• Bank Regulatory Compliance

    SMBC (New York, NY)
    …supports the CPAD Bank Advisory team in building and maintaining a bank regulatory compliance program to help ensure compliance with applicable ... of US Compliance verticals to build a bank regulatory compliance program covering...which the areas/products are subject. **Role Objectives** + Support Bank Advisory Compliance (BAC) team… more
    SMBC (08/22/24)
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  • Financial Crime Compliance Advisory

    Mizuho Corporate Bank (New York, NY)
    About The teamWithin the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory ) is dedicated to being a trusted and ... to FCC initiatives, and leads training and awareness programs to promote compliance culture. Additionally, the team is committed to continuous improvement, regularly… more
    Mizuho Corporate Bank (09/24/24)
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  • Vice President - US Markets Investment Banking…

    TD Bank (New York, NY)
    …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... personnel and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law… more
    TD Bank (10/01/24)
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  • Environmental and Social Risk Advisory

    Bank of America (Charlotte, NC)
    …+ Reports to Global Environmental Executive, accountable to Environmental and Social Business Advisory pillar lead + Member of bank 's Global Environmental Group ... Environmental and Social Risk Advisory Manager Charlotte, North Carolina;Washington, District of Columbia;...New York, New York; Boston, Massachusetts **Job Description:** At Bank of America, we are guided by a common… more
    Bank of America (09/12/24)
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  • Management Development Program Emerald Family…

    M&T Bank (Wilmington, DE)
    …the department manager or Leadership Development Manager-MDP. Department Description : Emerald Advisory Services is the central advisory hub for Wilmington Trust ... * Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the...an environment that supports diversity and reflects the M&T Bank brand. * Maintain M&T internal control standards, including… more
    M&T Bank (09/18/24)
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  • AML Group Manager: Enterprise Payments…

    Huntington National Bank (Columbus, OH)
    …Payments and underlying data/technology trends and guidance, as well as related regulatory and compliance standards. The candidate will demonstrate the ability ... Description The AML Group Manager: Enterprise Payments Advisory , within BSA Operations, is primarily responsible for...to the executive leadership of the BSA/AML and OFAC Compliance program and may conduct risk assessments to support… more
    Huntington National Bank (11/06/24)
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  • Advisory Financial Services Risk, Data…

    Deloitte (Jersey City, NJ)
    Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest...for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory more
    Deloitte (09/15/24)
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  • Management Development Program Wealth…

    M&T Bank (Wilmington, DE)
    …applicable laws and regulations and/or that serve to help the Company be in compliance with laws and regulations that apply to the business line the position ... + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the...an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
    M&T Bank (09/18/24)
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  • Compliance Infrastructure Advisory

    SMBC (New York, NY)
    …individual will be responsible for bank , broker-dealer and swap dealer regulatory compliance across support functions. The individual will be responsible for ... + Coordinate bank , broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division...Division for all support functions. + Oversee and provide compliance advisory coverage and guidance to all… more
    SMBC (09/30/24)
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  • Financial Institution & Policy Analyst - Reserve…

    Federal Reserve Bank (Washington, DC)
    …Federal Reserve Bank Affairs (BAC) and the Payments System Policy Advisory Committee (PSPAC); and senior Division and Reserve Banks’ management. Qualifications : ... Financial Institution & Policy Analyst - Reserve Bank Operations & Payment Systems - R024636 Primary...of Division/Section's area of responsibility Clearly present analyses of financial/ regulatory data Helps identify relevant issues and trends and… more
    Federal Reserve Bank (08/21/24)
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  • Senior Compliance Officer - Public Side…

    SMBC (New York, NY)
    …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer....organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer.… more
    SMBC (08/28/24)
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  • Private Bank Wealth Advisor IV

    Huntington National Bank (Charlotte, NC)
    …Works with relationships of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as assigned. ... Description Summary: The Private Bank Wealth Advisor IV is a primary client...Degree + At least 10 years of wealth management/financial advisory /sales/relationship management experience in banking, investment management, or insurance… more
    Huntington National Bank (10/22/24)
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  • Global AML Trade Finance Advisory

    MUFG (Irving, TX)
    …the Federal Reserve bank , FDIC, OCC and state banking regulators, compliance risk management and regulatory oversight. + Collaborative with strong ... Crimes Division (GFCD), the Head of Trade Finance AML Advisory reports into the Global Head of AML ...regulatory requirements with the best interests of the Bank and its customers. + Position may require international… more
    MUFG (09/13/24)
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  • Regulatory & Compliance Integration…

    Mizuho Corporate Bank (New York, NY)
    Join the Mizuho team as the Regulatory & Compliance Integration Lead! In this role you will support our organization's growth and technological advancement. You ... current technology trends and future directions - Familiarity with compliance technology and regulatory requirements - Experience...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (08/15/24)
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  • Lending Advisory Compliance Lead…

    Comerica (Farmington Hills, MI)
    Compliance Advisory Lead Lending The Compliance Advisory Lead within the Second Line of Defense (2LOD) is responsible for providing leadership, vision ... and regulatory compliance subject matter direction to the...escalate potential gaps in control design or coverage to Compliance Advisory leadership team. * Partner with… more
    Comerica (10/29/24)
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  • Regulatory Reporting Associate

    Mizuho Corporate Bank (New York, NY)
    Regulatory Reporting Associate About the Team The Regulatory Reporting Unit files regulatory reports for Mizuho Bank , Ltd. - New York Branch, Mizuho ... Bank , Ltd. - Cayman Branch, Mizuho Bank ( USA), and Mizuho Bank (USA)...Summary: Your primary responsibility will be to prepare assigned regulatory reports in an accurate and timely manner in… more
    Mizuho Corporate Bank (10/02/24)
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  • Global Financial Crimes: Head of US Banks…

    Morgan Stanley (New York, NY)
    …managing the GFC Banks Advisory team and leading key GFC projects and regulatory initiatives for the US Banks. This role will work closely with senior leaders ... related financial crime policies and procedures. * Supervise and participate in all Bank related internal, external, and regulatory audits and examinations *… more
    Morgan Stanley (09/11/24)
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  • Liquidity Regulatory Reporting, AVP

    Mizuho Corporate Bank (New York, NY)
    … Reporting, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess deep ... Summary: The Liquidity Regulatory Reporting is responsible for the daily and...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (11/05/24)
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  • Director, Liquidity Regulatory Reporting…

    Mizuho Corporate Bank (New York, NY)
    …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (10/24/24)
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  • Vice President, Liquidity Regulatory

    Mizuho Corporate Bank (New York, NY)
    …and findings, and maintain and update the PID Interpretation Documents in compliance with regulatory requirements. The successful candidate will possess strong ... Summary: The Liquidity Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (10/26/24)
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