- Banc of California (Laguna Hills, CA)
- …abuse reporting, and staff adherence to company policies and procedures. + Assures audit compliance and procedure quality control and recommends and imitates ... providing clarity, focus and motivation to achieve branch excellence. The Branch Manager is responsible for championing an exceptional client experience, ensuring … more
- Banc of California (Brea, CA)
- …schedules, providing necessary training & guidance. At times may act as Team Manager during his/her absence. + Manages a team focused on contractual based accounts ... procedures. May review reports to identify exceptions, monitor quality and ensure compliance . May participate in risk mitigation activities. + Leads by example,… more
- Scotiabank (Dallas, TX)
- Manager , US AML Audit ...and reporting activities within the US and are in compliance with governing regulations, internal policies, and procedures. The ... together to drive ambition for every future! **Purpose** The Audit Manager contributes to the overall success...part of the team and assist the Director, US AML Audit to provide audit … more
- City National Bank (Los Angeles, CA)
- *SR. AUDIT MANAGER - BSA/ AML * WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager will be...guidance, and regulatory expectations * Support the Director of Audit AML BSA by helping to lead… more
- Capital One (New York, NY)
- AML Compliance Enterprise Payments Advisory Manager **The Anti-Money Laundering ( AML ) Enterprise Payments Compliance Advisor Manager ** performs a ... working within the AML Program framework, the AML Compliance Enterprise Payments Advisor Manager...expertise of applicable laws and regulations + Engage in Audit , Regulatory, and other reviews of the AML… more
- Navy Federal Credit Union (Pensacola, FL)
- …growth and emerging threats + Assist Manager with counseling and advising internal BSA/ AML and OFAC Compliance team members as well as business unit managers ... the need for current or future sponsorship. Responsibilities + Manage Navy Federal's BSA/ AML Compliance Quality Control functions in accordance with the Federal… more
- Amazon (Tempe, AZ)
- …and customer experience initiatives while maintaining an optimal SX as we grow. The Sr. AML and Account Compliance Program Manager will be responsible for ... emphasizing on best in class customer experience. The Sr. AML Account Compliance Program Manager ...a better-rounded professional. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- CIBC (Chicago, IL)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) We are seeking a Senior Manager , US AML and Sanctions Training to lead the ... training completion rates, audience coverage, and effectiveness. + Prepare reporting for AML leadership, internal committees, audit , and regulators as needed.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Senior Manager , AML uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in the securities ... + Develop and implement adequate internal controls to ensure compliance with AML rules and timely detection...necessary. + Implement corrective actions to promptly address any audit or regulatory findings. + Report progress on corrective… more
- Capital One (Richmond, VA)
- Sr Manager , AML Risk Assessment Anti-Money Laundering ( AML ) is a key risk function within Capital One's Compliance & Ethics (C&E). In this role, you will ... Capital One's risk assessments. + Interface with regulators and audit partners, representing the AML Risk Assessment...degree + 7+ years of experience within financial services compliance , risk management, or audit + 7+… more
- Navy Federal Credit Union (Pensacola, FL)
- …and projects across the enterprise in compliance with Navy Federal's BSA/ AML Compliance Program. To assist the Manager , BSA/ AML Compliance with ... Provides primary staff support to the SVP, Security and Manager , BSA/ AML Compliance for projects,...NCUA regulatory examinations and independent audits conducted by Internal Audit + Represents BSA/ AML Compliance … more
- Navy Federal Credit Union (Vienna, VA)
- Overview To assist the KYC Operations Manager with spearheading the development and implementation of our Know Your Customer (KYC) program as well as managing KYC ... operation teams. This role requires a deep understanding of anti-money laundering ( AML ) laws, customer due diligence (CDD), and enhanced due diligence (EDD). The… more
- US Bank (Chicago, IL)
- …what you excel at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM) position within Corporate Audit Services ... is primarily responsible for performing model risk related audit engagements with minimal supervision from managers. The QSAPM is expected to perform audit … more
- TD Bank (Mount Laurel, NJ)
- …discipline, and controls. + Lead relationships with control function partners (Risk, Legal, Compliance , AML , Audit ) to assess risks and implement proactive ... areas, broader organization, and enterprise as appropriate. **Position Summary** The Senior Manager , Internal Audit Strategy is a strategic leadership role… more
- TD Bank (Mount Laurel, NJ)
- …business and enterprise objectives. + Collaborate with control function partners (Risk, Legal, Compliance , AML , Audit ) to assess risks and implement ... risks/issues and contribute to a positive stakeholder experience. **Position Summary** The Manager , Internal Audit Strategy and Change Management is a leadership… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- TREASURY/FINANCE* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Bachelor's Degree or equivalent * Minimum 4 years of audit or related experience in banking operations, compliance… more
- Citigroup (New York, NY)
- The Senior Audit Manager is within the AI Technology, Cyber, Data and GenAI Engineering team and is a senior level management position, reporting to the Audit ... Technology, Cyber, Data and GenAI Engineering, with an overall objective to execute audit activities and assessments of the risk and control environment for the… more
- Citigroup (New York, NY)
- The Senior Audit Manager is within the AI Non-model Objects team and is a senior level management position, reporting to the Audit Director - AI Non-model ... Objects, with an overall objective to execute audit activities and assessments of the risk and control...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (New York, NY)
- …(MS Office, audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/ AML , AB&C, Sanctions) **Responsibilities ... will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the...in Financial Crimes (eg, CAMS) preferred * Certified Regulatory Compliance Manager (CRCM) * Certified Anti-Money Laundering… more
- American Express (New York, NY)
- …Internal Audit + Experience in auditing: Enterprise Risk Management, AML , Regulatory Compliance , Finance, Capital Planning, and Financial Crimes ... together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
