- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Irving, TX)
- …testing, surveillance systems, and reporting activities + Understanding of consumer banking compliance rules, laws, and regulations, and specific regulatory ... Serves as a compliance risk officer for Independent ...support of Branded Cards, Citi Retail Services and Retail Banking . + Analyzing and documenting report findings, and having… more
- Zions Bancorporation (Houston, TX)
- …talent; we bring the opportunity. Zions is accepting application for a Sr. Risk Officer to join our Enterprise Retail Banking - Risk Management department. ... also interact with external regulators. Responsibilities: The Senior Risk Officer role is responsible for 1st line management of...compliance engagements on behalf of all Enterprise Retail Banking (ERB) centers. They act as the primary risk… more
- Berkshire Bank (Albany, NY)
- …and cross-sell. 60% + Exhibiting strong sales skills, the Senior Business Banking Officer independently identifies and actively cross-sells the full suite ... Department: Business Banking Reports to: SVP, Business Banking Team Leader Status: Exempt/ Officer Grade: 11...risk profile and to minimize documentation exceptions. + Ensures compliance with all banking laws, rules, regulations,… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent ... and monitor AML related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards and policies + Appropriately assess risk when… more
- Dickinson Financial Corporation (Rogers, AR)
- …with the vibrant small businesses in our communities. A successful Business Banking Officer effectively generates, evaluates, and services small business clients ... **Summary** : Business Banking Officers play a critical role in our...and applicable state and federal laws. This includes completing compliance training and adhering to internal procedures and controls;… more
- City National Bank (Columbus, OH)
- *EXTERNAL LOAN OFFICER ASSISTANT- MORTGAGE BANKING * WHAT IS THE OPPORTUNITY? An external mortgage loan officer assistant (LOA) provides support to one or ... process, and ensuring smooth communication between all parties involved. The loan officer assistant is responsible for the identification and receipt of all… more
- Bank of America (Los Angeles, CA)
- Estate Settlement Officer II, Private Banking Los Angeles, California **Job Description:** At Bank of America, we are guided by a common purpose to help make ... power to make a difference. Join us! **Estate Settlement Officer II, Private Banking -** Accountable for...CPAs, and Fiduciary Accountants), and internal support partners (Tax, Compliance , SAM, ART), to ensure accurate, timely and efficient… more
- Robert Half Finance & Accounting (Newburyport, MA)
- …client is a Community Bank and they are looking to bring onboard a Chief of Retail Banking Officer to the team. This position is located in the North Shore of ... MA. This role requires a seasoned manager to oversee retail banking operations, including personnel, sales, service, product development, and compliance . Key… more
- City National Bank (San Francisco, CA)
- *PRIVATE BANKING OFFICER II* WHAT IS THE OPPORTUNITY? Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or Private ... for the portfolio supported. What you will do * Risk Management/ Compliance * Within authority, perform deposit operations-related activities within the department.… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in Corporate Risk as part of the Consumer Small & Business Banking (CSBB) Chief Risk ... Office. The position will support Small and Business Banking (SBB) Credit Risk. The individual will leverage their experience and knowledge of risk management,… more
- City National Bank (New York, NY)
- *BUSINESS SALES AND PORTFOLIO RELATIONSHIP ASSOCIATE COMMUNITY BANKING * WHAT IS THE OPPORTUNITY? Responsible for collaborating with clients and Business Community ... of Defaults, and Temporary Waivers, etc ), working with internal banking partners/stakeholders.Responsibilities will also include reporting and working with the head… more
- Citigroup (Tampa, FL)
- …of defense (1LoD) teams, governance, processes, and controls.** **The Data Risk Officer -- VP will be responsible for identifying, anticipating, challenging, and ... risk events and losses. The individual will support coverage of Citi's US Personal Banking and Wealth organizations on all elements pertaining to data risk in close… more
- JPMorgan Chase (Columbus, OH)
- …the box, challenging the status quo and striving to be best-in-class. As a Credit Officer within the Business Banking line of business, you will be responsible ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more
- Commerce Bank (Kansas City, MO)
- …main purpose of this role is to work independently under the general direction of the Chief Compliance Officer - Banking and manage a team of Compliance ... Monitoring Analysts. This role assists the Chief Compliance Officer - Banking with operating a documented, risk-based Compliance Monitoring Program which… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Program as well as broad Compliance activities, Compliance Assurance Testing, BSA/AML, and Responsible Banking /Fair...Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Dickinson Financial Corporation (Kansas City, MO)
- **Summary** The Compliance Officer is responsible for ensuring the bank operates in accordance with relevant laws, regulations, and internal policies, managing ... compliance management testing program and assist with conducting compliance reviews of banking operations to assure...or written communication is required. **Compensation & Benefits** The Compliance Officer position pays a minimum of… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance officer , specifically relating to research publications & managing conflicts between Banking & Research for the Independent ... monitoring compliance risk behaviors and providing day-to-day compliance advice to the Investment Banking &...providing day-to-day compliance advice to the Investment Banking & Research departments , compliance approvals… more
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