- Citigroup (New York, NY)
- …controls, country/cluster, or business/function operations. + Appropriately identify and assess US bank regulatory risk issues when business decisions are ... Department as a Senior Lead Counsel 2 in the Bank Regulatory Legal ("BRL") Group. In this...matters. + Key stakeholder in senior forums covering strategy, risk management, governance, regulatory interactions, franchise reputation… more
- TD Bank (Mount Laurel, NJ)
- …judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + ... the ability and confidence to work independently + Experience with third party risk management, Vendor Management, regulatory compliance would be an asset… more
- M&T Bank (Buffalo, NY)
- …and recommend potential system/application modifications. + Understand and adhere to the Bank 's risk and regulatory standards, policies and controls ... protect customer and corporate assets in line with the Bank 's risk appetite. **Primary Responsibilities:** + Understand...security assessments. + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- Umpqua Bank (Tacoma, WA)
- …internal audits and participate in special projects relating to a wide range of bank operations, regulatory compliance, risk management, and finance and ... responding to information requests or requests for assistance from external auditors, regulatory examiners, and other bank departments. + Performs assigned SOX… more
- TD Bank (Mount Laurel, NJ)
- …judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Analyst provides a… more
- TD Bank (Fort Lauderdale, FL)
- …judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to ... oversight, and support for central elements of the US Compliance Risk Management Program, including: + Compliance-wide frameworks, guidelines and standards for… more
- Umpqua Bank (Tacoma, WA)
- …audits and participates in special projects relating to a wide range of bank technology operations, regulatory compliance, risk management, and finance ... and accounting functions.You will perform risk assessments, audits, and Sarbanes-Oxley (SOX) testing, and technical...information requests or requests for assistance from external auditors, regulatory examiners, and other bank departments. +… more
- Umpqua Bank (Liberty Lake, WA)
- …audits and participates in special projects relating to a wide range of bank technology operations, regulatory compliance, risk management, and finance ... with internal teams to gather necessary information to respond to requests from regulatory examiners, external auditors, or other bank departments. + Compiles… more
- M&T Bank (Buffalo, NY)
- …technologies and services used by M&T Bank .** **Understand and adhere to the bank 's risk and regulatory standards, policies, and controls in accordance ... with the bank 's risk appetite.** **Identify, rank, mitigate and...(Dynatrace, Elastic, Splunk, etc.)** **PCI, SOX and Financial Services regulatory considerations** **Infrastructure as Code Automation for Public Cloud… more
- US Bank (Washington, DC)
- …+ Oversee and conduct vendor audits to ensure third-party vendors adhere to **U.S. Bank 's risk management and regulatory requirements** . + Collaborate ... Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist** specializing in **Federal Audits** and...equivalent work experience. + 5+ years of experience in regulatory compliance, audit, or risk management, including… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Office of the Comptroller of the Currency (Washington, DC)
- …, Investment Securities, Volcker rule or Liquidity Risk ; OR Experience developing bank examination policy or regulatory guidance regarding Market Risk ... Summary As a National Bank Examiner/ Bank Examiner (Market Risk...of OCC technical experts, OCC field examiners, and interagency bank regulatory experts. Work with the training… more
- M&T Bank (Buffalo, NY)
- …Resiliency and the Crisis Management Office. Tracks and implements new or revised regulatory requirements, the Bank 's risk framework and applicable best ... and Risk Assessments (TRAs) of critical threats within the Bank 's footprint/critical facilities, coordinating with internal and external Subject Matter Experts… more
- First Utah bank (Salt Lake City, UT)
- …Ensure loan applications meet the bank 's lending policies, regulatory guidelines, and risk management procedures.Financial Projections: Assess future ... statements, credit reports, and collateral to ensure the loan's security and the bank 's profitability. The underwriter works closely with the loan officers, and loan… more
- US Bank (Washington, DC)
- …or in-house experience at a financial institution - Demonstrated experience with bank regulatory law including the Dodd-Frank Act, Federal - Deposit ... At US Bank , we're on a journey to do our...**Responsibilities** - Partnering with other members of the Legal Regulatory Group, the Law Division, Risk Management… more
- Federal Reserve Bank (Boston, MA)
- **Company** Federal Reserve Bank of Boston IT Risk Specialist As an employee of the Boston Fed, you will work to promote sound growth and financial stability in ... phase, which might not be complete until after you begin working at the Reserve Bank , is an additional risk -based security screening determined by the risk … more
- Federal Reserve Bank (Boston, MA)
- **Company** Federal Reserve Bank of Boston Credit Risk Specialist Working at the Federal Reserve Bank positions you at the center of the financial world with ... either 10 years of commensurate financial industry credit or regulatory work experience or a Bank Commission...complete until after you begin working at the Reserve Bank , is an additional risk -based security screening… more
- Federal Reserve Bank (Minneapolis, MN)
- **Company** Federal Reserve Bank of Minneapolis The Federal Reserve Bank of Minneapolis supports the Federal Reserve System (System) in ensuring a safe, sound, ... of statutes that inform and protect the consumer. This bank also works with other federal and state agencies...We currently have a role open for an IT/Cybersecurity risk specialist in the System Analytics and Support group,… more
- Liberty Bank (Middletown, CT)
- …comprehensive IT audit plan in alignment with the Bank 's strategic objectives, risk assessments, and regulatory requirements. + Lead and manage IT and ... the following: CISA, CISSP, CIA, CPA, CRCM, or Commissioned Bank Examiner. + Understanding of regulatory frameworks, IT risk management frameworks, and Cloud… more
- Huntington National Bank (Columbus, OH)
- … Manager, Senior will be responsible for oversight and administration of operational and regulatory risk strategy programs for a business segment within the ... + Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and...enterprise and regulatory controls and the resulting risk and control self-assessments. + Deliver timely escalation of… more