- TD Bank (New York, NY)
- …debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. + Ensure day-to-day activities… more
- Solvay Bank (Syracuse, NY)
- … environment. + Strong research skills + Thorough knowledge of consumer compliance banking regulations, CRA, fair lending, bank operations and procedures, ... opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP,...+ Track and coordinate changes to federal and state banking laws and regulations affecting the management, operations, and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... risk appetite and protect the franchise. In addition, engages with the CBNA, Banking and International ICRM product and function coverage teams, in order to partner… more
- Citigroup (Charlotte, NC)
- …address deficiencies **Responsibilities:** + Key Responsibilities will include strong community banking compliance experience that will drive the fairness/fair ... under Retail Banking (Branch, Mortgage and Small Business): + Broad Compliance Risk Oversight for Mortgage, Branch Banking /Deposits and Small Business areas.… more
- Citigroup (Irving, TX)
- …testing, surveillance systems, and reporting activities + Understanding of consumer banking compliance rules, laws, and regulations, and specific regulatory ... Serves as a compliance risk officer for Independent Compliance ...support of Branded Cards, Citi Retail Services and Retail Banking . + Analyzing and documenting report findings, and having… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …processes and exceptional customer service skills * Concepts, practices, and procedures of banking compliance and knowledge of the securities industry a plus * ... education, experience, specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Mastercard (Atlanta, GA)
- …Counsel, US Open Banking Regulation role will advise Mastercard's Open Banking business on compliance with US consumer protection laws, including regulations ... between, credit reporting and consumer protection (including privacy) laws, and other compliance requirements as they pertain to open banking products and… more
- Robert Half Accountemps (Pleasanton, CA)
- …oriented manner * Knowledge of credit principles and practices * Awareness of banking regulations and compliance requirements * Ability to provide high-quality ... Description We are offering a contract employment opportunity for a Branch/Retail Banking Clerk in the service industry. The role is based in Pleasanton, California,… more
- Guidehouse (New York, NY)
- …+ Knowledge and experience with one or more of the following areas: o Banking regulations and compliance o Operational improvement and effectiveness o Technology ... **What You Will Need** **:** + Minimum 3-5+ years of prior experience in banking , insurance, and/or capital markets as a consultant or in the industry. + Bachelor's… more
- PNC (Pittsburgh, PA)
- …success. As a Compliance Program Specialist Senior within PNC's Enterprise Compliance Fair Banking organization, you will be based in Pittsburgh, PA. ... Sr. on the CRA Compliance team within PNC's Enterprise Compliance Fair Banking organization, you will: * Support the Community Reinvestment Act (CRA)… more
- TD Bank (Greenville, SC)
- …Experience:** + CRCM certification and/or JD + Proven success in leading successful banking compliance teams + Experience with applicable laws and regulations ... implementation, and maintenance of a regulatory compliance program through compliance activities across various lines of business, banking offices, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and controls. * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Rules and regulations of the Securities ... obtained through experience, specialized training and/or certification in securities and/or banking industry to support the firm's compliance monitoring program.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Knowledge of:** * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Rules and regulations of the Securities ... findings to assignments. * Interpret and apply securities and/or banking regulations and identify and recommend compliance ...and/or banking regulations and identify and recommend compliance changes as appropriate. * Work under pressure on… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Knowledge of** * Concepts, practices, and procedures of securities industry and/or banking compliance . * Rules and regulations of: Securities Exchange Commission ... uses extensive knowledge and skills obtained through education and experience in the banking and financial services industry to oversee and manage aspects of the… more
- Commerce Bank (Kansas City, MO)
- …duties as assigned Knowledge, Skills & Abilities Required + Strong knowledge of banking compliance , including best practices + Ability to handle sensitive issues ... Manager (CRCM) or CAMS certification preferred + Continuing education in banking compliance preferred For individuals applying, assigned and/or hired to… more
- JPMorgan Chase (Columbus, OH)
- …either systematic or behavioral that need to be addressed. + Partner with Business Banking Business Units, Controls, Compliance , Audit and Legal to satisfy audit ... Join the Business Banking Governance team responsible for overseeing key functions...requests, control testing, compliance questions, etc. + Lead and/or execute process improvement… more
- Bank OZK (Wilmington, NC)
- …accountability for banking center security for all employees occupying the banking center and ensure compliance with the bank's security program, policies, ... and attendance to work. + Demonstrate competency and accountability to maintain banking center operational standards, ensuring compliance with internal controls,… more
- Federal Reserve Bank (St. Louis, MO)
- …directly related to RBO and CBO supervision + General understanding of regulatory banking concepts related to consumer compliance , novel banking , and ... an opening for a Group Vice President of Regional Banking Organizations (RBOs) and Community Banking Organizations...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more
- Bangor Savings Bank (Portland, ME)
- …building skills + Strong understanding of regulatory requirements, laws and commercial banking products and services. Compliance and Control: + Assists in ... services. The candidate will report directly to the Commercial Banking Team leader. The PM will work closely with...ensure the portfolio management process is effective and in compliance with bank policy and Federal / State regulations.… more
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