- SMBC (New York, NY)
- …employees. **Job Summary** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and control individual ... + Assist with facilitating New Business workflows from a process, risk and control perspective in conjunction with business sponsors. + Assist with… more
- Santander US (Dallas, TX)
- Sr. Associate , DCS Dealer Control and Risk Management Dallas, United States of America The Sr. Associate , Business Management operates will assist ... and quality standards in the 1st line. The Sr. Associate serves as a subject matter expert by advising...and awareness in the Business Line of risk frameworks, policies and standards. + Control … more
- Federal Reserve Bank (New York, NY)
- … activities specific to the Markets Group business . As a Business Risk and Control Associate supporting Markets VRM, you will be responsible the ... the Group's critical processes. **Your role as a Markets Risk and Control Associate :** The...Control Directorate promotes the activities to help the business comply with the Bank's policy and risk… more
- JPMorgan Chase (Newark, DE)
- …company, customers and communities. As a Risk Management -Asset & Wealth Management Risk Control Manager - Senior Associate , you will actively contribute ... Evaluation (CORE) framework through participation in process analysis to assess the business ' risk and control environment, identify control and/or data… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Senior Associate , Enterprise Risk Management - Control Methodology Enterprise Risk ... a Senior Associate to join Capital One's Control Methodology team. This Senior Associate will...other risk programs and stakeholders (eg Operational Risk Management, Compliance, Business Risk … more
- JPMorgan Chase (Columbus, OH)
- … management. **Job Responsibilities:** + Conduct thorough end-to-end evaluations of the business 's risk and control environment to identify significant ... Excellence, you will be responsible for supporting and enhancing our comprehensive risk and control framework. You will collaborate with Operations, Technology,… more
- JPMorgan Chase (New York, NY)
- …Resiliency, New Business Initiatives, Inter-Affiliate Services (IAS) and select Risk Control Self-Assessment (RCSA) matters. + Participate in collaborative ... quo and striving to be best-in-class. As a Senior Associate within the Business Management team, you...to Board Risk Committee and Line of Business Risk Committee reporting/coordination, internal team management… more
- Grant Thornton (Dallas, TX)
- …the design and operating effectiveness of risk management and internal control activities. The Senior Associate works closely with Partners, Principals, ... The Advisory Process Risk Senior Associate is responsible for...in team environment to plan, execute and report on risk management, internal control , and internal audit… more
- JPMorgan Chase (Columbus, OH)
- …(JPMWM). You will work closely with other Risk Management colleagues, the Business , and key control functions including Legal, Compliance, Audit, and ... emergent risks. **Job summary** As a Fiduciary and Suitability Risk Associate on the Wealth Management Investment...closely with other Risk Management colleagues, the Business , and key control functions including Legal,… more
- Citigroup (Tampa, FL)
- …audit requests, and FINRA regulatory matters. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** **Primary ... investment products/characteristics. **Responsibilities:** + Supporting teams with compliance and control ; partners with operations, risk , compliance, legal and… more
- JPMorgan Chase (Jersey City, NJ)
- …for improvement in the design and effectiveness of key controls + Perform model risk control assessments and analysis against the risk the controls ... control framework + Maintain an independent model risk control apparatus of the bank through...the bank through directly working with internal clients (LOB business management, and control groups including but… more
- Capital One (Richmond, VA)
- … offices and team members to understand impact of technology risk on critical business processes + Support Risk Control and Self Assessments (RCSAs) + ... West Creek 5 (12075), United States of America, Richmond, Virginia Principal Associate , Premium Products+Experiences (PPX) Tech+Cyber Risk | Retail Bank As a… more
- Grant Thornton (San Francisco, CA)
- …projects and by becoming an integral part of the delivery teams. As a Risk Associate your primary responsibility will be executing high quality Risk ... learning how to apply technical skills across our various Risk solutions. As a Risk Associate...from start to completion of information systems assessments and/or business process control reviews + Gain a… more
- Capital One (Richmond, VA)
- …our Retail Bank and Premium Products business through execution of mission-critical risk , process, and control programs. We are seeking an inquisitive and ... 5 (12075), United States of America, Richmond, Virginia Senior Risk Associate , Monitoring, Process, & Governance| Retail...at Capital One you'll be responsible for working with business partners to identify and mitigate potential risks to… more
- Zurich NA (Phoenix, AZ)
- Property Loss Control Field Risk Engineering Consultant 113513 Zurich's Risk Engineering Property South-West Team is seeking a Property Loss Control ... in conjunction with underwriting professionals and agents across company business segments. **The role will be filled at the...or related degree + HPR Property experience + Loss control / Risk Engineering experience within the insurance industry… more
- JPMorgan Chase (Brooklyn, NY)
- …focus on Credit Trading & Risk ! As a Product Controller - Credit Trading & Risk , Associate within our financial control team, you will provide support to ... reporting and month-end close processes + Monitor and assess risk exposure for the trading business with...& back office support functions to ensure resolution of control and reporting issues in an accurate and timely… more
- Capital One (Richmond, VA)
- West Creek 5 (12075), United States of America, Richmond, Virginia Principal Risk Associate - Issue & Event Management| Retail Bank Do you like working in the ... as develop and implement innovative solutions? As a Principal Risk Associate at Capital One you'll be...and conducting root cause analysis. You will also provide risk advisory for the business by supporting… more
- Securities and Exchange Commission (Washington, DC)
- …and future mission success are appropriately managed. If selected, you will serve as an Associate Chief Risk Officer reporting directly to the Chief Risk ... of all assigned tasks; Holding domain knowledge of internal control and operational risk management required to...be sure to submit your request at least 5 business days in advance of the date you need… more
- JPMorgan Chase (Tampa, FL)
- …making a pivotal impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Compute Platforms & Network Services (CPNS), you ... to assess and monitor risks and implement effective controls. Your role in risk identification, control evaluation, and security governance is crucial in… more
- Morgan Stanley (New York, NY)
- …to foster continual improvement of risk management processes. This is an Associate level position within Business Audit, which is responsible for inspecting ... seeking an experienced Audit professional to join our Operational Risk audit team as an Associate to...to execute various assurance activities in order to assess risk and formulate a view on the control… more