- SMBC (New York, NY)
- … dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to communicate this knowledge and applicability to ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services and business… more
- Watco Companies LLC (Moon Township, PA)
- …Deliver cost-effective solutions that will attract and retain customers + Manage broker and customer service aspects of assigned shipments and/or customer accounts + ... with customers, carriers, and internal teams + Support customers with pricing, operations , and payment-related issues + Manage spot pricing and carrier negotiations… more
- Health First (Rockledge, FL)
- …Health Plans (Health Insurance)* **Organization:** **HF Administrative Plan Inc* **Title:** * Broker Services Specialist I - HFHP Sales Operations * **Location:** ... SUMMARY * Provide services critical to the effective operation of the broker distribution channel, including the appointment process, licensing and renewal licensing… more
- Amazon (Bellevue, WA)
- …AWS Infrastructure is looking for a talented, driven, and highly analytical, Broker Operations Manager with demonstrated experience driving process improvement. ... This Manager will be responsible for on-going broker operations management and strategic development of the next generation of customs operations and… more
- Healthfirst (Enfield, NY)
- …operational processes, services and reporting. + Executes the established vision for Sales Operations , keeping the Broker Strategy Lead aligned to the external ... distribution partner and Manager Medicare Broker Sales informed of status and opportunities. + Supports...Medicare by delivering high quality account management and sales operations every day. + Brings intellectual curiosity, best practices,… more
- Tradeweb (Jersey City, NJ)
- …Accounting department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. ... team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong… more
- Wells Fargo (Charlotte, NC)
- …Euroclear, Clearstream, Crest and various local markets. + Working knowledge of Prime Broker operations . **Job Expectations:** + Monday - Friday - multiple ... role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist (DTC Team Lead) as part of Corporate...Lead) as part of Corporate and Investment Banking (CIB) Operations . **In this role, you will:** + Serve as… more
- Wells Fargo (Charlotte, NC)
- …approval of processes completed by other team members + Partner with vendors, Broker Dealer Operations , Middle Offices, and other stakeholders to ensure accurate ... you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations team as a part of… more
- Hold Brothers (New York, NY)
- …self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations , related affiliates and ... + CPA preferred but not required + 10+ years relevant broker -dealer experience working in Operations and/or Finance as a FINOP or Finance management position at… more
- The Cigna Group (Nashville, TN)
- …compliance requirements and organizational policies & procedures, marketing guidelines and broker engagement. . Coordinates effectively with Sales Operations ... Cigna Medicare strategy for local topline sales agencies, directly contracted agents, and broker down-line sales within the market for the book of business they… more
- HUB International (Atlanta, GA)
- …will have a strong understanding of ancillary products, services, marketplace, and broker /carrier operations . Working in tandem with Client Service, this ... and empathy + Deep understanding of ancillary products, services, marketplace, and broker /carrier operations + Holds active life, accident, and health license… more
- SMBC (New York, NY)
- … dealer. + Strong knowledge in US securities laws, rules and regulations and broker dealer operations including Primary Dealer. + Ability to communicate this ... and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the...knowledge and applicability to Nikko and affiliate operations . + Understanding of the products, services and business… more
- Amazon (Nashville, TN)
- …offering solutions to training needs variances - Facilitate operational training for Broker Operations Partners via blended learning experience comprised of ... Chain, or US Customs rules and regulations. - 1+ year as a Licensed Customs Broker or has Customs experience with a willingness to taking the Customs Brokerage or… more
- Siebert Williams Shank (New York, NY)
- …accounting and regulatory reporting. The ideal candidate will have knowledge of broker -dealer operations , financial rules and regulations, and the ability to ... services firm + Knowledge and understanding of GAAP + Knowledge of broker -dealer operations , financial instruments, and regulatory requirements. + Excellent… more
- Dorman (Colmar, PA)
- …(eg, FTAs, country of origin, item markings etc.) import compliance procedures, broker operations , recordkeeping, and auditing. And/or, solid understanding of ... or licenses a plus (Certified Customs Specialist (CCS) or Licensed Customs Broker (LCB)). + Self-motivated with critical attention to detail, deadlines, and… more
- Kestra Financial (Columbus, OH)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and + Previous experience in the independent financial ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited… more
- Kestra Financial (Raleigh, NC)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... in the back-office functioning of our firm. With responsibility for the day-to-day operations of the firm, the Client Service Associate helps keep the office running… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …securities industry and asset management products. * Principles of finance and broker /dealer operations . * Financial markets and products. * Company's working ... implement territory/national sales and marketing strategies. * Creates proposals for prospective broker /dealers or clients. * Assists in the creation of reports and… more
- Kestra Financial (Beaver, PA)
- …in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance +… more
- CVS Health (Carson City, NV)
- …Candidates will sit in Southern Nevada** Aetna is looking for a Medicare Sales Broker Manager to join the southern Nevada sales team that drives and achieves sales ... the recruitment, onboarding, engagement, sales/retention, and compliance adherence of assigned broker base. - Utilize the deployment of various tactics such as… more