- Citigroup (New York, NY)
- **About the role:** Citi Issuer Services is looking for an Business Associate to join the COO team. You will have global exposure to both the Agency & Trust and ... Depositary Receipts business lines and products and report to the Global...opportunities for growth in a dynamic team environment. The Business Associate will assist in activities such as the… more
- Citigroup (Tampa, FL)
- …securities and derivatives transactions. Citi Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the ... cash), enabling beneficial owners to generate incremental income on their portfolio securities . The services provided include: trade execution , trade settlement,… more
- Morgan Stanley (New York, NY)
- …on program dependencies, progress through the various phases to inform timelines, execution , and business strategy. * Ensure comprehensive documentation of ... partnerships with business and technology teams to drive successful project execution Qualifications: * BS/BA degree required. Advanced degrees a plus. * A… more
- Morgan Stanley (Boston, MA)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... various institutional and employee financial challenges and complexities. This business area is also where some of the biggest...across their assets. Position Summary: The NQDC Plan Consulting AVP will work closely with the Sales Team to… more
- Citigroup (Jersey City, NJ)
- …with a presence in over 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset ... groups are core to the success of the Markets business and have significant impact across the lifecycle of...this agenda. + This is an Assistant Vice President ( AVP ) role within the Markets Operations Organisation, in the… more
- MUFG (Irving, TX)
- …more details. Additional Job Description **Financial Crimes Compliance Systems Testing, AVP ** **Job Summary:** This **Financial Crimes Compliance Systems Testing, ... AVP ** role is in the Global Financial Crimes Division...locations globally. **Major Responsibilities:** + Assist in development and execution of the Global Financial Crime Systems annual testing… more
- Nuveen Investments (Chicago, IL)
- …to the VP, Compliance Officer who has oversight responsibilities for Nuveen Securities , LLC, a registered US broker-dealer, which serves as the underwriter and ... The position will be responsible for supporting aspects of the Nuveen Securities Compliance Program relating to distribution activities and expected to provide… more
- Morgan Stanley (San Diego, CA)
- …services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management, and Asset Management. Wealth ... distribution and service support * Establish a reputation of execution and excellence. Gain confidence of FAs and Private...or private bank * 2 years of client service, business development and/or Sales Desk experience * Experience in… more
- Morgan Stanley (Cincinnati, OH)
- …services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management, and Asset Management. Wealth ... distribution and service support . Establish a reputation of execution and excellence. Gain confidence of FAs and Private...or private bank . 2 years of client service, business development and/or Sales Desk experience . Experience in… more
- Citigroup (New York, NY)
- …engagement, forecasting and analysis of key metrics, funding planning and execution in coordination with business partners, committee presentations, and ... Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, capital and liquidity management and… more
- MUFG (Tempe, AZ)
- …recruitment team will provide more details. The Data & Financial Operations Governance AVP will support the Chief Data & Financial Operations (CDFO) team in ... preparing, tracking, facilitating, and executing governance activities with our business partners and lines of defense. In this role, you will support various types… more
- Morgan Stanley (Purchase, NY)
- …services firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. ... is an AML function under Financial Crimes, embedded within the Firm's business line. It is responsible for identifying, assessing, and escalating potential money… more
- Citigroup (Irving, TX)
- **Job Description: COO Controls Testing Quality Assurance AVP ** **Location: Irving, TX** Citi provides consumers, corporations, governments, and institutions with a ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients… more
- Citigroup (New Castle, DE)
- …leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management, and wealth management services. The Firm's employees serve ... The WM A&D User Experience Data Collection team drives strategy and execution of platforms that collect quantitative and qualitative data about users experience… more
- Morgan Stanley (San Francisco, CA)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... help address various institutional and employee financial challenges and complexities. This business area is also where some of the biggest acquisitions internal to… more
- Nuveen Investments (Frisco, TX)
- …as periodic monitoring of client reporting communications and adherence to business review and approval processes. + Coordinate and/or draft requisite disclosures, ... compliance impact in relation to technology enhancements in connection with business transformation initiatives. + Assist the VP, Compliance Officer with oversight… more
- Citigroup (Tampa, FL)
- …leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Citigroup (Tampa, FL)
- …+ This role will manage reconciling and processing positions related to securities processing transaction execution . + These activities include revisions of ... coordinate and contribute to the objectives of the function and overall business . Evaluates moderately complex and variable issues with substantial potential impact,… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business :** Risk Management **Pay Detail:** $160,000 - $220,000 USD TD is committed to providing ... job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the… more