- Bank of America (Chicago, IL)
- Senior Auditor , BSA/ AML Charlotte, North Carolina;Chicago, Illinois; Wilmington, Delaware; East Hartford, Connecticut **Job Description:** At Bank of America, we ... CAMS, CIA, CPA etc. + Experience in Financial Crime Regulatory Compliance (BSA/ AML ) + Experience in Audit **Skills:** + Analytical Thinking + Attention to… more
- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an internal auditor for one of our clients. This is an excellent opportunity for an independent, creative, auditor who ... can think critically and brings 2-5 years of experience. In this role, you will have the opportunity to participate in operational, compliance and financial internal audits, as well as play a key role the SOX compliance program, with minimal travel. This… more
- TD Bank (New York, NY)
- …lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and ... receives assistance/coaching from the audit manager + May be Auditor in Charge on an Audit + May participate...Preferred experience: CAMS or CFE certification Financial Crimes or AML audit experience **Who We Are:** TD is one… more
- Capital One (Plano, TX)
- DART Experienced Sr. Auditor , FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... opportunity.** **Capital One is seeking an energetic, self-motivated, and experienced Auditor interested in becoming part of our Dynamic Audit Resourcing Team… more
- Capital One (Mclean, VA)
- Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance (FCC) (Hybrid) Capital One's Audit function is a dedicated group of professionals ... professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC)… more
- Charles Schwab (Westlake, TX)
- …internal controls. The Bank Enterprise team enterprise team is seeking a Senior Auditor (Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud ... team is focused on the execution of Bank, Trust, AML , Fraud, and Conduct audits that target governance processes,...internal audit coverage for the CSC organization's Anti-Money Laundering ( AML ) program, including Bank Secrecy Act (BSA) and Office… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards for the ... the following: + Certified Anti-Money Laundering Specialist (CAMS) + Certified Bank Auditor (CBA) + Certified Fiduciary and Investment Risk Specialist (CFIRS) +… more
- Citizens (Johnston, RI)
- Description Senior Auditor - Capital Markets The Internal Audit team at Citizens is hiring a Senior Auditor on Capital Markets, Market Risk, and Model Risk team. ... of the bank's control environment, risk management practices, and culture. The Senior Auditor will lead and/or participate on complex audits of the bank's Capital… more
- Charles Schwab (Westlake, TX)
- …The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for...on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the… more
- Mizuho Corporate Bank (New York, NY)
- …with particular emphasis on Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), and Sanctions compliance. Contribute to the group's strategic planning, process ... risk management, supervisory examinations, or their equivalent.Demonstrates experience with BSA/ AML /OFAC laws, transaction monitoring, Know-your Customer (KYC), and guidelines… more
- Capital One (Mclean, VA)
- …Financial Crime Compliance.** **Responsibilities include:** + **Plan, perform, and lead BSA / AML Compliance audits at the enterprise level as well as other diverse ... lines of business and specialty areas** + **Perform AML risk assessments of business activities, potential risks exposures,...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Capital One (Mclean, VA)
- …of Financial Crime Compliance. **Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance and Fraud audits at the enterprise level as well as other ... + Liaison with the bank's regulatory agencies; + Perform AML risk assessments of business activities, potential risks exposures,...believer that data will only make you a better Auditor . + You're a teacher. You have a passion… more
- Needham Bank (Wellesley, MA)
- …supervise a team of BSA/Fraud analysts; aid in identifying potential AML /CFT/Fraud risks and participate in creating compensating controls; participate in bank ... on CTRs, SAR Investigations, EDD investigations, and other areas within the BSA/ AML department and enterprise-wide BSA requirements; to include high risk customer… more
- DoorDash (San Francisco, CA)
- …marketing, intellectual property, data privacy, and financial compliance (including KYC, AML , and financial partnership rules). You'll partner with experts inside ... intellectual property, data privacy, and financial compliance (including KYC, AML , and financial partnership rules). + Oversee outside counsel...The Covey tool has been reviewed by an independent auditor . Results of the audit may be viewed here:… more
- Capital One (Mclean, VA)
- …testing strategy to ensure the quality of Consumer and Commercial Compliance risks, AML , Sanctions and Fraud risk management is effective across all lines of ... ensure the team maintains a comprehensive understanding of the AML , Sanctions, Fraud and broader Compliance risk profile of...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- City National Bank (Jersey City, NJ)
- …THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify...Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems … more
- Bank of America (Boston, MA)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... build working relationships with internal and external management; + Perform AML risk assessments of business activities, potential risks exposures, and materiality… more
- Capital One (Mclean, VA)
- …understanding of data, innovation, and technology will only make you a better auditor . This will require leveraging the power of data analytics and furthering your ... years of experience leading audits and performing in the role of auditor -in-charge** + **At least one year experience of people management** **Preferred… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook, and the Guidelines for Business Conduct. **What… more
- Edward Jones (St. Louis, MO)
- …results and remediation recommendations to Trust Company leadership + Supporting the AML Officer in executing the Trust Company's BSA/ AML /OFAC Program including ... Certified Fiduciary and Investment Risk Specialist (CFIRS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Anti-Money Laundering… more