- EverBank (Irvine, CA)
- ** Compliance Officer - Bank ** The Compliance Officer implements broader planning for business unit compliance programs in order to ensure ... organization functions are in compliance with all relevant laws, regulations, and policies and...large projects and processes to identify, investigate, and report compliance risks. This job also provides recommendations for policy… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank 's loan, deposit products and services ... to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank 's Compliance Management System.… more
- M&T Bank (Clanton, AL)
- …The Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is ... **Overview:** The Compliance Advisor in the Compliance Risk...an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be r eporting to the Chief Legal Officer . The Chief Compliance Officer (CCO) is ... responsible for ensuring Bank compliance with all applicable regulations as well...+ Minimum 5+ years of experience leading and developing bank compliance team + Comprehensive knowledge of… more
- Fifth Third Bank, NA (Charlotte, NC)
- …ready to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ... + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a...Advisors LOCATION -- Charlotte, North Carolina 28202 Fifth Third Bank , National Association is proud to have an engaged… more
- Capital One (New York, NY)
- …Capital One locations as necessary + Performs other related work as assigned by a Commercial Bank Compliance Officer or the Chief Compliance Officer ... will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three...Markets line of business, a division within the Commercial Bank of Capital One, as necessary. The broker dealers… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Banking/Fair Lending Programs and oversees the effectiveness of the Bank 's Compliance Management Systems (CMS). The Chief...'s Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Liberty Bank (Middletown, CT)
- …and services offered by the Bank . ESSENTIAL FUNCTIONS: Reporting to the Compliance Officer , the Fair Lending CRA Data Analyst is responsible for supporting ... Data Analyst is working closely with the Fair Lending Officer to provide subject matter expertise and interpretation of...tracking purposes. This position plans, organizes and controls the Bank 's day to day operational compliance activities… more
- ASM Global (Wichita, KS)
- …leader in privately managed public assembly facilities, has an immediate opening for Alcohol Compliance Officer at INTRUST Bank Arena. Summary: Watchful of ... guests' alcohol consumption and looking out for underage drinking. Responsibilities: + Recognize and react to alcohol violations get assistance when needed. + Observe and report any policy violation of SAVOR staff AND non-profit groups. + Report guest issues… more
- Needham Bank (Wellesley, MA)
- … Compliance Programs, policies, and relevant procedures for all aspects of Bank compliance , Fair Lending, Community Reinvestment Act (CRA), Bank ... Risk Officer , drives implementation and continuous improvement of enterprise-wide Compliance Management Programs, with the support of the Compliance , CRA,… more
- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- US Bank (Philadelphia, PA)
- At US Bank , we're on a journey to do our...This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible ... for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset Management,… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... Bank 's compliance and business units related to fair lending and UDAAP for all consumer and commercial products. The role will serve on a team that provides… more
- Bank OZK (Little Rock, AR)
- …& Scope Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations. Maintains and demonstrates current ... and regulations, reviewing the Bank 's policies and procedures, ensuring Bank compliance with laws and regulations, maintaining current expertise regarding… more
- Fifth Third Bank, NA (Grand Rapids, MI)
- …strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II- Consumer Loan Servicing-Remote Grand Rapids, MI ... step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Leads in the identification and assessment...and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and… more
- Bank OZK (Little Rock, AR)
- …Functions + Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations impacting regulatory data collection ... + Minimum of two (2) years of work experience in the field of bank compliance or bank compliance audit or examination, including experience related… more
- Citigroup (New York, NY)
- …Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) is a rapidly growing business, targeting emerging, mid- and ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk...and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential… more
- Nelnet (Draper, UT)
- …learn, and work. The Chief Credit Officer ("CCrO") is a senior executive officer of the bank that establishes credit and pricing strategy and policy under ... and oversight, credit review, and credit approval within Nelnet Bank . In addition, the Chief Credit Officer ...analytics that engage a member of ALCO, Risk and Compliance , CRA Committees including participation in CECL, Stress Testing,… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... all aspects of a broker-dealer and a bank dealer and offer general support to the ...bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
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