- Citigroup (Tampa, FL)
- …a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a significant growth program to ... and be adventurous whilst taking measured risk, adopting safe practices to protect the firm . Data lineage and optimization is core to how we develop our eco system.… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is looking to add to its Prime Brokerage Business Consulting group. The Business Consulting Team provides expert advice to investment managers ... regimes. *Knowledge of fund service provider landscape including Law Firms , Fund Administrators, PEOs, Compliance Consultants, Audit and Tax...or hedge fund service provider such as a law firm , accounting firm or compliance adviser. *Strong… more
- CHARLESGATE (Boston, MA)
- …our clients. An amazing and unique opportunity to expand your general brokerage business and grow within our New Development Sales business unit. Expectations ... pages and promote content on your personal social media. + Engage the co- brokerage community to encourage showings and sales, including but not limited to broker… more
- Insight Global (Tampa, FL)
- …Real Estate Services Firm who is looking for a Managing Director, Brokerage to lead their growing Tampa, FL location. This Managing Director will be responsible ... Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements Florida Real Estate Brokerage License 7+ years of commercial real estate … more
- JPMorgan Chase (Newark, DE)
- …client's needs. The range of services typically available to our Prime Brokerage clients are Global Custody (including Clearing, Custody and Asset Servicing), ... Lending, Financing and Margin Solution **Job Summary:** As a Fixed Income Prime Brokerage Settlement Analyst in Prime Financial Services, you will be the "Go To"… more
- Truist (Richmond, VA)
- …The location is 1001 Semmes Avenue, Richmond, Virginia. Ensure that all brokerage accounts are opened and maintained accurately, including the review and cataloging ... change from time to time. 1. Update client and account information within firm applications while maintaining a high degree of accuracy. 2. Ensure account… more
- Beemac Logistics (Pittsburgh, PA)
- …+ Top 500 Largest For-Hire Carriers by Freight Waves 2023. + Ranked 60th Top Freight Brokerage Firms in the US by Transport Topics 2023. + Ranked in the "Top ... of business in the transportation industry (*only those with direct freight brokerage experience will be considered), while influencing and motivating others to… more
- Thrivent Financial (Minneapolis, MN)
- …Job Duties and Responsibilities + Provide services as part of a brokerage operations functional team. This includes answering member and field phone calls, ... collaborating with other service teams. + Maintain a thorough understanding of brokerage operations products, services and affiliated systems including the NFS and… more
- Comerica (Detroit, MI)
- …provide guidance to Investment Banking associates. * Ensure compliance with brokerage industry regulations regarding the segregation of customer funds through the ... alerting senior management of potential violations to ensure the firm is in compliance with this regulation. * Perform...the books of Comerica Securities in order to meet brokerage industry books and records requirements. Audit * Review… more
- Robert Half Finance & Accounting (Dallas, TX)
- …Half Finance and Accounting has teamed up with $8 billion plus private equity firm to assist in the recruitment of a Senior Operations Analyst. This person will ... in the Exchange-Traded Settlements group is responsible for reconciling prime brokerage and custody accounts, resolving daily trade breaks and fails, processing… more
- Guardian Life (Pittsfield, MA)
- …who will be responsible for performing suitability reviews for life, annuities, brokerage and advisory products and oversight through testing of the tasks completed ... testing of Supervisory systems to ensure continued compliance with the firm 's policies and advance concerns when appropriate. + Consistently enforce compliance… more
- CBRE (Los Angeles, CA)
- 2024 Sales/ Brokerage Intern - Summer (Los Angeles) Job ID 169888 Posted 31-May-2024 Service line Advisory Segment Role type Part-time Areas of Interest ... in the largest and most successful global commercial real estate services firm . The internship accelerates your learning and development by providing you with… more
- Truist (Greensboro, NC)
- …and work-related experience 2. Five years of marketing experience in a brokerage firm with significant supervisory responsibility 3. Demonstrated ability to ... effectively manage people and projects 4. A thorough understanding of the advertising review process as mandated by Financial Industry Regulatory Authority, Inc. (FINRA) 5. Strong writing and presentation skills 6. Significant experience planning client and… more
- Citigroup (New York, NY)
- …of transactions when making business decisions; demonstrating proper consideration for the firm 's reputation + Be familiar with and adhere to Citi's Code of ... when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Citigroup (Tampa, FL)
- …when business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets, by driving ... compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as… more
- Vanguard (Malvern, PA)
- Job Description + Vanguard has a Senior Solutions Architect/ Brokerage Platform opportunity with our Personal Investor Technology team. We are looking for someone ... with broad and deep brokerage platform domain experience. Brokerage is at...you will: + Provide the architectural leadership in shaping firm or business unit-wide, transformational, business technology solutions, with… more
- Federal Reserve System (Dallas, TX)
- …meetings with management to develop a deep and broad understanding of the firm 's core business lines, including retail brokerage and registered investment ... This position is responsible for overseeing regulatory compliance with the supervised firm 's core business lines, with focus on broker/dealer and advisory services… more
- Friedman Management Company (Chicago, IL)
- …years, Friedman Real Estate is one of the largest privately owned full-service real estate firms in the US Our brokerage group is rapidly expanding our unique ... Real Estate Broker - Investment Sales Job Details Level Experienced Job Location Friedman Brokerage Office - Illinois - Chicago, IL Job Category Sales With a stellar… more
- MassMutual (Phoenix, AZ)
- …As a **Business Acceptance Consultant** you will conduct back-office review and firm -accept **a** nce of Inforce business submissions related to Brokerage , ... Additionally, it is expected that you will assist when needed with Brokerage /Advisory Transfer of Assets and Money Movement items for Business Acceptance,… more
- AON (New York, NY)
- …What the day will look like + Independently managing and developing bank and brokerage firm relationships to sell and deliver data analytics, including market ... division (McLagan) partners with all leading global financial services firms , as well as regional and boutique organizations that...look like + Independently managing and developing bank and brokerage firm relationships to sell and deliver… more
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