- JPMorgan Chase (Columbus, OH)
- …date knowledge of regulatory and role-specific requirements with a solid understanding of the AML / KYC risk management and control framework, as well as ... monitor application of best practices and control standards throughout all assigned tasks. + Provide ad...audit, quality assurance, operational risk management, or AML / KYC or equivalent subject matter expertise in… more
- Citigroup (Tampa, FL)
- …Crime Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... areas and occasional external customers. Has responsibility for volume, quality , timeliness, and delivery of end results of an...+ Master's degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:**… more
- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes, embedded within the Firm's ... rules and regulations, adhering to Policy, and escalating, managing and reporting control issues with transparency. *Responsibilities:* The KYC Office Risk and… more
- Morgan Stanley (Purchase, NY)
- …and negative news processes for Morgan Stanley. Primary Responsibilities > Perform an end-to-end Quality Control KYC review of new onboarding and periodic ... expectations (Domestic - US and International - non-US), MS AML Risk policies and procedures, KYC standards,...sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * KYC Quality Control - Assistant… more
- MUFG (Irving, TX)
- …Job Summary The Quality Control Professional I is responsible for performing quality control review of KYC files submitted by the Onboarding Unit to ... ensure compliance with the BSA/ AML policy. The position reports into the QC team...Defense Control Office. Responsibilities: + (85%) Performs quality control reviews of KYC … more
- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes, embedded within the Firm's ... rules and regulations, adhering to Policy, and escalating, managing and reporting control issues with transparency. Responsibilities: The KYC Office Risk and… more
- MUFG (New York, NY)
- …Banking/Financial Institutions/Investment Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other ... of our recruitment team will provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will maintain proper KYC … more
- MUFG (New York, NY)
- …collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + ... of our recruitment team will provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will maintain proper KYC … more
- SMBC (Jersey City, NJ)
- …Skills** + Advanced technical knowledge of AML , Bank Secrecy Act, Foreign Assets Control . + Advanced strong level knowledge of KYC process and regulations. + ... Description** Within the Compliance Department, the Know Your Customer ( KYC ) Vice President (VP) is responsible for leading and...and various subsystems to resolution. + Performs spot check quality control reviews for their teams' updates… more
- Citigroup (Tampa, FL)
- The Global AML KYC Foreign Corresponding Bank (FCB) / Payment Intermediary (PI) Risk Evaluation Management (REM) Team function is to review FCB / PI KYC ... function FCB / PI REM Analysts perform 1) a Quality Checker review for completeness and accuracy; and 2)...be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Execution **Time Type:**… more
- Citigroup (O'Fallon, MO)
- …Bachelor's degree/University degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:** Full time ... The KYC Operations Assoc Analyst is an entry-level position...an entry-level position responsible for participating in Anti-Money Laundering ( AML ) monitoring, governance, oversight and regulatory reporting activities in… more
- Intuit (Los Angeles, CA)
- …the suite of Intuit AML -regulated products and lines of business. + Develop quality control processes to ensure all AML compliance requirements are ... risk and compliance management. + Subject matter expertise or experience in AML transaction monitoring, AML -focused investigations, KYC /EDD compliance, data… more
- Citigroup (Tampa, FL)
- …+ Effective verbal and written communication skills + Comprehensive knowledge of AML regulations preferred + Responsible for volume, quality and timeliness ... + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Execution **Time Type:** Full time… more
- Citigroup (Jacksonville, FL)
- …+ Has direct impact on the team and closely related teams by ensuring the quality of the tasks services information provided by self and others. + Requires sound and ... complex information. + Provide metrics related to the cost, effort, and milestones of Quality activities on a project level + Acts as advisor and mentor for junior… more
- Mizuho Corporate Bank (New York, NY)
- …as well as applicable regulatory requirements. In addition to testing in search of any control weaknesses, the AML / KYC QA Analyst will also assess for and ... cases to assess and determine the effectiveness of control and to independently evaluate the work product for...quality , accuracy and sound decision making. + Communicating KYC / AML QA results to management as well… more
- Bank of America (Fort Worth, TX)
- …support testing inspections, control oversight and execution. The job is a Quality Control position focusing on KYC Refresh (Remediation) Cases. ... (GB& GM AML ) organization and program. The position is within Quality Assurance organization. Provide support for monthly control execution within a… more
- Guidehouse (San Antonio, TX)
- …+ Make determinations for potential Suspicious Activity Report (SAR) filings + Conduct Quality Control checks on completed cases **What You Will Need** : ... will include, but are not limited to: + Performing AML alert/case reviews, seeking to mitigate risks associated to...in transactional data + 1 or more years of Quality Control / Quality Assurance… more
- Bank of America (Fort Worth, TX)
- …refresh of client information; Onboarding for global market clients. The GCAOO Quality Control / Quality Assurance (QC/QA) team provides operational support ... Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New...a difference. Join us! Description: Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service… more
- MUFG (Tempe, AZ)
- …**Job Summary:** The First Line of Defense Unit is responsible to perform the Quality Assurance review of KYC routine review. Operations for both new onboarding, ... May receive delegated responsibilities from management. **Major Responsibilities:** + Perform Quality assurance of client KYC profile completed by … more
- Citigroup (Queens, NY)
- …efforts to remediate deficiencies in KYC profiles. + Interface with Business, AML , Compliance, Legal, Investigations and Control functions to discuss KYC ... + Responsible for managing and supporting multiple risk and control programs for the organization including defining the strategy,...the Patriot Act + Ability to coordinate and drive KYC / AML efforts, projects and remediations + A… more