- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** TD Securities is looking for a broker - dealer accountant to join its Product Control division in ... books and records and regulatory filings for its US broker -dealers as well as non broker dealers. Specific responsibilities will include, but are not limited… more
- Robert Half Finance & Accounting (New York, NY)
- …Services is recruiting for a Senior Accountant role for a Banking and Broker Dealer firm located in midtown Manhattan. Our client requires a CPA and ... the control and analytical review of holding company and broker dealer results, and inter-company confirmations +...Master's Degree in Accounting, Finance or Tax This Senior Accountant role requires someone to work 3 days per… more
- Siebert Williams Shank (New York, NY)
- …Williams Shank (SWS) is the nation's largest minority-owned and women-owned broker - dealer , full-service investment banking and financial services firm that ... advisory services, is conducting a search for a Staff Accountant to join its finance team. Our Firm Siebert...regulatory reporting. The ideal candidate will have knowledge of broker - dealer operations, financial rules and regulations, and… more
- Tradeweb (Jersey City, NJ)
- …Accounting department. The ideal candidate will have extensive knowledge of broker dealer operations, securities regulations, and financial reporting standards. ... Tradeweb is seeking a Senior Accountant \Securities Brokerage to join our growing Finance &...+ 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Hold Brothers (New York, NY)
- …net capital rules * Prepare supporting documentation, technical accounting, and broker - dealer guidance/interpretation memos to internal and external auditors + ... the Job: Hold Brother's is currently seeking a Staff Accountant to join our growing team! You will be...experience in the securities industry or any FINRA registered broker - dealer preferred + Strong attention to detail… more
- Cleveland Research Company (Cleveland, OH)
- …product in the market. Cleveland Research Company, LLC, an equity research firm and Broker Dealer registered in Cleveland, Ohio, is seeking a qualified Staff ... Staff Accountant Have immediate impact | Be passionate about what you do |...Accountant to oversee some of our accounting processes and operations. This person is… more
- SMBC (Jersey City, NJ)
- …SMBC NY Branch, SMBC Americas Holdings, Inc. and its US subsidiaries (including a broker dealer , lessor entities, swap dealer , commercial bank, etc.). ... **Responsibility** + Prepare & update US GAAP & IFRS accounting policies + Transaction Review & Accounting Analysis + Emerging Guidance Tracking, Implementation & Presentation + Accounting Research + Financial Statement Review + Attending Industry Meetings /… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers ... and filing the monthly FOCUS reports for each and ensuring that the primary broker dealer , Citigroup Global Markets Inc. is compliant with the customer… more
- MyFlorida (Tampa, FL)
- …management, compliance, operations, or the front office of an investment adviser or broker - dealer . + Individuals who hold or have held securities industry ... (CFE); Certified Anti-Money Laundering Specialist (ACAMS); and/or a Certified Public Accountant (CPA) designation. A writing sample may be requested. This position… more
- City National Bank (Jersey City, NJ)
- …benefit, and personal trust relationships, propriety mutual funds, investment management, broker / dealer and security sales and trading activities.IT audits ... + Minimum of 7 years of audit experience + CPA - Certified Public Accountant CPA, CIA, CISA, or CFA **Skills and Knowledge** + Must possess strong managerial,… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …+ Seasoned in financial service industries (asset management, wealth management, Broker / Dealer or insurance) + Excellent decision-making and priority-setting ... Requirements * Technical Accounting proficiency is a must * Certified Public Accountant (CPA) certification * Comprehensive knowledge of US GAAP * Experience in… more
- Ankura (MA)
- …root cause analysis, pre-issuance and post-issuance reviews of issuer and broker - dealer audit engagements, leading and supporting investigations, and independent ... procedures, and ethical behavior. Requirements: . Current CPA (Certified Public Accountant ) license required; . Five or more years of progressively responsible… more