various stakeholders in EFCC, RM&C and Business Lines. Experience in AML monitoring, fraud detection, and data analytics is preferred. The candidate must… more
- Citigroup (Tampa, FL)
- The Operational Risk Grp Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. ... disciplines would be a plus - credit, and market. + Experience in Internal Audit or Financial Control would be desirable. + Expertise in the following would be… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and...units and assist in establishing the scope of each audit + Preparing audit work papers and… more
- TD Bank (Mount Laurel, NJ)
- …Testing team, is responsible for management, oversight and support of internal audit examinations conducted across the Financial Crimes Risk Management Program. + ... + Position requires an in-depth understanding of financial crimes, operational risk, audit , legal and business process management **Who We Are:** TD is one… more
- TD Bank (Mount Laurel, NJ)
- …+ Position requires an in-depth understanding of financial crimes, operational risk, audit , legal and business process management Note - one position will be ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Capital One (Plano, TX)
- Plano 3 (31063), United States of America, Plano, Texas Audit Manager , FCC/ Compliance Audit (Hybrid) **Capital One's Audit function is a dedicated group ... personal growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Dynamic … more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure (Vice President) with 7-10 years' experience ... eg, leasing and lending, banking, trading and settlement, and/or AML and sanctions screening is preferred + Audit... AML and sanctions screening is preferred + Audit experience covering cloud-based applications is a plus, but… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager - Mortgage Quality & Product Risk Department Our Company At FirstBank PR, we strive to be a trusted advisor to our ... place for you. A Brief Overview The Mortgage Unit Audit & Risk Assessment Manager is responsible...avoid recurrences. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable… more