- Novo Nordisk Inc. (Milwaukee, WI)
- …SOPs and working practices Complies with all guidelines, policies, legal, regulatory , and compliance requirements Ensures effective administrative management of ... About the Department The Clinical, Medical and Regulatory (CMR) department at Novo Nordisk is one...as well as Managed Care and Government by using academic/ professional credentials and scientific expertise to communicate with health… more
- Huntington National Bank (Columbus, OH)
- …under CFPB, OCC, FFIEC, and FinCEN. . Experience as a regulatory bank examiner, financial industry compliance professional , or consultant. . In-depth ... State consumer protection and public interest laws and regulations, supervisory compliance examination procedures, regulatory guidance and industry best… more
- Federal Reserve Bank (Chicago, IL)
- **Company** Federal Reserve Bank of Chicago Supervision and Regulation plays a critical role in The Federal Reserve Bank of Chicago's core mission, supervising ... regulating state-chartered banks that are members of the Federal Reserve System, bank holding companies, financial holding companies and savings and loan holding… more
- Federal Reserve Bank (Richmond, VA)
- …horizontal assessment of risk management practices. **Qualifications:** + 3+ years of bank regulatory or equivalent industry experience. + An active commission ... Bank 's Employee Code of Conduct (https://www.richmondfed.org/-/media/richmondfedorg/about\_us/careers/pdf/code\_of\_conduct.pdf?WT.si\_n=Search&WT.si\_x=3) to ensure compliance with conflict of interest rules and personal investment… more
- Federal Reserve Bank (Boston, MA)
- …licenses, or certifications and either 10 years of commensurate financial industry credit or regulatory work experience or a Bank Commission plus 6 years of ... **Company** Federal Reserve Bank of Boston Credit Risk Specialist Working at...challenge that demands the skills of a financial service professional and the intellectual curiosity of an academic-all combined… more
- Federal Reserve Bank (Boston, MA)
- **Company** Federal Reserve Bank of Boston IT Risk Specialist As an employee of the Boston Fed, you will work to promote sound growth and financial stability in New ... Rhode Island, and Vermont. Our mission is accomplished through our Bank 's values: diversity, equity and inclusion, innovation, integrity, and leadership. Always… more
- Federal Reserve Bank (Minneapolis, MN)
- **Company** Federal Reserve Bank of Minneapolis Are you looking for an opportunity where you can contribute, work a flexible schedule, and help promote a safe and ... sound financial system? The Federal Reserve Bank of Minneapolis is looking for financial professionals to...a federal (eg, FRB, OCC, FDIC) or State banking regulatory agency is a plus. Applicants should possess strong… more
- Federal Reserve Bank (Minneapolis, MN)
- **Company** Federal Reserve Bank of Minneapolis The Federal Reserve Bank of Minneapolis supports the Federal Reserve System (System) in ensuring a safe, sound, ... through effective implementation of statutes that inform and protect the consumer. This bank also works with other federal and state agencies and regulators to… more
- Bank of America (Charlotte, NC)
- Non-Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At Bank ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and… more
- Huntington National Bank (Charlotte, NC)
- …procedures and technology. + Prepares, maintains and/or monitors activities to ensure compliance with corporate and regulatory requirements. + Performs other ... Description Summary:The Private Bank Area Service Manager, as part of Huntington...interact with all levels within the organization in a professional manner. + Notary Public Preferred Qualifications: + Proficient… more
- M&T Bank (Clanton, AL)
- …Working knowledge of bank supervisory processes or experience working with bank regulatory matters. Demonstrated knowledge of financial principles and ... strategic direction and assistance to bank management regarding future bank supervisory and regulatory interactions and activities. The successful candidate… more
- M&T Bank (Buffalo, NY)
- …and critique presentation materials and/or talking points of others with respect to bank regulatory matters and implications. + Assist with coordination of ... with the specific Technology and/ or Cybersecurity risk area and/or Regulatory Affairs/ Compliance /Risk **Education and Experience Preferred:** + Applicable… more
- Thrivent Financial (Salt Lake City, UT)
- …implemented effectively on a timely basis. + Oversees and coordinates applicable regulatory compliance related communications and examinations. + Oversee and ... Banking/Fair Lending Programs and oversees the effectiveness of the Bank 's Compliance Management Systems (CMS). The Chief...coordinate Regulatory Compliance Training for all employees as… more
- Mizuho Corporate Bank (New York, NY)
- … Reporting, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess deep ... Summary: The Liquidity Regulatory Reporting is responsible for the daily and...Accounting, Business, or a related field. Advanced degree or professional certifications (eg, CPA, CFA) is preferred. + 5-7… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...Accounting, Business, or a related field. Advanced degree or professional certifications (eg, CPA, CFA) is preferred. + 7-10… more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintain and update the PID Interpretation Documents in compliance with regulatory requirements. The successful candidate will possess strong ... Summary: The Liquidity Regulatory Reporting is a team responsible for the...Accounting, Business, or a related field. Advanced degree or professional certifications (eg, CPA, CFA) is preferred. + 7-10… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports diversity ... assignments, with significant access to senior management and the bank 's previous Executive Associates (EA). **Primary Responsibilities:** + Perform project… more
- Needham Bank (Wellesley, MA)
- …customers. + Strives to become a trusted advisor of management in supporting the Bank 's regulatory compliance and business objectives. + Maintains strong ... . Reinforces the Bank 's strong tone-from-the-top and strong culture of compliance . Collaborates on the delivery of regulatory training and education at… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written Communications + ... New York; Chicago, Illinois; Plano, Texas **Job Description:** At Bank of America, we are guided by a common...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- M&T Bank (Clanton, AL)
- …The Senior Compliance Testing Manager - Consumer Protection reports to the Compliance Testing Director within M&T Bank 's Compliance Risk Management ... approach in line with department and industry standards, and expectations to ensure the Bank 's compliance with applicable laws, rules & regulations. The Sr. … more
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