- MUFG (New York, NY)
- …to serve as the technical bridge between operations and the technology that powers our broker - dealer settlement engine. This role requires deep expertise in ... trade flows, securities processing, cash management, and settlement across platforms such as Broadridge BPS, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO,… more
- BlackRock (Wilmington, DE)
- …and fund accountants, and processing of TBA allocations. Day to day management of broker / dealer and custody relationships is a key focus as well as fostering ... clients Transaction Management Team handles the affirmation, confirmation and settlement of transactions with counterparties and custodians. General functions… more
- US Bank (St. Paul, MN)
- …or direct loan servicing experience **_Preferred Skills/Experience_** + 5+ years of broker dealer securities operations experience ideally in a clearing and/or ... us** USBI is a major underwriter and secondary market dealer and market maker of high grade and high...repo service to its clients, as well as tri-party settlement and is migrating to a general collateral service.… more
- Charles Schwab (Westlake, TX)
- …+ **Education & Experience:** Bachelor's degree in Finance/Economics; 5+ years in settlement operations (including derivatives) within broker / dealer or ... a vital role in ensuring the accuracy and integrity of our trade lifecycle-from post-execution through settlement . You'll collaborate with talented colleagues,… more
- MUFG (New York, NY)
- …utilizing Bank of New York and Broadridge Impact. + Exceptional knowledge of settlement exception queues and trade flows across systems and the organization. ... 3-5 years of experience in US Treasury securities settlements, preferably in a broker - dealer environment. + Strong analytical and problem-solving skills with a… more
- US Bank (Charlotte, NC)
- …customer trade clearance and settlement . Including triparty and repo trade settlement . + Overnight Funding and intraday liquidity Management for the ... Broker Dealer (for both the Retail and...Broker Dealer (for both the Retail and Capital Markets business...and Leadership for Capital Markets Initiatives + Middle Office Trade Support. + Recon Management, SOX Support, and Reporting.… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to Middle Office, Compliance, IT, Trading, Accounting; Fifth Third Securities' Broker Dealer , National Financial Services/Pershing, and other third-party ... daily reports and monitors account activities for potential concerns related to trade settlement , margin, potential risk exposure, and clearing firm… more
- Wells Fargo (Charlotte, NC)
- …at managing large-scale credit servicing platforms + Experience in pre and post trade settlement processes and servicing CLO Portfolios and/or familiarity with ... the Credit Loan Closing team, responsible for managing the settlement process of a portfolio of par and distressed...are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and… more
- Deloitte (Philadelphia, PA)
- …any of the following Financial Services/capital markets industries: investment banking, broker - dealer , prime brokerage, wealth management, or related technology ... is preferred: + Direct hands-on experience with order management, trade capture, matching/confirmation, clearing, settlement , reconciliation, corporate actions,… more
- Bank of America (Dallas, TX)
- …on volumes. **Required Skills:** + Minimum two years of experience working in broker dealer operations with knowledge of common operational issues, controls and ... of assets into and out of accounts. Key responsibilities include reconciliation, settlement , and trade and transfer support, and providing quality service… more
- KeyBank (Amherst, NY)
- …Provide all loan pooling information to the trade desk to provide pooling/ settlement information to the Broker / Dealer within specified timeframes. * ... This position will work closely with the secondary marketing trade desk on loan pooling and delivery instructions to...for all Private Investors. * Set priorities based upon trade /commitment delivery dates. * Monitor status daily of loans… more
- Raymond James Financial, Inc. (Southfield, MI)
- …fund operations function, including governance of securities master and trading restrictions; trade execution and settlement ; corporate actions and fund event ... for new offerings, corporate actions, and regulatory changes. Advocate for the broker - dealer industry within the mutual fund ecosystem and through active… more