- Scotiabank (Dallas, TX)
- Analyst, US AML Monitoring and Testing **Requisition ID:** 242186 **Salary Range:** 59,100.00 - 109,800.00 _Please note that the Salary Range shown is a ... **Purpose** Contributes to the overall success of the US AML Monitoring and Testing Department ("M&T"), Global..., Testing or Audit in a regulatory, compliance, or quality assurance capacity within a financial institution… more
- Capital One (Richmond, VA)
- …policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units. + Quality Assurance : Perform quality ... AML Supervisor, Transaction Monitoring Operations, Fraud **Job Description** The Anti-Money Laundering ( AML ) Supervisor supervises various AML processes,… more
- PNC (New York, NY)
- …flags preferably in the financial services industry. * Minimum 2 years of direct Quality Control (QC)/ Quality Assurance (QA) experience preferred * Assists ... in the execution of a quality assurance program within a defined department...objectives (from a leadership position) to the business. Coordinate AML and Sanctions compliance monitoring and oversee… more
- Capital One (Riverwoods, IL)
- …plans + Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. + Assess internal trends, external regulatory ... AML Sr Investigator III- List Screening Operations (LSO)...may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring , customer due diligence, and enhanced due diligence. **Responsibilities:**… more
- Santander US (Boston, MA)
- …and/or Transaction Monitoring for certain customers. + Act in a quality assurance capacity to validate completed work, ensuring accuracy, consistency, and ... Associate, Business Control & Risk Management ( AML /KYC) Country: United States of America **Your Journey...enhancing customer experience through efficient onboarding, periodic reviews, and quality assurance processes. The Associate must be… more
- Robert Half Accountemps (New York, NY)
- …accordance with compliance protocols. + Collaborate with internal teams to ensure adherence to AML regulations. 2. Quality Assurance (QA) Specialist + Pay ... Rate: $40/hour + Responsibilities: + Perform QA reviews on AML investigations and transaction monitoring . + Ensure...QA reviews on AML investigations and transaction monitoring . + Ensure compliance with regulatory standards and internal… more
- Bank of America (Richmond, VA)
- …Fraud Management + Risk Management + Interpret Relevant Laws, Rules, and Regulations + Quality Assurance + Problem Solving + Adaptability + Customer and Client ... AML Refresh Ops - Ops Sr Analyst MKTS...& Mitigation * Risk Governance & Reporting * Risk Monitoring & Testing * Data Quality Management...* Risk Monitoring & Testing * Data Quality Management Skills: + Data Collection and Entry +… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- American Express (New York, NY)
- …capabilities and technologies. **How will you make an impact?** The Director - Quality Assurance & Improvement Program (QAIP) leads the QAIP team, oversees ... the planning, execution and reporting of quality assurance (QA) reviews and initiatives, and... and timely delivery + Champion continuous improvement by monitoring industry trends, regulatory developments, and best practices in… more
- Needham Bank (Wellesley, MA)
- …Operational Assurance Analyst will assist in executing quality assurance reviews to provide oversight and monitoring of high-risk activities, including ... Superior understanding regulatory/policy requirements and incorporating them into assurance / quality review work. + Knowledge in banking, BSA/ AML standards,… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding… more
- Santander US (Miami, FL)
- …and request additional information from applicable stakeholders as necessary. Perform Quality Assurance on false positives and communicate deficiencies to ... Make:** **Essential Functions/Responsibility** Responsible for the end-to-end Screening, Transaction Monitoring , and Trade Finance processes (collectively as Transaction Driven… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- City National Bank (Newark, DE)
- …to interact with all levels of Bank personnel and outside contacts. * Experience with AML Monitoring Systems such as Actimize is preferred. *WHAT'S IN IT FOR ... of the Bank's BSA risk assessment program. Responsible for monitoring , analyzing, and escalating issues and concerns related to...analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of… more
- ADP (Norfolk, VA)
- …domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic reporting to the ... requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). **QUALIFICATIONS REQUIRED:**… more
- Capital One (Mclean, VA)
- …+ At least 1 years of Compliance Testing , Compliance Monitoring , Quality Assurance , Audit Experience, AML investigation, or Fraud Investigation ... + 2+ years of Compliance Testing , Compliance Monitoring , Quality Assurance , Audit Experience, AML investigation, or Fraud Investigation experience +… more
- JPMorgan Chase (Tampa, FL)
- …cycle times are met with minimal stakeholder escalations + Engage in governance and quality assurance monitoring , analyzing error trends to prevent recurring ... setting the standard for excellence and consistency across the organization. As a Quality Control Manager within the Wholesale KYC Operations Reviewer team, part of… more
- Coinbase (Boise, ID)
- …Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits on transaction monitoring system (TMS) cases, working ... be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)...support. * Experience in project management or analytics or quality assurance . * Advanced degree in business,… more
- Deloitte (New York, NY)
- …documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the ... properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, technology,… more
- SMBC (Jersey City, NJ)
- …and verbal communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills; influencing and ... Prevention Unit, the Financial Intelligence Unit (FIU) is responsible for the monitoring and investigation of all post-account opening and the examination of… more