- Equitable (Melville, NY)
- Branch Compliance Manager (Willing to...**Key Job Responsibilities** + We are currently seeking a Branch Controls Manager to perform routine ... of financial advisors. + Manages all required record retention. + Provides support to branch controls manager Regional Director. + Prepare for regulatory and… more
- TD Bank (Fort Lauderdale, FL)
- …(WLA) who support the lending activities of Wealth Banking. In this position, the Compliance Manager will provide guidance, leadership and training to a team ... + Independently testing, monitoring and assessing the adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business… more
- Santander US (Edgartown, MA)
- …direction of the Branch Manager . + Adheres to applicable compliance /operational risk controls in accordance with Company and/or regulatory standards and ... promoting banking products to new and existing clients. Ensures compliance with policies, procedures and federal and state regulations....+ Acts as the second in command to the branch manager , taking a leadership role to… more
- Equitable (Syracuse, NY)
- Branch Controls Manager (Hybrid) ( 240000DI... Branch FPs, as needed + Work with National Compliance Office - for any FINRA Inquiries or Arbitration + ... or Buffalo NY and report to the Chief of Controls for the Complex. This candidate will assist the... EVP to ensure FP adherence to all firm compliance policies + Administer Performance Reviews for Branch… more
- JPMorgan Chase (Columbus, OH)
- …will future proof our business in an ever-changing landscape. As a Control Manager Vice President within the Consumer Bank Branch Network Product team, you ... Control Management team to help develop the control framework for the next generation of Branch... controls , audit, quality assurance, risk management, or compliance + Proficient knowledge of control and… more
- JPMorgan Chase (Westerville, OH)
- …activities across functional partners and monitors adherence to the firm's risk, controls , compliance , and regulatory requirements + Raises blockers and other ... significant gaps and weaknesses and determine root cause of control breaks + Ensure that controls are...+ Ability to find new ways to test Product controls on a regular cadence to ensure compliance… more
- Rexel USA (Hollywood, FL)
- …inspections and takes corrective actions to support controls + Participate in inventory control and advise Branch Manager of problems to ensure customer ... acting manager in the absence of the branch manager . Additional responsibilities include safety, compliance , personnel, facility, inventory, equipment,… more
- J&J Worldwide Services (San Antonio, TX)
- …Pest Control Manager will be responsible for overseeing pest control operations and ensuring compliance with federal, state, and local laws and ... is completed accurately and on time. + Maintain pest control records. + Ensure daily compliance with...Maintain pest control records. + Ensure daily compliance with all applicable government regulations, hospital requirements, NFPA,… more
- M&T Bank (Fort Washington, MD)
- …for your interest in joining our team! Please note that you are applying to a Branch Manager pipeline requisition for the Southern PG County Region which we use ... branch banking experience (Minimum of 3 years plus as Banking Branch Manager )._** **_Must have experience with business development and community… more
- M&T Bank (Snyder, NY)
- …to support sales activities. + Supervise all branch operations in absence of Branch Manager . Assist branch management with new hires, including their ... through involvement in local organizations. + Exemplify and ensure compliance with operational, security and control policies/procedures,...training and coaching. Work with Branch Manager on new hires, resolving personnel… more
- Wells Fargo (Bryan, TX)
- …package. Apply today. **About this role:** Wells Fargo is seeking a Forward Hire Associate Branch Manager (SAFE) for National Branch Network as part of the ... critical role with a great career path. The Associate Branch Manager Forward Hire is designed to...Knowledge and understanding of banking industry laws and regulations, compliance controls , risk management and loss prevention… more
- Byline Bank (Cicero, IL)
- …company that invests in its employees, we want to hear from you to discuss our Branch Manager opportunity! **Objective of Position** : The Branch Manager ... in efforts to achieve the financial targets of the branch . The Branch Manager plays...work environment. + Schedules staff members to ensure adequate branch staffing. + Practices dual control daily… more
- Banc of California (Newport Beach, CA)
- …operation of a full service branch office, including operations, audit & compliance , product sales, customer service, cash control , security, and safety in ... experience and providing clarity, focus and motivation to achieve branch excellence. Supports the Branch Manager...identified from such audits are corrected. + Assures audit compliance and procedure quality control and recommends… more
- Wells Fargo (Norfolk, VA)
- …completion and been placed into a branch . Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt ... Associate Branch Manager (ABM) or exempt ...Associate Branch Manager (ABM) or exempt Branch ...Knowledge and understanding of banking industry laws and regulations, compliance controls , risk management and loss prevention… more
- Wells Fargo (Huntington Beach, CA)
- …completion and been placed into a branch . Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt ... Associate Branch Manager (ABM) or exempt ...Associate Branch Manager (ABM) or exempt Branch ...Knowledge and understanding of banking industry laws and regulations, compliance controls , risk management and loss prevention… more
- Liberty Bank (Granby, CT)
- Assistant Branch Manager Granby, CT, USA Req #1641 Friday, October 25, 2024 At Liberty, we are proud to integrate our Diversity, Equity and Inclusion (DE&I) ... future. SUMMARY OF THE JOB : As an Assistant Branch Manager in a "Home" or "Satellite"...COMPLIANCE Acts affirmatively in all activities under his/her control in conformance with the Bank's Affirmative Action, Equal… more
- Trustco Bank (Briarcliff Manor, NY)
- **Job Title:** Branch Manager I **Reports to:** Branch Administration **FLSA Status:** Non-Exempt **Salary Grade:** NE18 **Supervisory Responsibility:** Yes ... **SUMMARY:** The Branch Manager is responsible for the administration...branch performance standards in areas such as operating control loss, tellers' level of experience, bank secrecy, and… more
- Trustco Bank (Palm Coast, FL)
- …protected veteran status or any other characteristic protected by law. **Job Title:** Branch Manager **Reports to:** Branch Administration **FLSA Status:** ... Exempt **Salary Grade:** EX02 **Supervisory Responsibility:** Yes **SUMMARY:** The Branch Manager is responsible for the administration and efficient daily… more
- Pioneer Bank (Clifton Park, NY)
- TITLE : Assistant Branch Manager LOCATION: Clifton Park West REPORTS TO: Senior Branch Manager CLASSIFICATION: Full Time, Non - Exempt PAY GRADE: NE 40 ... operations within the office under the direction of the Branch Manager . Assists in the development and...to. + Oversees processing of customer transactions and ensures compliance with cash handling and security procedures. + Assists… more
- Universal Engineering Sciences (Rockledge, FL)
- …stands for Safety, Teamwork, Responsiveness, Integrity, Value, and Excellence. **Summary** The Assistant Branch Manager supports the Branch Manager in ... the selected job posting location. **Essential Duties and Responsibilities:** + Assist the Branch Manager in managing the day-to-day operations of the branch… more
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