- CIBC (New York, NY)
- …is responsible for providing support to Swap Dealer Compliance ("SDC") to ensure the Bank 's regulatory compliance risk is managed within acceptable levels ... processes and mitigations are in place to effectively reduce the Bank 's exposure to regulatory compliance risk within acceptable levels. + Develop and… more
- M&T Bank (Buffalo, NY)
- …and recommend potential system/application modifications. + Understand and adhere to the Bank 's risk and regulatory standards, policies and controls ... protect customer and corporate assets in line with the Bank 's risk appetite. **Primary Responsibilities:** + Understand...security assessments. + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- TD Bank (Mount Laurel, NJ)
- …judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + ... assisting businesses and Corporate offices with managing Third Party risk and performance, while ensuring compliance to regulatory... risk and performance, while ensuring compliance to regulatory requirements and TD BANK policies and… more
- BMO Financial Group (Columbus, OH)
- …to customer-facing teams and Commercial Bank leadership. + Adheres to Bank risk , regulatory and compliance controls. + Works independently ... As part of the North American Commercial Bank Headquarters 1st line Non-Transactional Credit Risk...to monitor the Commercial portfolio, provide oversight of Commercial Bank internal Audit and regulatory exam activity,… more
- Deloitte (Philadelphia, PA)
- … regulatory reporting space + Knowledge of the structure and roles within the regulatory risk function at a bank , including execution and oversight ... and industry changes impacting their business and implement effective and efficient regulatory and risk reporting frameworks and processes including … more
- M&T Bank (Buffalo, NY)
- …technologies and services used by M&T Bank .** **Understand and adhere to the bank 's risk and regulatory standards, policies, and controls in accordance ... with the bank 's risk appetite.** **Identify, rank, mitigate and...(Dynatrace, Elastic, Splunk, etc.)** **PCI, SOX and Financial Services regulatory considerations** **Infrastructure as Code Automation for Public Cloud… more
- M&T Bank (Buffalo, NY)
- …salary recommendations, performance management and terminations + Understand and adhere to the Bank 's risk and regulatory standards, policies and controls in ... accordance with the Bank 's Risk Appetite + Maintain M&T internal control standards, including timely implementation of internal and external audit points… more
- Solvay Bank (Syracuse, NY)
- …applicable federal regulations in the decision process. + Understands and adheres to the Bank 's risk and regulatory standards, policies, and controls in ... accordance with the Bank 's risk tolerance. Identify risk -related issues needing escalation to management. + Provides back up to Customer Relations and… more
- US Bank (St. Louis, MO)
- …+ Oversee and conduct **vendor audits** to ensure third-party vendors adhere to US Bank 's risk management and regulatory requirements. + Collaborate closely ... Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist** specializing in **federal audits** and...equivalent work experience. + 5+ years of experience in regulatory compliance, audit, or risk management, and… more
- M&T Bank (Wilmington, DE)
- …The position will also manage _ad hoc_ projects and other initiatives relating to Bank risk management and regulatory developments, including, for example: ... Assist in providing consultation, advice, and guidance regarding the application of bank regulatory rules to current and contemplated business models, potential… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- City National Bank (Charlotte, NC)
- …independent, objective assurance over the design and operating effectiveness of the Bank 's compliance risk management practices, Regulatory Compliance, ... to conduct consumer compliance engagements and projects with a focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare… more
- M&T Bank (Buffalo, NY)
- …Resiliency and the Crisis Management Office. Tracks and implements new or revised regulatory requirements, the Bank 's risk framework and applicable best ... and Risk Assessments (TRAs) of critical threats within the Bank 's footprint/critical facilities, coordinating with internal and external Subject Matter Experts… more
- City National Bank (Los Angeles, CA)
- * RISK PROGRAM ANALYST* * Bank Regulatory Compliance (ie, review marketing materials to ensure regaulatory compliance)* *WHAT IS THE OPPORTUNITY?* The Risk ... to support the execution, operation, and ongoing maintenance of the marketing Risk & Compliance Program. *Marketing Product and Digital Division* As a member… more
- SMBC (New York, NY)
- …considerations throughout the business and risk management. You will support bank 's climate-related financial risk regulatory reporting and disclosure to ... Department, which is the 2nd line of defense independent risk management function for the bank . As...execute the bank 's strategy for climate-related financial risk assessment and analytics. + ** Regulatory Compliance… more
- US Bank (New York, NY)
- …state attorney licensing authority **Preferred Skills/Experience** - Demonstrated experience with bank regulatory law including the Dodd-Frank Act, Federal ... support the enterprise Finance group as well as the Bank 's business lines. The attorney will provide regulatory...Partnering with stakeholders, including other members of the Legal Regulatory Group, the Law Division, Risk Management… more
- TD Bank (Greenville, SC)
- …**Line of Business:** Risk Management **Job Description:** **The** **Group Risk Specialist Consumer Bank , Retail Distribution** **provides a comprehensive ... **May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory...a brand ambassador for your business area/function and the bank , both internally and/or externally** **Who We Are:** TD… more
- US Bank (Charlotte, NC)
- …Information Security Services, Data Protection and Privacy, and Regulatory Change Management risk programs. - Work with the Bank 's Global Ethics Office and ... the enterprise and taking the initiative. **Essential Functions** - Partner with the Bank 's Risk Management and Compliance (RM&C) oversight functions to support… more
- Federal Reserve Bank (Chicago, IL)
- …of their functional or risk area. LFBO is seeking a Lead Large Bank Examiner to work within a dedicated supervisory team responsible for supervising the safety ... **Company** Federal Reserve Bank of Chicago The Federal Reserve Bank...Supervision and Regulation (S&R) Department, is comprised of banking risk specialists who supervise the largest, most complex domestic… more
- Liberty Bank (Middletown, CT)
- …comprehensive IT audit plan in alignment with the Bank 's strategic objectives, risk assessments, and regulatory requirements. + Lead and manage IT and ... the following: CISA, CISSP, CIA, CPA, CRCM, or Commissioned Bank Examiner. + Understanding of regulatory frameworks, IT risk management frameworks, and Cloud… more