- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank 's loan, deposit products and services ... to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank 's Compliance Management System.… more
- EverBank (Jacksonville, FL)
- ** Compliance Officer - Bank ** The Compliance Officer implements broader planning for business unit compliance programs in order to ensure ... organization functions are in compliance with all relevant laws, regulations, and policies and...Seeker Notice** EverBank, NA ("EverBank") is a nationwide specialty bank providing high-value products and services to consumer and… more
- M&T Bank (Clanton, AL)
- …The Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is ... **Overview:** The Compliance Advisor in the Compliance Risk...an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Fifth Third Bank, NA (Charlotte, NC)
- …ready to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ... + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a...Advisors LOCATION -- Charlotte, North Carolina 28202 Fifth Third Bank , National Association is proud to have an engaged… more
- Capital One (New York, NY)
- …Capital One locations as necessary + Performs other related work as assigned by a Commercial Bank Compliance Officer or the Chief Compliance Officer ... will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three...Markets line of business, a division within the Commercial Bank of Capital One, as necessary. The broker dealers… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Banking/Fair Lending Programs and oversees the effectiveness of the Bank 's Compliance Management Systems (CMS). The Chief...'s Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Liberty Bank (Middletown, CT)
- …and services offered by the Bank . ESSENTIAL FUNCTIONS: Reporting to the Compliance Officer , the Fair Lending CRA Data Analyst is responsible for supporting ... Data Analyst is working closely with the Fair Lending Officer to provide subject matter expertise and interpretation of...tracking purposes. This position plans, organizes and controls the Bank 's day to day operational compliance activities… more
- ASM Global (Wichita, KS)
- …leader in privately managed public assembly facilities, has an immediate opening for Alcohol Compliance Officer at INTRUST Bank Arena. Summary: Watchful of ... guests' alcohol consumption and looking out for underage drinking. Responsibilities: + Recognize and react to alcohol violations get assistance when needed. + Observe and report any policy violation of SAVOR staff AND non-profit groups. + Report guest issues… more
- Needham Bank (Wellesley, MA)
- … Compliance Programs, policies, and relevant procedures for all aspects of Bank compliance , Fair Lending, Community Reinvestment Act (CRA), Bank ... Risk Officer , drives implementation and continuous improvement of enterprise-wide Compliance Management Programs, with the support of the Compliance , CRA,… more
- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- US Bank (Philadelphia, PA)
- At US Bank , we're on a journey to do our...This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible ... for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset Management,… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our...debt origination, debt underwriting and sales and trading. The Compliance Control Room Officer is responsible for ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more
- Bank OZK (Little Rock, AR)
- …& Scope Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations. Maintains and demonstrates current ... and regulations, reviewing the Bank 's policies and procedures, ensuring Bank compliance with laws and regulations, maintaining current expertise regarding… more
- Bank OZK (Little Rock, AR)
- …Functions + Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations impacting regulatory data collection ... + Minimum of two (2) years of work experience in the field of bank compliance or bank compliance audit or examination, including experience related… more
- Citigroup (New York, NY)
- …Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) is a rapidly growing business, targeting emerging, mid- and ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk...and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... all aspects of a broker-dealer and a bank dealer and offer general support to the ...bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
- Federal Reserve Bank (New York, NY)
- …the United States. If this is you, please consider joining us as a Law Enforcement Officer at the Federal Reserve Bank of New York. New York Fed Law Enforcement ... States. Each day as a Federal Reserve Law Enforcement Officer involves providing 24/7 protection of Bank ...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more
- Federal Reserve Bank (Philadelphia, PA)
- …Recruiter for this posting, who can provide you contact information for our ethics officer if necessary. You should review the Bank 's Employee Code of Conduct ... **Company** Federal Reserve Bank of Philadelphia The Federal Reserve Bank...through customer-focused services as a Federal Reserve Law Enforcement Officer . May require operating a post; working special law… more
- Federal Reserve Bank (Richmond, VA)
- …to ensure compliance with conflict-of-interest ... **Company** Federal Reserve Bank of Richmond When you join the Federal...of Richmond has an opening for a Law Enforcement Officer . In these highly visible roles, your availability must… more
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