- Eclaro (Charlotte, NC)
- …of Client systems including Gloss, Impact and BPS Working knowledge of Prime Broker operations If interested, you may contact: Eric McAuley ###@eclaro.com ### ... A DTC Settlements Team Lead as part of Corporate and Investment Banking Operations . Responsibilities: Serve as a touchpoint on issues and current status for the… more
- Aequor (NV)
- …are you ideally looking for a candidate to have? 1) Must be LCB (Licensed Customs broker ) or ready to take the test. 2) Prior Pharm or R&D experience. o What are ... with a candidate? 1) Must be LCB (Licensed Customs broker ) or ready to take the test. 2) Prior...AND 3 years' experience in Trade Compliance or Import/Export operations OR Associate's degree & 8 years' experience in… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …commercial objectives of the company. Assist with the development of policy and broker HCP relationships and contacts to further the Market Shaping and HCP Relations ... strategies. Partner with Medical Operations , Market Shaping, Diabetes and Bio Pharm Marketing, Sales,...identifies and implements training programs as needed Speaker & operations management: Collaborate closely with Compliance and Legal to… more
- Huntington National Bank (Columbus, OH)
- Description Summary: The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst II is responsible for supporting institutional broker dealer ... In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you… more
- SMBC (New York, NY)
- … dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to communicate this knowledge and applicability to ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services and business… more
- Siebert Williams Shank (New York, NY)
- …or the number two compliance professional for a SEC registered and FINRA member broker -dealer * Have Operations experience including but not limited to TRACE, ... Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker /dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced… more
- Amazon (Florence, KY)
- …AWS Infrastructure is looking for a talented, driven, and highly analytical, Broker Operations Manager with demonstrated experience driving process improvement. ... This Manager will be responsible for on-going broker operations management and strategic development of the next generation of customs operations and… more
- HARIBO of America (Rosemont, IL)
- …Strategy will lead the integration of Category Management strategies with Sales Operations , analytics, and Broker Management to drive profitable growth and ... thinker with deep experience in Category Management, Sales Analytics, Sales Operations , Broker relationships and Broker management, a Bachelor's Degree, and… more
- The Cigna Group (Nashville, TN)
- …compliance requirements and organizational policies & procedures, marketing guidelines and broker engagement. . Coordinates effectively with Sales Operations ... Cigna Medicare strategy for local topline sales agencies, directly contracted agents, and broker down-line sales within the market for the book of business they… more
- NatWest Markets (Stamford, CT)
- …management, and funding. + Direct understanding of US regulatory requirements specific to Broker Dealer Operations . + Individual must be self-motivated who is ... US Operations Oversight & Advisory Stamford,United States Permanent Full Time \#R-00236551 Share: (https://jobs.natwestgroup.com/jobs/14598440-us- operations… more
- SMBC (New York, NY)
- … dealer. + Strong knowledge in US securities laws, rules and regulations and broker dealer operations including Primary Dealer. + Ability to communicate this ... and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the...knowledge and applicability to Nikko and affiliate operations . + Understanding of the products, services and business… more
- Amazon (Nashville, TN)
- …offering solutions to training needs variances - Facilitate operational training for Broker Operations Partners via blended learning experience comprised of ... Chain, or US Customs rules and regulations. - 1+ year as a Licensed Customs Broker or has Customs experience with a willingness to taking the Customs Brokerage or… more
- Tradeweb (Jersey City, NJ)
- …Accounting department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. ... team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong… more
- Hold Brothers (New York, NY)
- …+ Work closely with senior accountants and financial analysts to understand the broker -dealer operations Requirements + Currently enrolled in a Bachelor's degree ... summary reporting and superior technology and service. Hold Brothers is a self-clearing broker -dealer is a member of FINRA and SIPC. Job Summary We are seeking… more
- Kestra Financial (Columbus, OH)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and + Previous experience in the independent financial ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited… more
- Kestra Financial (Raleigh, NC)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... in the back-office functioning of our firm. With responsibility for the day-to-day operations of the firm, the Client Service Associate helps keep the office running… more
- The Hartford (Schaumburg, IL)
- …+ Prepares submissions for rating and acts as the gatekeeper between the Broker , Underwriter and the Operations Service Center Underwriting Support + Performs ... arise. The Account Manager, as part of Global Specialty Operations , will serve as a critical partner to the...based vendors. (Genius knowledge a plus but not required) Broker Management & Client Relations + Serve as a… more
- Kestra Financial (Beaver, PA)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance +… more
- Raymond James Financial, Inc. (Greenwich, CT)
- …principles and practices of the securities industry and asset management products. * Broker /dealer operations . **Skill in:** * Identifying the needs of customers ... * Maintains wholesaling activity logs and or databases to create and maintain broker profile levels and data on current and proposed sales activity. * Works… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …securities industry and asset management products. * Principles of finance and broker /dealer operations . * Financial markets and products. * Company's working ... implement territory/national sales and marketing strategies. * Creates proposals for prospective broker /dealers or clients. * Assists in the creation of reports and… more
