- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- Citigroup (Irving, TX)
- …Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)'s US Personal Banking (USPB) Independent Assessment ... monitoring, and reporting programs within the US Personal Banking accordance with the Compliance Testing & Monitoring Plan. + Lead walkthroughs with various… more
- Citigroup (Irving, TX)
- …testing, surveillance systems, and reporting activities + Understanding of consumer banking compliance rules, laws, and regulations, and specific regulatory ... Serves as a compliance risk officer for Independent ...support of Branded Cards, Citi Retail Services and Retail Banking . + Analyzing and documenting report findings, and having… more
- Dickinson Financial Corporation (Rogers, AR)
- …with the vibrant small businesses in our communities. A successful Business Banking Officer effectively generates, evaluates, and services small business clients ... **Summary** : Business Banking Officers play a critical role in our...and applicable state and federal laws. This includes completing compliance training and adhering to internal procedures and controls;… more
- Robert Half Finance & Accounting (Newburyport, MA)
- …client is a Community Bank and they are looking to bring onboard a Chief of Retail Banking Officer to the team. This position is located in the North Shore of ... MA. This role requires a seasoned manager to oversee retail banking operations, including personnel, sales, service, product development, and compliance . Key… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management, support & leadership during testing… more
- Zions Bancorporation (Irvine, CA)
- …Business & Middle Market Excellence Awards. We are looking for an Community Reinvestment Banking Officer in L os Angeles, CA . Essential functions: + Assists ... with the implementation of Community Reinvestment lending and business banking programs. + Analyzes operational and financial statements and processes of affordable… more
- City National Bank (New York, NY)
- **PRIVATE BANKING OFFICER III** **WHAT IS THE OPPORTUNITY?** Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or ... for the portfolio supported. **What you will do** + Risk Management/ Compliance + Within authority, perform deposit operations-related activities within the… more
- City National Bank (Los Angeles, CA)
- **BUSINESS SALES AND PORTFOLIO RELATIONSHIP ASSOCIATE COMMUNITY BANKING ** **WHAT IS THE OPPORTUNITY?** Responsible for collaborating with clients and Business ... of Defaults, and Temporary Waivers, etc ), working with internal banking partners/stakeholders.Responsibilities will also include reporting and working with the head… more
- Citigroup (Tampa, FL)
- …of defense (1LoD) teams, governance, processes, and controls.** **The Data Risk Officer -- VP will be responsible for identifying, anticipating, challenging, and ... risk events and losses. The individual will support coverage of Citi's US Personal Banking and Wealth organizations on all elements pertaining to data risk in close… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This position will be in the CIB Markets Business Control organization, partnering ... Markets Division products. + Experience in large and complex banking or broker/dealer institutions, risk management leadership experience in multi-jurisdictional… more
- Commerce Bank (Kansas City, MO)
- …main purpose of this role is to work independently under the general direction of the Chief Compliance Officer - Banking and manage a team of Compliance ... Monitoring Analysts. This role assists the Chief Compliance Officer - Banking with operating a documented, risk-based Compliance Monitoring Program which… more
- Citizens (New York, NY)
- …a strong control environment and culture, with a key focus on regulatory compliance & relations. + Credit Approval: Review, approve or decline or recommend to ... accountabilities. Qualifications: + 10+ years experience in a Commercial Credit Banking function with primary experience dealing with credit relationships with… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Program as well as broad Compliance activities, Compliance Assurance Testing, BSA/AML, and Responsible Banking /Fair...Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. **Global Banking and Markets** Global Banking and Markets (GBM) is a leading… more
- Robert Half Finance & Accounting (Carmel, IN)
- Description We are seeking a VP, Compliance Officer to join our team in the banking industry, based in Carmel, Indiana. This role involves ensuring ... banking industry * Proficiency in auditing, with a focus on banking compliance and regulation * Extensive knowledge of commercial banking and community… more
- Dickinson Financial Corporation (Kansas City, MO)
- **Summary** The Compliance Officer is responsible for ensuring the bank operates in accordance with relevant laws, regulations, and internal policies, managing ... compliance management testing program and assist with conducting compliance reviews of banking operations to assure...or written communication is required. **Compensation & Benefits** The Compliance Officer position pays a minimum of… more
- Fifth Third Bank, NA (Charlotte, NC)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for ... Make banking a Fifth Third better(R) We connect great...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
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