- Fidelity Investments (Boston, MA)
- …to the role.The Expertise and Skills You Bring 7+ years of related experience in Compliance , Risk or Audit , with experience in brokerage / capital markets ... your experience in the financial services, digital asset or the risk / compliance industry with an emphasis on building control programsProvide management with… more
- Fidelity Investments (Westlake, TX)
- …cross-functional partnersThe Expertise and Skills You BringBachelor's degree (required)10-15+ years of risk , compliance , legal, or audit experience at ... on corrective actionsOversee Brokerage issue and action plan management to ensure compliance with enterprise risk requirements utilizing the Archer tool.Respond… more
- Fidelity Investments (Westlake, TX)
- …Principle "Thinks and Works across Fidelity" by collaborating with multiple Business Units, Risk , and Compliance groups.The Senior Risk Manager RoleWe have ... years of experience in financial servicesPrior experience in financial services, risk management, audit , or complianceDeep understanding of regulatory… more
- Intuit (North Atlanta, GA)
- …This role works closely with the risk monitoring team, internal partners ( compliance , legal, internal audit , etc.) as well external partners (bank, law ... minimizes the potential for financial losses, increased legal or compliance expenses, and reputa tional risk to...legal or compliance expenses, and reputa tional risk to the organization. The ideal candidate should have… more
- USAA (Glendale, AZ)
- …risks within the internal control environment and advising on and recommending risk mitigation actions by collaborating with Compliance , Legal, Operational ... with business activities are identified, measured, and controlled in accordance with risk and compliance policies and procedures.What you have:Bachelor's degree;… more
- USAA (Security-Widefield, CO)
- …risks within the internal control environment and advising on and recommending risk mitigation actions by collaborating with Compliance , Legal, Operational ... with business activities are identified, measured, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelor's… more
- USAA (Fort Carson, CO)
- …Information Governance standards and data management activities. General understanding of risk and compliance principals applied to information governance and ... activities are effectively identified, measured, supervised, and controlled in accordance with risk and compliance policies and procedures. What you have:… more
- USAA (Colorado Springs, CO)
- …Information Governance standards and data management activities.General understanding of risk and compliance principals applied to information governance ... are effectively identified, measured, supervised, and controlled in accordance with risk and compliance policies and procedures.What you have:Bachelor's degree… more
- Intuit (Redwood City, CA)
- …public accountants, regulatory examiners, and other financial professionals. Effectively assess risk over accounts and areas of responsibility. Apply judgment to ... as a basis for booking journal entries and gathering audit evidence. Manage the month and quarter end close...to effectively communicate and present to business partners. Supports compliance and improves processes and internal controls in area… more
- City of New York (New York, NY)
- … audit recommendations stemming from external and internal audits. The Counsel for Audit , Risk Management and Compliance , reporting to the Deputy Director ... recruiting for one (1) Executive Agency Counsel to function as the Counsel Audit , Risk Management, and Compliance , who will: - Evaluate standards and… more
- Amazon (Seattle, WA)
- …closely across all AWS teams to ensure that we offer a great customer experience. The Risk , Audit , Accounting, and Compliance (RAAC) team is seeking a Sr. ... - 3+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Experience establishing successful… more
- USAA (Charlotte, NC)
- …and/or leadership experience. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex ... truly makes us special and impactful. **The Opportunity** Our **Senior Audit Manager - Model Risk ** , manages audit engagements, varying in complexity, and… more
- USAA (Charlotte, NC)
- …and/or leadership experience. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex ... engagements. Leverage results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the… more
- CIBC (Chicago, IL)
- …meaningful way. + **You can demonstrate 7 - 10 years of experience** in IT Audit , Risk or Compliance roles, including leadership responsibilities. You have a ... Audit Management, Internal Controls, Operating Effectiveness, People Management, Risk Based Auditing, Risk Management and Mitigation, Technical Leadership… more
- CIBC (New York, NY)
- …Professional) + CPA or equivalent accounting certifications. + 3+ years in IT audit , risk , or compliance roles, including leadership responsibilities. + ... doing** The IT Senior Auditor is responsible for the execution of Internal Audit 's testing program for Internal Controls Over Financial Reporting (Sarbanes Oxley -… more
- USAA (Colorado Springs, CO)
- …+ Builds, develops, and maintains relationships with business and internal control partners ( Audit , Risk & Compliance , Legal) to facilitate collaboration ... As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the Enterprise Testing program… more
- CARMAX (Richmond, VA)
- …systems auditing experience or other relevant work experience in an internal audit or other risk / compliance /consulting function + Detailed knowledge ... and controls, including integrated audits and the annual SOX IT audit . **Collaborate as a trusted Risk Advisor:** Consult with a risk -based mindset to… more
- Amazon (Seattle, WA)
- … control effectiveness. We are seeking an experienced Cloud Compliance Audit Lead to join our AWS Risk Audit and Compliance team. The ideal candidate ... develop into a better-rounded professional. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft… more
- AbbVie (North Chicago, IL)
- …as CISA, CISSP, CIA, or CPA are desired. + 12+ years of experience in IT audit , risk management, or compliance and 5+ years of people leadership experience. ... Engagements: + Support and collaborate with Associate Directors in planning and scoping audit engagements. + Conduct an annual risk assessment of the global IT… more
- JPMorgan Chase (Plano, TX)
- …capabilities and skills** + 8+ years of financial service experience in controls, audit , risk management, or compliance preferred + Excellent MS ... multiple team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile...matters and meetings as required. Support management of Internal Audit and Compliance exams related to the… more
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