- Bank of America (New York, NY)
- Audit Manager - Transaction Monitoring New York, New York;East Hartford, Connecticut; Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Boston, ... specialty areas. + Subject matter expertise in US financial crime regulations. + Perform audit reviews related to transaction monitoring systems and other… more
- US Bank (Minneapolis, MN)
- …team which is responsible for leading all aspects of the balance sheet optimization transaction lifecycle, from conception to close as well as ongoing monitoring ... **Responsibilities:** + Lead all aspects of the balance sheet optimization transaction lifecycle + Monitor the various markets for optimization activities and… more
- Capital One (Mclean, VA)
- …Diploma, GED or equivalent certification + At least 2 years of experience in audit , compliance, risk management, control, or transaction reviews + At least 2 ... Center 2 (19050), United States of America, McLean, Virginia Compliance Transaction Tester II, Senior Associate The US Card Compliance team is seeking an experienced… more
- Morgan Stanley (New York, NY)
- …material economic terms investigation and governance & metrics - Experience with transaction reporting preferably in FINRA Consolidated Audit Trail (CAT) - ... Risk and Regulatory Control to be responsible for the firm's daily Consolidated Audit Trail (CAT) operations reporting needs and operate priorities to align the… more
- Scotiabank (New York, NY)
- …trading supervision activities (1st line 1B, COO, and GWO) including transaction recording, booking framework, surveillance & monitoring , supervision framework, ... for audit issue resolution. + Support the unit's continuous monitoring program to understand and identify changing conditions within business, risk and… more
- Quality Technology Services, LLC (Overland Park, KS)
- …grow your career! (https://vimeo.com/727409140/ff26de87d4) **QTS Data Centers** is seeking a **Internal Audit Senior Manager , Technology Risk** to work from our ... IT is going. And we'd like to invite you to join us! The **Internal Audit Senior Manager , Technology Risk** will partner closely with QTS Technology Operations… more
- JPMorgan Chase (Jersey City, NJ)
- …to join the Chief Data & Analytics Office Audit team. As a Technology Audit Manager , Vice President within the Chief Data & Analytics Office, you will be ... responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across...be able to effectively lead global audits. As an Audit Manager - Vice President, you will… more
- Cherry Bekaert (Charlotte, NC)
- …yours, we'd like to hear from you. Let's grow your career as an Audit Manager , Professional Practices, supporting our full assurance practice. **What your day ... looks like:** + Research and facilitate resolutions on complex audit and accounting issues. + Create templates and resources to support the firm's audit … more
- Ally (Raleigh, NC)
- …and the organization's policy * Assists technical teams with migration to new transaction monitoring and case management tools, as applicable * Assists in ... AML functions across the Ally Enterprise and Business Lines. Reporting into the Manager , Data Science AML Customer Monitoring , this role supports AML model… more
- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in-class. As a Monitoring /Testing Lead - Vice President in the Global Financial Crimes Compliance (GFCC) and ... You will report into the North America GFCC Testing Manager . which functions within the firm's Second Line of...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an independent evaluation… more
- TD Bank (Mount Laurel, NJ)
- …and maintenance of AML platforms. This includes identifying and analyzing potential transaction monitoring typologies and risks for the detection of AML ... activity in alignment with policies, standards, and procedures for oversight of the transaction monitoring systems and maintaining the processes for L1 analysts… more
- Stanford University (Stanford, CA)
- …also allowed the use of more proactive data analytics, detective controls, and post- transaction monitoring . The Manager is responsible for functions ... Business Expense Operations Manager **Business Affairs: Financial Management Services (FMS), Redwood...looks to transform operations from the historical goal of transaction management to instead position ourselves as a value-added… more
- Energy Northwest (Richland, WA)
- …strategic financial goals and regulatory requirements. The Senior Public Finance Program Manager will ensure efficient and effective transaction execution of ... / Director of Treasury & Strategic Finance, the Senior Public Finance Program Manager will oversee and manage the strategic and operational aspects of the Treasury… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **Senior Manager , RES Lease Accounting -Housing And Transportation Administration Real Estate-BI Corporate-42nd Street-Full-Time-Days** This ... and Administration, Financial Lease Administration, Financial Due Diligence, Financial Audit /Reporting and Special Projects. Mainly responsible for the oversight of… more
- TD Bank (New York, NY)
- …partners including Algo Risk Control (ARC), Model Risk, Model Validation, Compliance, Audit , and regional leadership. The purpose of this role is to build/enhance ... activities across the Three Lines of Defense. + Establish monitoring framework for Algo trading activities and setup a...businesses and enterprise partners including 2nd line teams and audit . + Advanced abilities in making decisions using a… more
- AIG (Atlanta, GA)
- …for assessing the activities undertaken by business support teams. + Conduct transaction monitoring against quality criteria and standards. + Perform required ... About the role The Quality Assurance Manager will report directly to the Global Process...quality and compliance auditing. + Participate in design of transaction monitoring formats and quality standards. +… more
- JPMorgan Chase (Jersey City, NJ)
- As a Legal Oversight and Control Manager you will become a member of the Legal Oversight & Controls team and play a pivotal role in enhancing the Legal ... line of defense (2LOD) compliance and third line of defense (3LOD) internal audit best practices is highly preferred. Key responsibilities include managing the issue… more
- Scotiabank (Houston, TX)
- Senior Manager , Mortgage Capital Markets Credit Risk **Requisition ID:** 213208 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... ability to perform in-depth financial and credit risk analysis, manage transaction flow independently, present transactions effectively at Corporate Senior Credit… more
- JPMorgan Chase (Plano, TX)
- …capability to meet our business needs. As a Stakeholder Management - Program Manager in Global Supplier Services, you will provide tailored support across lines of ... a governance model which includes strong risk management practices, enhanced performance monitoring , greater scale and strong client engagement. The GSS team works… more
- Capital One (Richmond, VA)
- …+ At least 5 years of experience in Compliance Testing, Risk Management, Compliance Monitoring , or Audit + At least 5 years of people management experience ... United States of America, Richmond, Virginia Compliance Testing Senior Manager The Compliance Testing Senior Manager is...a financial institution in Compliance Testing, Risk Management, Compliance Monitoring , or Audit + 6+ years of… more
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