- Mastercard (Harrison, NY)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** VP, Legal Compliance , Bank Secrecy Act Officer Overview MTS US is ... function requires regulated support. MTS is looking for a Bank Secrecy Act (BSA) Officer to drive...- Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of… more
- M&T Bank (New York, NY)
- …The Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is ... This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services department of… more
- Capital One (New York, NY)
- …Capital One locations as necessary + Performs other related work as assigned by a Commercial Bank Compliance Officer or the Chief Compliance Officer ... will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three...Markets line of business, a division within the Commercial Bank of Capital One, as necessary. The broker dealers… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Banking/Fair Lending Programs and oversees the effectiveness of the Bank 's Compliance Management Systems (CMS). The Chief...'s Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- ASM Global (Wichita, KS)
- …leader in privately managed public assembly facilities, has an immediate opening for Alcohol Compliance Officer at INTRUST Bank Arena. Summary: Watchful of ... guests' alcohol consumption and looking out for underage drinking. Responsibilities: + Recognize and react to alcohol violations get assistance when needed. + Observe and report any policy violation of SAVOR staff AND non-profit groups. + Report guest issues… more
- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY?...and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as ... The Senior Compliance Officer within the Fair and Responsible Banking Department is...all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act,… more
- US Bank (Philadelphia, PA)
- At US Bank , we're on a journey to do our...This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible ... for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset Management,… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE PROGRAM OFFICER * WHAT IS THE OPPORTUNITY? The Compliance Program Officer 's primary duty is to ensure the company is in compliance with ... communications and procedures and provide actionable advice to effect compliance with regulatory and bank standards. *...advice to effect compliance with regulatory and bank standards. * Participate in the processes for proposed… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I LOCATION -- Cincinnati, Ohio 45227 Fifth Third ... step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Leads in the identification and assessment...and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and… more
- Citigroup (New York, NY)
- …Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) is a rapidly growing business, targeting emerging, mid- and ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk...and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential… more
- Bank OZK (Little Rock, AR)
- …Functions + Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations impacting regulatory data collection ... + Minimum of two (2) years of work experience in the field of bank compliance or bank compliance audit or examination, including experience related… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... all aspects of a broker-dealer and a bank dealer and offer general support to the ...bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
- Federal Reserve Bank (New York, NY)
- …the United States. If this is you, please consider joining us as a Law Enforcement Officer at the Federal Reserve Bank of New York. New York Fed Law Enforcement ... States. Each day as a Federal Reserve Law Enforcement Officer involves providing 24/7 protection of Bank ...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more
- Federal Reserve Bank (Philadelphia, PA)
- …Recruiter for this posting, who can provide you contact information for our ethics officer if necessary. You should review the Bank 's Employee Code of Conduct ... **Company** Federal Reserve Bank of Philadelphia The Federal Reserve Bank...through customer-focused services as a Federal Reserve Law Enforcement Officer . May require operating a post; working special law… more
- Bank of America (Seattle, WA)
- Sr. Credit Products Officer -Dealer Financial Svs Charlotte, North Carolina;Greensboro, North Carolina; Seattle, Washington; Atlanta, Georgia; Jacksonville, Florida; ... Dallas, Texas; Boston, Massachusetts **Job Description:** At Bank of America, we are guided by a common...a market or industry level resource, the Credit Products Officer (CPO) is a highly skilled resource, providing expert… more
- Flatirons Bank (Boulder, CO)
- …+ Advanced awareness and application of related state and federal lending and compliance regulations, and other bank lending policies. + Experience in leading ... VP, Business Development Officer -Boulder Job Details Job Location Boulder - Boulder,...opportunities to learn, grow, and impact your community? Flatirons Bank is seeking candidates from all backgrounds to join… more
- Federal Reserve Bank (Baltimore, MD)
- …(https://www.richmondfed.org/-/media/richmondfedorg/about\_us/careers/pdf/code\_of\_conduct.pdf?WT.si\_n=Search&WT.si\_x=3) to ensure compliance with conflict of ... **Company** Federal Reserve Bank of Richmond When you join the Federal...Richmond has an immediate opening for a Law Enforcement Officer . In these highly visible roles, your availability must… more
- Federal Reserve Bank (Phoenix, AZ)
- **Company** Federal Reserve Bank of San Francisco We are the Federal Reserve Bank of San Francisco-public servants with a mission to advance the nation's ... to build a stronger economy for all Americans. We are a community-engaged bank , and are committed to understanding and serving the vibrant, expansive communities of… more
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