- Eclaro (Chinatown, NY)
- …management to improve the control environment. Required Qualifications: Minimum 6-7+ years of Audit , Risk , Business Control, Compliance , Finance, or other ... inclusive work environment, and mentoring team members. Responsibilities: Executes audit strategy for the sound application of risk... audit strategy for the sound application of risk -based auditing by defining audit scope and… more
- Eclaro (NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... area independently and may lead small audits. Responsibilities: Executes audit strategy for the sound application of risk... audit strategy for the sound application of risk -based auditing by defining audit scope and… more
- Eclaro (NY)
- …the management team with ongoing Audit related tasks. Responsibilities: Executes audit strategy for the sound application of risk -based auditing by defining ... 1 investment bank preferred) Minimum 8-10 years of internal audit , front office business control or compliance ...role of auditor-in-charge Ability to plan, execute and evaluate audit test plans within a risk -based … more
- City of New York (New York, NY)
- … audit recommendations stemming from external and internal audits. The Counsel for Audit , Risk Management and Compliance , reporting to the Deputy Director ... recruiting for one (1) Executive Agency Counsel to function as the Counsel Audit , Risk Management, and Compliance , who will: - Evaluate standards and… more
- Amazon (Seattle, WA)
- …closely across all AWS teams to ensure that we offer a great customer experience. The Risk , Audit , Accounting, and Compliance (RAAC) team is seeking a Sr. ... - 3+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Experience establishing successful… more
- US Bank (Minneapolis, MN)
- …needs. The RCA Manager partners with their assigned Line(s) of Business, other Risk / Compliance / Audit (RCA) professionals, and RCA Managers to create, ... operations, products/services, systems, and associated risks/controls + Thorough knowledge of Risk / Compliance / Audit competencies + Strong analytical, process… more
- USAA (San Antonio, TX)
- …and/or leadership experience. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex ... part of what makes us so special! **The Opportunity** Our **Senior Audit Manager - Model Risk ** , manages audit engagements, varying in complexity, and often… more
- US Bank (Charlotte, NC)
- …Corporate Affairs. Includes identifying auditable entities and assessing compliance risk across all auditable entities; determining appropriate audit cycles ... and audit strategy for the compliance risk framework; and determining necessary audit resources and estimated expenses associated with completion of a… more
- St. Luke's Health System (Boise, ID)
- …results and recommendations with appropriate oversight bodies to include executive leaders and the Audit Risk & Compliance Committee of the St. Luke's Health ... business initiatives, applicable laws, regulations, policies, and procedures. Reporting to the Audit , Risk and Compliance Committee of the Board of Directors… more
- Scotiabank (New York, NY)
- … teams such as COEs, regional audit teams including Capital Markets, Compliance , Risk Management, and IT to develop a stronger strategy for ... **What You'll Bring** + 5+ years of progressive banking/broker-dealer experience in audit , risk , compliance , and/or capital markets environment specifically… more
- USAA (San Antonio, TX)
- …and/or leadership experience. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex ... engagements. Leverages results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the… more
- Bank of America (East Hartford, CT)
- …**Required Qualifications:** + Minimum 10-15 years in Financial Crimes related roles. + Audit , Risk or Compliance experience in Financial Institutions. + ... risk profile and control environment + Supports Corporate Audit 's mission, goals, and strategies, and drives operational effectiveness while demonstrating… more
- USAA (Tampa, FL)
- …security (IT/IS) areas. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex operational ... engagements. Leverages results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the… more
- CIBC (Chicago, IL)
- …meaningful way. + **You can demonstrate 7 - 10 years of experience** in IT Audit , Risk or Compliance roles, including leadership responsibilities. You have a ... Audit Management, Internal Controls, Operating Effectiveness, People Management, Risk Based Auditing, Risk Management and Mitigation, Technical Leadership… more
- CIBC (Chicago, IL)
- …Professional) + CPA or equivalent accounting certifications. + 3+ years in IT audit , risk , or compliance roles, including leadership responsibilities. + ... doing** The IT Senior Auditor is responsible for the execution of Internal Audit 's testing program for Internal Controls Over Financial Reporting (Sarbanes Oxley -… more
- TD Bank (New York, NY)
- …or equivalent education required (CIA a strong asset) + 10+ years of relevant experience ( Audit , Global Compliance , Risk ) + Advanced knowledge of audit ... are responsible for the execution of Quality Control reviews to assess Internal Audit 's compliance with established standards and procedures. The Senior Manager,… more
- Grant Thornton (Los Angeles, CA)
- …risk management programs, and/or entity-level and business process controls for Internal Audit , or other risk management, compliance , and assurance ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...but are not limited to co-sourced and outsourced internal audit , internal control assessments, enterprise risk management… more
- CARMAX (Richmond, VA)
- …systems auditing experience or other relevant work experience in an internal audit or other risk / compliance /consulting function + Detailed knowledge ... and controls, including integrated audits and the annual SOX IT audit . **Collaborate as a trusted Risk Advisor:** Consult with a risk -based mindset to… more
- Capital One (Mclean, VA)
- …+ **Bachelor's Degree or military experience** + **At least 5 years of experience in audit , compliance or risk management in banking, financial services, or ... performing professional internal auditing work that involves conducting operational, financial, and compliance audit projects and providing input to the annual … more
- USAA (San Antonio, TX)
- …without a degree). + 6 or more years of proven experience (internal/external audit , operational risk / compliance testing, quality assurance). + Demonstrated ... what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid… more
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