- Morgan Stanley (New York, NY)
- …relationships preferred. - Established relationships with decision makers at national broker / dealer and distribution platform. - Successful track record of ... building a distribution footprint in the Intermediary Channel. The Portfolio Strategy Consultant will partner with National Accounts, Sales, Product and Marketing to… more
- The Hartford (Wayne, PA)
- …in the territory + A demonstrated track record of success in the assigned broker dealer firms + Additional industry designations (ie, CIMA, CFA) Compensation The ... Retail Sales Consultant - 87SX5E We're determined to make a...Location: Oklahoma (Cross-Channel) Overview of the role: The Advisor Consultant is responsible for increasing market share and growing… more
- Capco, a Wipro Company (Charlotte, NC)
- …migrations / conversions is required + Ability to understand institutional Broker - Dealer businesses, control infrastructure and technology impacts + Proven ... change and compete.' **About the Job:** As a Principal Consultant at Capco you will be playing a key...on a range of different business areas as a consultant + Bachelor's degree **Why Capco?** A career at… more
- The Hartford (Wayne, PA)
- …* 3-5 years of wholesaling experience* Distribution channel experience with assigned broker dealer firms.* Track Record of success with existing relationships ... Retail Sales Consultant - 87SX5E We're determined to make a...Location: San Francisco Metro Position Summary: As an Advisor Consultant , you will be responsible for driving Hartford Funds… more
- Capco, a Wipro Company (New York, NY)
- …migrations / conversions is required + Ability to understand institutional Broker - Dealer businesses, control infrastructure and technology impacts + Proven ... change and compete.' **About the Job:** As a Principal Consultant at Capco you will be playing a key...on a range of different business areas as a consultant + Bachelor's degree **Why Capco?** A career at… more
- Guardian Life (Columbus, OH)
- …and disability insurance, mutual funds and annuities. + Work closely with Guardian's broker dealer (Park Avenue Securities) to drive revenue through PAS's ... is Guardian's advanced sales department and we are seeking a Tax Planning Consultant . We are an organization providing superior case consultation to our field force… more
- Huntington National Bank (Chicago, IL)
- …of Investigations) background check with fingerprinting in order to be associated with the broker dealer . Exempt Status: (Yes = not eligible for overtime pay) ... more information, visit www.capstonepartners.com. As Capstone Financial Advisory Services Consultant - Associate on Capstone's Financial Advisory Services team, you… more
- Raymond James Financial, Inc. (Greenwich, CT)
- …principles and practices of the securities industry and asset management products. * Broker / dealer operations. **Skill in:** * Identifying the needs of customers ... * Maintains wholesaling activity logs and or databases to create and maintain broker profile levels and data on current and proposed sales activity. * Works… more
- Raymond James Financial, Inc. (Seattle, WA)
- …traded on the New York Stock Exchange (RJF)._ _Through its three broker / dealer subsidiaries, Raymond James Financial has approximately 8,800 financial advisors ... throughout the United States, Canada and overseas. Total client assets are $1.57 trillion._ _Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in… more
- Raymond James Financial, Inc. (Mill Creek, WA)
- …traded on the New York Stock Exchange (RJF)._ _Through its three broker / dealer subsidiaries, Raymond James Financial has approximately 8,800 financial advisors ... throughout the United States, Canada and overseas. Total client assets are $1.57 trillion._ _Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in… more
- City National Bank (New York, NY)
- …with the transfer by acting as the intermediary between the receiving and delivering broker dealer , and see that the account is properly closed and archived ... by notifying the Portfolio Manager Team and Sr. Investment Consultant . Monitor the process of the transfer, handle any...* 3 to 5 years of experience in a broker dealer or investment industry * Minimum… more
- Navy Federal Credit Union (Vienna, VA)
- …within 90 days of hire) + Appointment by the sponsoring insurance company, broker - dealer and/or Registered Investment Advisory Firm + Willingness to pursue CFP, ... more complex relationships as experience is gained. + Execute customer and broker purchase /sales orders of securities for current/new clients + Focus consulting… more
- Atria Wealth Solutions (Raleigh, NC)
- …about CUSO Financial Services, LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker - dealer and RIA with a stable, 25-year track record of serving the ... people, develop genuine relationships, and act as their personal consultant to assist them with their financial needs and...their members. We're ranked as one of the top broker -dealers in the industry and we work with some… more
- Citigroup (Tampa, FL)
- …Use Global foreign exchange exposure management systems to enable the combined Broker Dealer and Bank Chain entities currency exposures. A telecommuting/hybrid ... Applications Development Manager, Applications Development Senior Programmer Analyst, Senior Consultant , Technical Lead or related position involving daily profit… more
- US Bank (Denver, CO)
- …- Bachelor's degree, or equivalent work experience - Five or more years of experience in the broker / dealer industry - FINRA Series 7, 63, 65 or 66, 24, 53, 4 and ... MSRB, OCC, and internal compliance polices. Acts as the primary compliance consultant /resource for assigned location, business unit(s), or product(s) with respect to… more
- Nuveen Investments (Frisco, TX)
- …working in the securities industry, working for an investment adviser or broker - dealer , and prior experience supporting client services and CRM systems ... + Conduct daily monitoring of question/answer pairs for RFPs, DDQs and Consultant Databases as well as periodic monitoring of client reporting communications and… more
- Principal Financial Group (Des Moines, IA)
- …be required to become a non-registered fingerprint person of (insert broker / dealer ). **Work Authorization/Sponsorship** At this time, we're not considering ... jurisdictions. + CFP(R) (Certified Financial Planner), ChFC(R) (Chartered Financial Consultant ), CLU(R) (Chartered Life Underwriter), or PFS(R) (Personal Financial… more
- Raymond James Financial, Inc. (New York, NY)
- …provide strategic direction and overall management of a region for a major broker / dealer . Works with senior management to determine strategic direction and ... process within a geographic region. * Acts as a business development consultant ; sources, establishes and develops new Financial Advisor affiliations with the… more
- Capco, a Wipro Company (New York, NY)
- …Income, Equities, Derivatives, Swaps, etc.) + Ability to understand institutional Broker - Dealer businesses, control infrastructure and technology impacts + ... + Ability and flexibility to work on a range of different business areas as a consultant + Bachelor's degree **Why Capco?** A career at Capco is a chance to help… more